Holding(s) in Company

Holding(s) in Company

Hargreave Hale AIM 1

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
     
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii 		HARGREAVE HALE AIM VCT 1 PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights    
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other: Due to a change in customer terms and conditions, from 1 January 2013, unless otherwise agreed with the client, Hargreave Hale no longer controls any voting rights for discretionary clients whose shares are not held in custody by Hargreave Hale. Several discretionary clients own shares in the above company which are not held in custody by Hargreave Hale resulting in a reduction in the voting rights controlled by Hargreave Hale.

X

3. Full name of person(s) subject to the
notification obligation: iii 		  HARGREAVE HALE LIMITED
4. Full name of shareholder(s)
(if different from 3.):iv 		DISCRETIONARY CLIENTS
5. Date of the transaction and date on
which the threshold is crossed or
reached: v 		01 JANUARY 2013
6. Date on which issuer notified: 02 JANUARY 2013
7. Threshold(s) that is/are crossed or
reached: vi, vii 		5%
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of
shares


if possible using
the ISIN CODE

   Situation previous
to the triggering
transaction 		  Resulting situation after the triggering transaction
Number
of
Shares 		  Number
of
Voting
Rights 		Number
of shares 		  Number of voting
rights 		  % of voting rights x
Direct   Indirect Direct xi   Indirect xii Direct   Indirect
GB00B02WHS05

 

1,659,156

 

1,659,156

  312,052   312,052   1.2493%
 
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument 		  Expiration
date xiii 		  Exercise/
Conversion Period xiv 		  Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. 		% of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument 		Exercise price   Expiration date xvii   Exercise/
Conversion period xviii 		  Number of voting rights instrument refers to   % of voting rights xix, xx
       

 

Nominal   Delta
   
 
Total (A+B+C)
Number of voting rights Percentage of voting rights
312,052 1.2493%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
 
 
Proxy Voting:
10. Name of the proxy holder:    
11. Number of voting rights proxy holder will cease
to hold: 		 
12. Date on which proxy holder will cease to hold
voting rights: 		 
 

13. Additional information: 		   
14. Contact name: David Clueit
15. Contact telephone number: 01253 754739

Stuart Brookes

Company Secretary

Hargreave Hale AIM VCT 1 plc

01253 754740

Companies

Hargreave Hale AIM VCT (HHV)
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