Form 8.5 (EPT/RI)-Rio Tinto plc and Limited Amend

JPMorgan Securities Plc

15 January 2026

 

AMENDMENT

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Rio Tinto plc and Rio Tinto Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Corporate Broker to Rio Tinto plc and Rio Tinto Limited
(d) Date dealing undertaken:	13 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes, Glencore plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Rio Tinto plc 10p ordinary	Purchase	465,125	62.4600 GBP	61.1720 GBP
		664	71.6550 EUR	71.5658 EUR
	Sale	446,308	62.4115 GBP	61.1703 GBP
		636	71.5658 EUR	71.5658 EUR

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary	Purchase	702	145.5300 AUD	145.5300 AUD
	Sale	2,834	146.1825 AUD	145.5300 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Rio Tinto plc 10p ordinary	Equity Swap	Decrease Long	3,469	61.3715 GBP
			930	61.5550 GBP
			136	61.5924 GBP
			438	61.5953 GBP
			352	61.6712 GBP
			216	61.6732 GBP
			70	61.6757 GBP
			69	61.7108 GBP
			436	61.7255 GBP
			79	61.7763 GBP
			49	61.7847 GBP
			132	61.7848 GBP
			196	61.7883 GBP
			53	61.7930 GBP
			140	61.7933 GBP
			1,238	61.7971 GBP
			2,089	61.8368 GBP
			36	61.8403 GBP
			56	61.8438 GBP
			1,006	61.8487 GBP
			617	61.8489 GBP
			2,350	61.8506 GBP
			91	61.8676 GBP
			200	61.8936 GBP
			29	61.9304 GBP
			224	61.9343 GBP
			1,260	61.9395 GBP
			17	61.9666 GBP
			3	62.0082 GBP
			1,105	62.0714 GBP
			1,690	62.1128 GBP
			7	62.1428 GBP
			2,395	62.1455 GBP
			7	62.1478 GBP
			1,023	62.1583 GBP
			144	62.2290 GBP
			28	71.6586 EUR
		Decrease Short	115	61.5292 GBP
			565	61.5957 GBP
			12,150	61.6142 GBP
			1,567	61.7424 GBP
			1,583	61.8826 GBP
			75	61.8957 GBP
			9,110	61.9227 GBP
			1,496	61.9384 GBP
			63	61.9498 GBP
			2,052	61.9671 GBP
			3,337	61.9712 GBP
			1,149	62.0386 GBP
			73	62.1095 GBP
			58	62.1338 GBP
			18,641	62.1400 GBP
			20,784	62.1416 GBP
			49	62.1440 GBP
			1,532	62.1471 GBP
			6,077	62.1495 GBP
			396	62.1658 GBP
			928	62.2100 GBP
			61	62.2115 GBP
			155	62.2338 GBP
		Increase Long	66	61.5550 GBP
			12,785	61.7462 GBP
			1,772	61.8233 GBP
			2,051	62.0831 GBP
		230	62.1273 GBP
		14,118	62.1397 GBP
	Increase Short	2,700	61.3094 GBP
		3,800	61.4341 GBP
		5,813	61.4700 GBP
		1,237	61.6330 GBP
		17	61.6507 GBP
		232	61.6865 GBP
		50	61.7587 GBP
		2,229	61.8351 GBP
		54,360	61.9075 GBP
		1,248	61.9369 GBP
		5	61.9910 GBP
		247	62.0029 GBP
		13,410	62.0613 GBP
		4,191	62.0647 GBP
		2,007	62.0669 GBP
		400	62.1809 GBP
	Opening a long position	878	61.9491 GBP
		308	61.9827 GBP
		9,518	62.0346 GBP
		470	62.0846 GBP
		23,100	62.1400 GBP
	Opening a short position	729	61.8451 GBP
		754	62.0139 GBP
		109	62.0719 GBP
		23,918	62.1400 GBP
		8,764	62.1406 GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 January 2026
Contact name:	Hetvi Shah
Telephone number:	44 2034 936359

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END