Form8.5- HARGREAVES LANSDOWN PLC Replace

Barclays PLC

24 March 2025

 

FORM 8.5 (EPT/NON-RI)
This form replaces RNS number 2688D published at 11:46 on 6/09/2024 , changes made to section 3b
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			05 Sep 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,944,414	0.83%	500,550	0.11%
(2) Cash-settled derivatives:				671,771	0.14%	3,806,042	0.80%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				4,616,185	0.97%	4,306,592	0.91%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	328880	11.0500  GBP	11.0375  GBP
0.4p ordinary	Sale	153466	11.0500  GBP	11.0350  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Short	1,851	11.0369  GBP
0.4p ordinary	SWAP	Decreasing Short	38,388	11.0371  GBP
0.4p ordinary	SWAP	Decreasing Short	21	11.0399  GBP
0.4p ordinary	SWAP	Decreasing Short	9,608	11.0400  GBP
0.4p ordinary	SWAP	Decreasing Short	5,160	11.0413  GBP
0.4p ordinary	SWAP	Decreasing Short	276	11.0420  GBP
0.4p ordinary	SWAP	Decreasing Short	35	11.0441  GBP
0.4p ordinary	SWAP	Decreasing Short	24,484	11.0488  GBP
0.4p ordinary	SWAP	Decreasing Short	5,849	11.0500  GBP
0.4p ordinary	SWAP	Increasing Short	78,846	11.0405  GBP
0.4p ordinary	SWAP	Increasing Short	4,885	11.0410  GBP
0.4p ordinary	SWAP	Increasing Short	35,913	11.0426  GBP
0.4p ordinary	SWAP	Increasing Short	5,462	11.0428  GBP
0.4p ordinary	SWAP	Increasing Short	86,390	11.0430  GBP
0.4p ordinary	SWAP	Increasing Short	7,254	11.0433  GBP
0.4p ordinary	SWAP	Increasing Short	12,678	11.0475  GBP
0.4p ordinary	SWAP	Increasing Short	14	11.0482  GBP
0.4p ordinary	SWAP	Increasing Short	252	11.0484  GBP
0.4p ordinary	SWAP	Increasing Short	36,895	11.0500  GBP
0.4p ordinary	CFD	Increasing Short	441	11.0406  GBP
0.4p ordinary	CFD	Increasing Short	51	11.0417  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				19 Mar 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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