FORM 8.3 - ABBVIE INC

FORM 8.3 - ABBVIE INC

BARCLAYS PLC

 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	13 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		3,520,451	0.24%	4,097,992	0.28%
					Â
(2)	Derivatives (other than options):
		2,212,730	0.15%	1,434,400	0.10%
					Â
(3)	Options and agreements to
	purchase/sell:	2,254,400	0.15%	1,289,400	0.09%
					Â
	TOTAL:
		7,987,581	0.54%	6,821,792	0.46%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	50	88.8200 USD
Purchase	66	88.6900 USD
Purchase	84	88.7133 USD
Purchase	90	88.1625 USD
Purchase	100	88.3700 USD
Purchase	100	88.1500 USD
Purchase	100	88.5400 USD
Purchase	100	88.7500 USD
Purchase	100	88.8000 USD
Purchase	100	88.4700 USD
Purchase	100	88.4750 USD
Purchase	100	88.4900 USD
Purchase	101	88.4100 USD
Purchase	102	88.3283 USD
Purchase	130	88.4176 USD
Purchase	174	88.5000 USD
Purchase	195	88.7200 USD
Purchase	200	88.8100 USD
Purchase	200	88.5500 USD
Purchase	223	88.7203 USD
Purchase	300	88.8133 USD
Purchase	320	88.4262 USD
Purchase	348	88.5042 USD
Purchase	400	88.4575 USD
Purchase	400	88.7050 USD
Purchase	400	88.8175 USD
Purchase	500	88.5240 USD
Purchase	500	88.4660 USD
Purchase	597	88.4589 USD
Purchase	600	88.7033 USD
Purchase	600	62.5000 USD
Purchase	600	88.4591 USD
Purchase	700	50.0000 USD
Purchase	829	88.2595 USD
Purchase	961	88.7100 USD
Purchase	1,207	88.7129 USD
Purchase	1,471	88.1948 USD
Purchase	1,500	55.0000 USD
Purchase	1,600	57.5000 USD
Purchase	2,111	88.3281 USD
Purchase	2,200	89.1800 USD
Purchase	2,300	47.5000 USD
Purchase	2,598	88.3608 USD
Purchase	2,800	88.4986 USD
Purchase	2,900	65.0000 USD
Purchase	3,004	88.3180 USD
Purchase	4,600	75.0000 USD
Purchase	5,800	60.0000 USD
Purchase	7,200	88.5370 USD
Purchase	8,000	77.5000 USD
Purchase	9,300	88.4206 USD
Purchase	11,900	88.4500 USD
Purchase	11,900	70.0000 USD
Purchase	15,000	88.1073 USD
Purchase	17,320	88.4827 USD
Purchase	20,317	88.4887 USD
Purchase	20,900	72.5000 USD
Purchase	23,900	67.5000 USD
Purchase	24,136	88.2794 USD
Purchase	32,998	88.4932 USD
Purchase	51,700	88.4164 USD
Purchase	52,200	88.4041 USD
Purchase	58,800	80.0000 USD
Purchase	73,690	88.5200 USD
Purchase	97,262	88.4792 USD
Purchase	198,048	88.5206 USD
Sale	1	88.7200 USD
Sale	45	88.1900 USD
Sale	45	88.1350 USD
Sale	100	88.5700 USD
Sale	100	88.7400 USD
Sale	100	88.3800 USD
Sale	100	88.1200 USD
Sale	100	88.4900 USD
Sale	100	88.6800 USD
Sale	200	88.3600 USD
Sale	200	88.5850 USD
Sale	230	88.4426 USD
Sale	268	88.5771 USD
Sale	298	88.3767 USD
Sale	300	88.3766 USD
Sale	300	88.3733 USD
Sale	401	88.3002 USD
Sale	403	88.4544 USD
Sale	419	88.2002 USD
Sale	500	88.3680 USD
Sale	515	88.0342 USD
Sale	550	88.5350 USD
Sale	588	88.4700 USD
Sale	595	88.1400 USD
Sale	596	88.5179 USD
Sale	600	88.0866 USD
Sale	749	88.0704 USD
Sale	815	88.0666 USD
Sale	891	88.3511 USD
Sale	900	88.3400 USD
Sale	900	88.4272 USD
Sale	933	88.0792 USD
Sale	938	88.4166 USD
Sale	948	88.5184 USD
Sale	1,050	88.8133 USD
Sale	1,200	88.2854 USD
Sale	1,207	88.7130 USD
Sale	1,207	88.7129 USD
Sale	1,241	88.0110 USD
Sale	1,300	88.5919 USD
Sale	1,327	88.7075 USD
Sale	1,535	88.5525 USD
Sale	1,604	88.4575 USD
Sale	1,668	88.3984 USD
Sale	1,700	88.1538 USD
Sale	2,329	88.4914 USD
Sale	2,703	88.4291 USD
Sale	2,900	88.4777 USD
Sale	4,326	88.5950 USD
Sale	5,733	88.1421 USD
Sale	5,852	88.5377 USD
Sale	8,100	88.4407 USD
Sale	8,989	88.5268 USD
Sale	11,900	88.4500 USD
Sale	13,000	88.3465 USD
Sale	16,700	88.4980 USD
Sale	18,000	88.4118 USD
Sale	20,306	88.4649 USD
Sale	20,700	88.4643 USD
Sale	22,436	88.5200 USD
Sale	27,106	88.4107 USD
Sale	42,600	88.3895 USD
Sale	42,883	88.5037 USD
Sale	62,533	88.5081 USD
Sale	64,769	88.3896 USD
Sale	198,048	88.5206 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	17,320	88.4728 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	88 USD	American	24 Jan 2020	0.8800 USD
Call Option	Purchasing	300	90 USD	American	17 Jan 2020	0.1866 USD
Call Option	Purchasing	200	90 USD	American	21 Feb 2020	1.7000 USD
Call Option	Purchasing	900	91 USD	American	28 Feb 2020	1.5700 USD
Call Option	Purchasing	20,000	92 USD	American	31 Jan 2020	0.5300 USD
Call Option	Purchasing	100	93 USD	American	21 Feb 2020	1.0000 USD
Call Option	Purchasing	200	95 USD	American	17 Jan 2020	0.0200 USD
Call Option	Purchasing	100	95 USD	American	21 Feb 2020	0.4600 USD
Call Option	Selling	2,300	48 USD	American	18 Sep 2020	40.9500 USD
Call Option	Selling	700	50 USD	American	15 Jan 2021	39.5700 USD
Call Option	Selling	1,300	55 USD	American	19 Jun 2020	33.3000 USD
Call Option	Selling	200	55 USD	American	18 Sep 2020	31.7000 USD
Call Option	Selling	1,200	58 USD	American	19 Jun 2020	30.8500 USD
Call Option	Selling	400	58 USD	American	18 Sep 2020	29.1000 USD
Call Option	Selling	2,500	60 USD	American	21 Feb 2020	30.4000 USD
Call Option	Selling	2,300	60 USD	American	19 Jun 2020	28.4100 USD
Call Option	Selling	1,000	60 USD	American	18 Sep 2020	29.8000 USD
Call Option	Selling	500	63 USD	American	15 May 2020	27.0000 USD
Call Option	Selling	100	63 USD	American	18 Sep 2020	26.2500 USD
Call Option	Selling	1,400	65 USD	American	21 Feb 2020	24.5500 USD
Call Option	Selling	200	65 USD	American	15 May 2020	22.0000 USD
Call Option	Selling	1,300	65 USD	American	19 Jun 2020	25.2000 USD
Call Option	Selling	23,100	68 USD	American	17 Jan 2020	22.3000 USD
Call Option	Selling	800	68 USD	American	21 Feb 2020	22.4000 USD
Call Option	Selling	11,300	70 USD	American	17 Jan 2020	19.1000 USD
Call Option	Selling	100	70 USD	American	15 May 2020	19.0900 USD
Call Option	Selling	500	70 USD	American	19 Jun 2020	19.9500 USD
Call Option	Selling	16,000	73 USD	American	17 Jan 2020	16.4000 USD
Call Option	Selling	200	73 USD	American	21 Feb 2020	15.9700 USD
Call Option	Selling	3,800	73 USD	American	21 Feb 2020	16.4200 USD
Call Option	Selling	1,100	73 USD	American	15 May 2020	16.9800 USD
Call Option	Selling	100	75 USD	American	17 Jan 2020	13.7700 USD
Call Option	Selling	4,600	75 USD	American	21 Feb 2020	14.2500 USD
Call Option	Selling	8,000	78 USD	American	17 Jan 2020	12.1500 USD
Call Option	Selling	33,600	80 USD	American	17 Jan 2020	9.3000 USD
Call Option	Selling	25,200	80 USD	American	21 Feb 2020	9.3000 USD
Call Option	Selling	600	88 USD	American	17 Jan 2020	0.5700 USD
Call Option	Selling	8,600	89 USD	American	17 Jan 2020	0.5183 USD
Call Option	Selling	13,100	90 USD	American	17 Jan 2020	0.2519 USD
Call Option	Selling	1,700	91 USD	American	17 Jan 2020	0.1700 USD
Call Option	Selling	100	92 USD	American	17 Jan 2020	0.1000 USD
Call Option	Selling	20,000	92 USD	American	7 Feb 2020	0.8800 USD
Call Option	Selling	500	93 USD	American	17 Jan 2020	0.0640 USD
Call Option	Selling	200	100 USD	American	21 Feb 2020	0.1100 USD
Call Option	Selling	5,000	100 USD	American	15 Jan 2021	3.7000 USD
Put Option	Purchasing	100	80 USD	American	21 Feb 2020	0.5400 USD
Put Option	Purchasing	2,800	82 USD	American	7 Feb 2020	0.5700 USD
Put Option	Purchasing	100	83 USD	American	21 Feb 2020	1.0800 USD
Put Option	Purchasing	200	83 USD	American	18 Sep 2020	5.0000 USD
Put Option	Purchasing	200	86 USD	American	17 Jan 2020	0.6500 USD
Put Option	Purchasing	100	88 USD	American	17 Jan 2020	1.0800 USD
Put Option	Purchasing	1,000	88 USD	American	31 Jan 2020	1.9800 USD
Put Option	Purchasing	200	89 USD	American	17 Jan 2020	2.0500 USD
Put Option	Purchasing	100	89 USD	American	31 Jan 2020	2.4500 USD
Put Option	Purchasing	2,000	89 USD	American	31 Jan 2020	2.7600 USD
Put Option	Purchasing	1,100	90 USD	American	17 Jan 2020	2.9063 USD
Put Option	Selling	300	75 USD	American	21 Feb 2020	0.2800 USD
Put Option	Selling	100	80 USD	American	21 Feb 2020	0.6700 USD
Put Option	Selling	200	86 USD	American	17 Jan 2020	0.5200 USD
Put Option	Selling	200	86 USD	American	17 Jan 2020	0.5500 USD
Put Option	Selling	700	87 USD	American	17 Jan 2020	0.6857 USD
Put Option	Selling	1,000	88 USD	American	17 Jan 2020	1.1200 USD
Put Option	Selling	1,000	88 USD	American	17 Jan 2020	1.4400 USD
Put Option	Selling	200	89 USD	American	17 Jan 2020	1.9750 USD
Put Option	Selling	100	95 USD	American	21 Feb 2020	7.5400 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	14 Jan 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection	Â

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	363,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	100	67.5000	American	Sep 18, 2020
Put Options	Written	13,600	75.0000	American	Feb 21, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Put Options	Written	11,700	82.5000	American	Jan 17, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Written	11,300	87.5000	American	Feb 21, 2020
Put Options	Written	2,900	70.0000	American	May 15, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Put Options	Written	2,600	75.0000	American	Jun 19, 2020
Put Options	Written	4,000	37.5000	American	Jan 21, 2022
Put Options	Written	9,200	85.5000	American	Jan 31, 2020
Put Options	Written	4,500	77.5000	American	Jan 17, 2020
Put Options	Written	1,200	85.0000	American	Jun 19, 2020
Put Options	Written	8,500	88.0000	American	Jan 31, 2020
Call Options	Written	-100	80.0000	American	Jan 21, 2022
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Call Options	Written	-1,400	91.0000	American	Jan 17, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-1,300	86.5000	American	Jan 17, 2020
Put Options	Purchased	-400	92.0000	American	Jan 31, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-3,300	70.0000	American	Feb 21, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	89.0000	American	Jan 17, 2020
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Call Options	Written	-100	87.0000	American	Jan 17, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-3,300	93.0000	American	Jan 31, 2020
Call Options	Written	-11,700	97.5000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-20,000	92.0000	American	Feb 7, 2020
Put Options	Written	2,500	88.0000	American	Jan 17, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	900	82.5000	American	Sep 18, 2020
Call Options	Purchased	4,200	85.0000	American	Feb 21, 2020
Call Options	Purchased	400	120.0000	American	Sep 18, 2020
Call Options	Purchased	19,600	92.0000	American	Jan 31, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	3,800	95.0000	American	Feb 21, 2020
Put Options	Written	100	85.5000	American	Jan 17, 2020
Call Options	Purchased	1,300	72.5000	American	Jun 19, 2020
Call Options	Purchased	1,000	92.5000	American	Feb 21, 2020
Call Options	Purchased	400	88.0000	American	Jan 17, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	9,100	95.0000	American	Sep 18, 2020
Call Options	Purchased	8,400	95.0000	American	May 15, 2020
Call Options	Purchased	6,800	92.5000	American	May 15, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Written	-300	95.0000	American	Jan 31, 2020
Put Options	Purchased	-100	82.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-200	83.0000	American	Jan 17, 2020
Call Options	Written	-300	97.5000	American	Feb 21, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Written	-200	91.5000	American	Jan 31, 2020
Put Options	Purchased	-1,200	95.0000	American	Feb 7, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Call Options	Written	-300	88.0000	American	Jan 24, 2020
Put Options	Purchased	-600	87.0000	American	Jan 17, 2020
Put Options	Purchased	-12,100	55.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Put Options	Purchased	-100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-1,400	89.0000	American	Jan 31, 2020
Call Options	Purchased	3,000	97.5000	American	May 15, 2020
Put Options	Written	900	88.5000	American	Jan 31, 2020
Call Options	Purchased	900	90.5000	American	Feb 28, 2020
Call Options	Purchased	3,000	105.0000	American	Jun 19, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Put Options	Written	22,200	91.0000	American	Jan 17, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-1,700	90.0000	American	Sep 18, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Call Options	Written	-13,200	95.0000	American	Jan 17, 2020
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Put Options	Purchased	-7,600	72.5000	American	Feb 21, 2020
Call Options	Written	-900	110.0000	American	Feb 21, 2020
Put Options	Purchased	-6,300	85.0000	American	Jan 17, 2020
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Call Options	Written	-1,200	90.5000	American	Jan 31, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Put Options	Purchased	-23,300	60.0000	American	Jan 17, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-3,600	97.5000	American	Feb 21, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-1,300	75.0000	American	May 15, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Put Options	Written	300	85.0000	American	May 15, 2020
Put Options	Written	156,100	65.0000	American	Jun 19, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	5,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Call Options	Purchased	7,800	80.0000	American	May 15, 2020
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Purchased	1,800	82.5000	American	Feb 21, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	2,500	87.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	65.0000	American	Sep 18, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Call Options	Purchased	6,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	800	85.0000	American	Feb 7, 2020
Put Options	Written	100	85.0000	American	Jan 31, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Written	-8,300	75.0000	American	Jan 17, 2020
Call Options	Written	-13,000	100.0000	American	Jan 15, 2021
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-2,000	70.0000	American	Jan 15, 2021
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-4,200	93.5000	American	Jan 31, 2020
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-12,500	90.0000	American	Jan 31, 2020
Call Options	Written	-200	110.0000	American	Sep 18, 2020
Put Options	Purchased	-200	87.5000	American	Sep 18, 2020
Call Options	Written	-600	89.5000	American	Jan 24, 2020
Put Options	Purchased	-200	92.5000	American	Sep 18, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-3,000	90.0000	American	Feb 21, 2020
Put Options	Purchased	-9,100	87.5000	American	May 15, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-10,800	92.5000	American	Feb 21, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	8,800	90.0000	American	May 15, 2020
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Put Options	Written	200	67.5000	American	May 15, 2020
Put Options	Written	17,100	85.0000	American	Jan 24, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	12,100	70.0000	American	Feb 21, 2020
Put Options	Written	8,300	86.5000	American	Jan 24, 2020
Put Options	Written	100	77.5000	American	May 15, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	13,800	75.0000	American	Sep 18, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Call Options	Purchased	35,300	90.0000	American	Feb 21, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Written	300	65.0000	American	May 15, 2020
Put Options	Written	100	83.5000	American	Jan 31, 2020
Put Options	Written	4,800	86.0000	American	Jan 24, 2020
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-400	92.5000	American	Feb 21, 2020
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-7,200	91.0000	American	Jan 31, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-200	60.0000	American	Feb 21, 2020
Put Options	Purchased	-400	94.5000	American	Feb 7, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-1,800	100.0000	American	Feb 21, 2020
Put Options	Purchased	-3,700	75.0000	American	Jan 17, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-500	84.0000	American	Feb 7, 2020
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-26,000	92.5000	American	Jan 17, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Call Options	Written	-1,200	92.5000	American	Jun 19, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	500	87.5000	American	Jan 15, 2021
Put Options	Written	400	50.0000	American	Feb 21, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	13,500	80.0000	American	Jan 17, 2020
Call Options	Purchased	2,000	93.5000	American	Feb 14, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	30,000	70.0000	American	Jun 19, 2020
Put Options	Written	400	90.0000	American	Jan 31, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Purchased	-400	92.0000	American	Jan 17, 2020
Put Options	Purchased	-600	86.0000	American	Jan 17, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-100	89.5000	American	Jan 31, 2020
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Written	-18,000	95.0000	American	Jun 19, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-53,800	82.5000	American	Jan 17, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	81.5000	American	Feb 7, 2020
Put Options	Purchased	-4,400	70.0000	American	Jan 17, 2020
Put Options	Purchased	-5,200	87.5000	American	Jan 17, 2020
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	300	65.0000	American	Jan 15, 2021
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Put Options	Written	18,800	85.0000	American	Feb 21, 2020
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Call Options	Purchased	2,200	105.0000	American	May 15, 2020
Call Options	Purchased	6,800	89.0000	American	Jan 17, 2020
Put Options	Written	5,800	105.0000	American	Jan 17, 2020
Call Options	Purchased	100	94.0000	American	Jan 17, 2020
Call Options	Purchased	8,400	100.0000	American	Feb 21, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	100	130.0000	American	Jun 19, 2020
Call Options	Written	-800	65.0000	American	Jan 17, 2020
Call Options	Written	-7,500	87.5000	American	Jan 17, 2020
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-300	83.0000	American	Jan 31, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-6,800	105.0000	American	Jan 15, 2021
Put Options	Purchased	-400	87.0000	American	Feb 14, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Call Options	Written	-3,900	100.0000	American	Jun 19, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-10,400	85.0000	American	Jan 17, 2020
Put Options	Purchased	-15,300	95.0000	American	Feb 21, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	600	72.5000	American	May 15, 2020
Put Options	Written	15,700	80.0000	American	Feb 21, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	100	92.0000	American	Jan 17, 2020
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	1,500	80.0000	American	Sep 18, 2020
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Call Options	Purchased	5,000	100.0000	American	May 15, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Call Options	Written	-7,700	92.5000	American	Jan 17, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-1,500	140.0000	American	Jan 15, 2021
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Call Options	Written	-1,500	110.0000	American	May 15, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-100	91.5000	American	Jan 17, 2020
Call Options	Written	-700	90.0000	American	Jan 17, 2020
Put Options	Purchased	-7,900	77.5000	American	Feb 21, 2020
Put Options	Purchased	-100,000	85.0000	American	Jan 15, 2021
Put Options	Purchased	-700	96.0000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-4,500	72.5000	American	Jan 17, 2020
Put Options	Purchased	-26,000	90.0000	American	Jan 17, 2020
Call Options	Written	-4,600	100.0000	American	Sep 18, 2020
Call Options	Written	-5,700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-100	87.5000	American	Jan 31, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200114005506/en/