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BARCLAYS PLC (NEX)

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Friday 21 January, 2022

BARCLAYS PLC

Form 8.3 - NATIONAL EXPRESS GROUP PLC

Form 8.3 - NATIONAL EXPRESS GROUP PLC

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NATIONAL EXPRESS GROUP PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

20 Jan 2022

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES: STAGECOACH GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned

 

and/or controlled:

655,731

0.11%

10,478,781

1.71%

 

(2)

Cash-settled derivatives:

 

9,855,068

1.60%

256,822

0.04%

 

(3)

Stock-settled derivatives (including options)

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

(4)

TOTAL:

10,510,799

1.71%

10,735,603

1.75%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase

22

2.6400 GBP
5p ordinary Purchase

104

2.6967 GBP
5p ordinary Purchase

117

2.6797 GBP
5p ordinary Purchase

281

2.6193 GBP
5p ordinary Purchase

807

2.6130 GBP
5p ordinary Purchase

1,433

2.5893 GBP
5p ordinary Purchase

2,841

2.6576 GBP
5p ordinary Purchase

3,104

2.6096 GBP
5p ordinary Purchase

4,146

2.6403 GBP
5p ordinary Purchase

4,173

2.5962 GBP
5p ordinary Purchase

5,287

2.6578 GBP
5p ordinary Purchase

6,153

2.5939 GBP
5p ordinary Purchase

8,474

2.6045 GBP
5p ordinary Purchase

19,708

2.6275 GBP
5p ordinary Purchase

29,688

2.6183 GBP
5p ordinary Purchase

145,728

2.6580 GBP
5p ordinary Sale

68

2.6040 GBP
5p ordinary Sale

71

2.6302 GBP
5p ordinary Sale

141

2.6578 GBP
5p ordinary Sale

150

2.6828 GBP
5p ordinary Sale

186

2.6102 GBP
5p ordinary Sale

253

2.6579 GBP
5p ordinary Sale

388

2.5920 GBP
5p ordinary Sale

547

2.5910 GBP
5p ordinary Sale

553

2.6599 GBP
5p ordinary Sale

580

2.5960 GBP
5p ordinary Sale

1,433

2.5893 GBP
5p ordinary Sale

2,862

2.6084 GBP
5p ordinary Sale

3,984

2.6020 GBP
5p ordinary Sale

13,266

2.6476 GBP
5p ordinary Sale

15,441

2.6390 GBP
5p ordinary Sale

37,980

2.6514 GBP
5p ordinary Sale

70,481

2.6580 GBP
 
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long

1

2.6600 GBP
5p ordinary CFD Long

35

2.6840 GBP
5p ordinary SWAP Long

141

2.6578 GBP
5p ordinary SWAP Long

253

2.6579 GBP
5p ordinary SWAP Long

566

2.6599 GBP
5p ordinary SWAP Long

908

2.6232 GBP
5p ordinary SWAP Long

3,121

2.6528 GBP
5p ordinary SWAP Long

4,552

2.6427 GBP
5p ordinary SWAP Long

6,453

2.6628 GBP
5p ordinary SWAP Long

10,809

2.6218 GBP
5p ordinary SWAP Long

12,307

2.6355 GBP
5p ordinary CFD Long

22,636

2.6577 GBP
5p ordinary SWAP Long

56,273

2.6580 GBP
5p ordinary CFD Short

117

2.6797 GBP
5p ordinary SWAP Short

505

2.6267 GBP
5p ordinary SWAP Short

988

2.6181 GBP
5p ordinary SWAP Short

1,152

2.6200 GBP
5p ordinary SWAP Short

1,778

2.6520 GBP
5p ordinary SWAP Short

3,559

2.6258 GBP
5p ordinary CFD Short

3,613

2.6582 GBP
5p ordinary CFD Short

4,146

2.6403 GBP
5p ordinary SWAP Short

6,075

2.6374 GBP
5p ordinary SWAP Short

6,271

2.5884 GBP
5p ordinary SWAP Short

6,781

2.6119 GBP
5p ordinary SWAP Short

7,322

2.6021 GBP
5p ordinary SWAP Short

27,910

2.6162 GBP
5p ordinary CFD Short

145,728

2.6579 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 Jan 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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