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Thursday 15 July, 2021

Goldman Sachs (EPT)

Form 8.5 (EPT/RI) - Amendment

RNS Number : 3914F
GoldmanSachs International
15 July 2021
 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 24 June for dealings on 23 June has been updated. Sections 2(a) and 2(b) have been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

WM MORRISON SUPERMARKETS PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

CLAYTON, DUBILIER & RICE, LLC AS MANAGER OF CLAYTON, DUBILIER & RICE FUNDS XI

(d) Date dealing undertaken:

23 June 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

  If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

10p ordinary

Purchases

6,736,358

2.3800 GBP

2.3290 GBP

10p ordinary

Sales

4,514,625

2.3820 GBP

2.3287 GBP

 

 

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

10p ordinary

CFD

Reducing a short position

22,918

2.3287 GBP

10p ordinary

CFD

Reducing a long position

1,526

2.3290 GBP

10p ordinary

CFD

Reducing a long position

1,644

2.3290 GBP

10p ordinary

CFD

Reducing a long position

1,410

2.3290 GBP

10p ordinary

CFD

Reducing a long position

4,103

2.3290 GBP

10p ordinary

CFD

Reducing a long position

7,918

2.3290 GBP

10p ordinary

CFD

Reducing a short position

57,785

2.3304 GBP

10p ordinary

CFD

Reducing a short position

69,172

2.3378 GBP

10p ordinary

CFD

Increasing a short position

11,445

2.3390 GBP

10p ordinary

CFD

Reducing a long position

7,919

2.3398 GBP

10p ordinary

CFD

Reducing a long position

76,181

2.3434 GBP

10p ordinary

CFD

Reducing a long position

147,543

2.3434 GBP

10p ordinary

CFD

Reducing a short position

6,917

2.3473 GBP

10p ordinary

CFD

Reducing a short position

58,385

2.3481 GBP

10p ordinary

CFD

Reducing a long position

1,055

2.3585 GBP

10p ordinary

CFD

Reducing a long position

224

2.3585 GBP

10p ordinary

CFD

Reducing a long position

52

2.3585 GBP

10p ordinary

CFD

Reducing a long position

5,753

2.3619 GBP

10p ordinary

CFD

Reducing a long position

11,142

2.3619 GBP

10p ordinary

CFD

Reducing a short position

72,326

2.3644 GBP

10p ordinary

CFD

Reducing a long position

25,848

2.3687 GBP

10p ordinary

CFD

Reducing a long position

50,060

2.3687 GBP

10p ordinary

CFD

Reducing a long position

28,765

2.3712 GBP

10p ordinary

CFD

Reducing a long position

55,710

2.3712 GBP

10p ordinary

CFD

Reducing a short position

3,770

2.3718 GBP

10p ordinary

CFD

Reducing a short position

31,900

2.3746 GBP

10p ordinary

SWAP

Reducing a short position

40,040

2.3463 GBP

10p ordinary

SWAP

Opening a short position

16,480

2.3463 GBP

10p ordinary

SWAP

Reducing a short position

16,480

2.3463 GBP

10p ordinary

SWAP

Opening a short position

99,560

2.3463 GBP

10p ordinary

SWAP

Reducing a short position

99,560

2.3463 GBP

10p ordinary

SWAP

Opening a short position

40,040

2.3463 GBP

10p ordinary

SWAP

Increasing a short position

16,480

3.2783 USD

10p ordinary

SWAP

Increasing a short position

40,040

3.2783 USD

10p ordinary

SWAP

Increasing a short position

99,560

3.2783 USD

10p ordinary

SWAP

Opening a short position

650,490

3.3095 USD

10p ordinary

SWAP

Reducing a short position

650,490

3.3095 USD

10p ordinary

SWAP

Opening a long position

687,804

3.3095 USD

10p ordinary

SWAP

Reducing a long position

687,804

3.3095 USD

 

 

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

15 July 2021

Contact name:

Paul Grainger and Kashif Rafiq

Telephone number:

+44(20) 7552 9835 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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