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BARCLAYS PLC (0XHL)

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Thursday 28 May, 2020

BARCLAYS PLC

Form 8.3 - AON PLC - Amendment

Form 8.3 - AON PLC - Amendment

BARCLAYS PLC

 

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

26 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

244,922

0.11%

886,694

0.38%

 

(2)

Derivatives (other than options):

468,068

0.20%

29,700

0.01%

 

(3)

Options and agreements to
purchase/sell:

2,600

0.00%

4,500

0.00%

 
TOTAL:

715,590

0.31%

920,894

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

196.1300 USD
Purchase

1

196.1600 USD
Purchase

8

195.3000 USD
Purchase

10

196.0500 USD
Purchase

21

195.3400 USD
Purchase

27

195.1100 USD
Purchase

28

196.5300 USD
Purchase

53

195.7900 USD
Purchase

70

195.3357 USD
Purchase

88

196.2131 USD
Purchase

100

195.0850 USD
Purchase

100

196.8450 USD
Purchase

100

196.0800 USD
Purchase

100

196.3100 USD
Purchase

100

195.5100 USD
Purchase

177

195.4300 USD
Purchase

180

195.8762 USD
Purchase

205

195.3505 USD
Purchase

320

195.3425 USD
Purchase

400

196.3050 USD
Purchase

410

195.8940 USD
Purchase

496

195.9276 USD
Purchase

771

195.9228 USD
Purchase

1,050

195.0205 USD
Purchase

1,456

196.2541 USD
Purchase

1,602

195.0888 USD
Purchase

1,700

195.0630 USD
Purchase

2,476

195.0600 USD
Purchase

3,610

195.3118 USD
Purchase

5,121

195.7379 USD
Purchase

7,201

195.8960 USD
Purchase

7,500

195.8856 USD
Purchase

14,074

195.8842 USD
Purchase

44,482

195.7136 USD
Sale

9

196.0500 USD
Sale

30

196.1200 USD
Sale

36

196.3300 USD
Sale

96

196.5364 USD
Sale

100

195.7500 USD
Sale

100

195.5100 USD
Sale

100

195.1100 USD
Sale

100

195.0200 USD
Sale

100

195.3000 USD
Sale

100

196.5050 USD
Sale

100

196.1351 USD
Sale

101

195.1000 USD
Sale

150

195.0800 USD
Sale

177

195.4300 USD
Sale

180

195.8762 USD
Sale

199

196.8252 USD
Sale

200

195.9350 USD
Sale

200

195.0325 USD
Sale

205

195.3505 USD
Sale

300

195.0000 USD
Sale

300

195.1200 USD
Sale

300

195.1150 USD
Sale

311

195.0170 USD
Sale

328

195.2190 USD
Sale

400

196.5300 USD
Sale

400

195.1887 USD
Sale

584

196.1690 USD
Sale

593

195.0302 USD
Sale

700

196.4928 USD
Sale

782

194.9990 USD
Sale

900

196.0525 USD
Sale

949

195.0299 USD
Sale

1,290

195.0979 USD
Sale

1,401

195.0546 USD
Sale

1,608

196.3414 USD
Sale

1,700

195.0630 USD
Sale

1,894

196.1730 USD
Sale

1,911

195.2291 USD
Sale

2,500

195.6902 USD
Sale

2,576

195.0600 USD
Sale

2,849

195.0319 USD
Sale

3,130

195.1810 USD
Sale

4,210

195.3317 USD
Sale

6,400

195.8888 USD
Sale

6,500

195.7580 USD
Sale

14,758

196.1909 USD
Sale

22,419

195.8806 USD
Sale

24,409

195.2996 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long

500

195.1400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

28 May 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

1,100

260.0000

American Jul 17, 2020
Call Options Purchased

1,500

240.0000

American Jul 17, 2020
Call Options Written

-4,500

220.0000

American Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


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