Holding(s) in Company

RNS Number : 0039Q
Schroder UK Mid & Small Cap Fd PLC
02 April 2009
 

For filings with the FSA include the annex

For filings with issuer exclude the annex


TR-1: Notifications of Major Interests in Shares


1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:


Schroder UK Mid & Small Cap Fund Plc


2. Reason for the notification 

(please place an X inside the appropriate bracket/s):


An acquisition or disposal of voting rights: (X)


An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )


An event changing the breakdown of voting rights: ( )


Other (please specify) : ( )

……………..


3. Full name of person(s) subject to notification obligation:


Barclays Plc


4. Full name of shareholder(s) (if different from 3) :


Barclays Bank Trust Company Ltd


Barclays Global Investors Ltd


Barclays Life Assurance Co Ltd


Barclays Private Bank and Trust Ltd


Barclays Stockbrokers Ltd


Gerrard Investment Management Ltd


5. Date of transaction (and date on which the threshold is crossed or reached if different):


26 March 2009


6. Date on which issuer notified:


1 April 2009


7. Threshold(s) that is/are crossed or reached:


5% to 6%


8. Notified Details:


A: Voting rights attached to shares


Class/type of shares if possible use ISIN CODE

Situation previous to the triggering transaction



Number of shares

Number of voting rights 

GB0006108418

2,096,079

2,096,079


Resulting situation after the triggering transaction

Class/type of shares if possible use ISIN CODE

Number of shares 

Number of voting rights

% of voting rights




Direct

Indirect

Direct

Indirect


2,171,115

0

2,171,115

0.00

6.01%


B: Financial Instruments

Resulting situation after the triggering transaction


Type of financial instrument

Expiration date 



Exercise/conversion period/date


No. of voting rights that may be acquired (if the instrument exercised/ converted)

% of voting rights



N/A






Total (A+B)

Number of voting rights

% of voting rights

2,171,115

6.01%



9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :


Barclays Bank Trust Company Ltd


Barclays Global Investors Ltd


Barclays Life Assurance Co Ltd


Barclays Private Bank and Trust Ltd


Barclays Stockbrokers Ltd


Gerrard Investment Management Ltd


Proxy Voting:


10. Name of proxy holder:

……………..


11. Number of voting rights proxy holder will cease to hold:

……………..


12. Date on which proxy holder will cease to hold voting rights:

……………..


13. Additional information:

……………..


14. Contact name:


Louise Richard


15. Contact telephone number:


0207 658 6501


2 April 2009



This information is provided by RNS
The company news service from the London Stock Exchange
 
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