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FORM 38.5(b) |
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IRISH TAKEOVER PANEL |
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OPENING POSITION DISCLOSURE/DEALING DISCLOSURE |
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UNDER RULE 38.5(b) OF THE IRISH TAKEOVER |
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PANEL ACT, 1997, TAKEOVER RULES, 2022 BY A CONNECTED |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED |
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INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY |
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STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY |
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1. KEY INFORMATION |
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(a) Name of exempt principal trader |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: |
DCC ENERGY PLC |
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(c) Name of the party to the offer with which exempt principal trader is connected (Note 1) |
Energy Capital Partners, LLC and Kohlberg Kravis Roberts & Co. L. P. |
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(d) Date position held/dealing undertaken: |
26 AUG 2026 |
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? |
NO |
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2. INTERESTS AND SHORT POSITIONS |
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Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) (Note 2) |
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(Note 2) |
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Class of relevant security : |
€0.25OrdinaryShares: |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
1,524,262 |
1.78% |
305,047 |
0.36% |
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(2) Cash-settled derivatives: |
17,252 |
0.02% |
1,314,371 |
1.54% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,541,514 |
1.80% |
1,619,418 |
1.90% |
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3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (Note 4) |
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(a) Purchases and sales |
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Class of relevant Security |
Purchase/sale |
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
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€0.25OrdinaryShares: |
Purchase |
149 |
63.6030 GBP |
63.6030 GBP |
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€0.25OrdinaryShares: |
Purchase |
186 |
63.6184 GBP |
63.6184 GBP |
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€0.25OrdinaryShares: |
Purchase |
306 |
63.6358 GBP |
63.6358 GBP |
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€0.25OrdinaryShares: |
Purchase |
392 |
63.6364 GBP |
63.6364 GBP |
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€0.25OrdinaryShares: |
Purchase |
500 |
63.6250 GBP |
63.6250 GBP |
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€0.25OrdinaryShares: |
Purchase |
983 |
63.6251 GBP |
63.6251 GBP |
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€0.25OrdinaryShares: |
Purchase |
1,996 |
63.6000 GBP |
63.6000 GBP |
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€0.25OrdinaryShares: |
Purchase |
3,962 |
63.6500 GBP |
63.6500 GBP |
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€0.25OrdinaryShares: |
Purchase |
4,887 |
63.5845 GBP |
63.5845 GBP |
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€0.25OrdinaryShares: |
Purchase |
6,018 |
63.6104 GBP |
63.6104 GBP |
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€0.25OrdinaryShares: |
Purchase |
6,581 |
63.7000 GBP |
63.7000 GBP |
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€0.25OrdinaryShares: |
Purchase |
10,247 |
63.6716 GBP |
63.6716 GBP |
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€0.25OrdinaryShares: |
Purchase |
11,333 |
63.6967 GBP |
63.6967 GBP |
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€0.25OrdinaryShares: |
Purchase |
11,947 |
63.6119 GBP |
63.6119 GBP |
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€0.25OrdinaryShares: |
Purchase |
200,000 |
63.6445 GBP |
63.6445 GBP |
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€0.25OrdinaryShares: |
Sale |
1 |
63.5980 GBP |
63.5980 GBP |
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€0.25OrdinaryShares: |
Sale |
35 |
63.6228 GBP |
63.6228 GBP |
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€0.25OrdinaryShares: |
Sale |
71 |
63.6355 GBP |
63.6355 GBP |
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€0.25OrdinaryShares: |
Sale |
130 |
63.7127 GBP |
63.7127 GBP |
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€0.25OrdinaryShares: |
Sale |
143 |
63.5671 GBP |
63.5671 GBP |
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€0.25OrdinaryShares: |
Sale |
213 |
63.6197 GBP |
63.6197 GBP |
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€0.25OrdinaryShares: |
Sale |
220 |
63.5890 GBP |
63.5890 GBP |
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€0.25OrdinaryShares: |
Sale |
246 |
63.6554 GBP |
63.6554 GBP |
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€0.25OrdinaryShares: |
Sale |
306 |
63.7000 GBP |
63.7000 GBP |
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€0.25OrdinaryShares: |
Sale |
353 |
63.6428 GBP |
63.6428 GBP |
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€0.25OrdinaryShares: |
Sale |
700 |
63.6544 GBP |
63.6544 GBP |
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€0.25OrdinaryShares: |
Sale |
834 |
63.6644 GBP |
63.6644 GBP |
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€0.25OrdinaryShares: |
Sale |
1,876 |
63.6000 GBP |
63.6000 GBP |
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€0.25OrdinaryShares: |
Sale |
1,967 |
63.6812 GBP |
63.6812 GBP |
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€0.25OrdinaryShares: |
Sale |
5,328 |
63.6250 GBP |
63.6250 GBP |
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€0.25OrdinaryShares: |
Sale |
5,457 |
63.6500 GBP |
63.6500 GBP |
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€0.25OrdinaryShares: |
Sale |
7,800 |
63.6585 GBP |
63.6585 GBP |
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€0.25OrdinaryShares: |
Sale |
9,048 |
63.6167 GBP |
63.6167 GBP |
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(b) Cash-settled derivative transactions |
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Class of relevant security |
Product description |
Nature of dealing |
Number of reference securities |
Price per unit(Note 4) |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
9,400 |
63.6953 GBP |
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€0.25OrdinaryShares: |
SWAP |
Decreasing Short |
13 |
63.6646 GBP |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
389 |
63.6915 GBP |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
3,457 |
63.7031 GBP |
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€0.25OrdinaryShares: |
SWAP |
Decreasing Short |
518 |
63.6289 GBP |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
109 |
63.7 GBP |
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€0.25OrdinaryShares: |
CFD |
Decreasing Short |
143 |
63.5671 GBP |
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€0.25OrdinaryShares: |
CFD |
Increasing Long |
1,736 |
63.6 GBP |
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€0.25OrdinaryShares: |
SWAP |
Decreasing Short |
1 |
63.5981 GBP |
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€0.25OrdinaryShares: |
SWAP |
Closing Long |
306 |
63.6358 GBP |
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€0.25OrdinaryShares: |
SWAP |
Opening Short |
200,000 |
63.6445 GBP |
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€0.25OrdinaryShares: |
SWAP |
Decreasing Short |
834 |
63.6644 GBP |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
392 |
63.6364 GBP |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
353 |
63.6033 GBP |
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€0.25OrdinaryShares: |
SWAP |
Closing Short |
558 |
63.7 GBP |
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€0.25OrdinaryShares: |
SWAP |
Opening Long |
501 |
63.7 GBP |
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€0.25OrdinaryShares: |
CFD |
Decreasing Long |
5,134 |
63.7 GBP |
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€0.25OrdinaryShares: |
SWAP |
Decreasing Short |
213 |
63.6197 GBP |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
2,281 |
63.7031 GBP |
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€0.25OrdinaryShares: |
SWAP |
Closing Long |
501 |
63.7 GBP |
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€0.25OrdinaryShares: |
SWAP |
Opening Short |
96 |
63.7 GBP |
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€0.25OrdinaryShares: |
CFD |
Closing Long |
888 |
63.7 GBP |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
2 |
63.7 GBP |
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€0.25OrdinaryShares: |
SWAP |
Decreasing Short |
357 |
63.7 GBP |
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€0.25OrdinaryShares: |
SWAP |
Decreasing Short |
1,550 |
63.6955 GBP |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
366 |
63.7 GBP |
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€0.25OrdinaryShares: |
SWAP |
Decreasing Short |
35 |
63.6228 GBP |
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€0.25OrdinaryShares: |
SWAP |
Increasing Short |
6,018 |
63.6104 GBP |
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(c) Stock-settled derivative transactions (including options) |
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(i) Writing, selling, purchasing or varying |
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Class of |
Product description |
Writing, purchasing, |
Number of securities |
Exercise price |
Type |
Expiry date |
Option money |
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relevant security |
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selling, |
to which option |
per unit |
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paid/received per unit |
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varying etc. |
relates (Note 7) |
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(ii) Exercising |
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Class of relevant security |
Product description |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
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(d) Other dealings (including subscribing for new securities) |
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Class of relevant security |
Nature of Dealings |
Details |
Price per unit |
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(Note 7) |
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(if applicable) (Note 4) |
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4. OTHER INFORMATION |
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(a) Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities |
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which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any |
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party to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
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voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or |
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disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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(c) Attachments |
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Is a Supplemental Form 8 attached? |
NO |
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Date of disclosure: |
27 Aug 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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