Form 8.5 EPT/Non RI QUALCOMM INC

Barclays PLC

12 June 2025

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)
(c)	Name of the party to the offer with which exempt  principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			11 Jun 2025
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.0001 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				6,419,940	0.58%	5,140,934	0.47%
(2) Cash-settled derivatives:				1,057,053	0.10%	87,876	0.01%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				1,093,100	0.11%	7,873,107	0.73%
TOTAL:				8,570,093	0.79%	13,101,917	1.20%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.0001 common	Purchase	414	139.8916  EUR	139.2837  EUR
USD 0.0001 common	Sale	507	140.7253  EUR	138.6333  EUR
USD 0.0001 common	Purchase	900366	161.2782  USD	158.6064  USD
USD 0.0001 common	Sale	878063	161.9000  USD	158.4300  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.0001 common	SWAP	Decreasing Short	211	139.8545  EUR
USD 0.0001 common	SWAP	Decreasing Short	13	140.7255  EUR
USD 0.0001 common	SWAP	Increasing Short	140	139.6736  EUR
USD 0.0001 common	CFD	Opening Long	9	139.9000  EUR
USD 0.0001 common	SWAP	Increasing Long	68	158.4305  USD
USD 0.0001 common	SWAP	Decreasing Long	136	158.4305  USD
USD 0.0001 common	SWAP	Decreasing Long	32	159.4800  USD
USD 0.0001 common	SWAP	Closing Long	3,000	158.8695  USD
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				12 Jun 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:					BARCLAYS CAPITAL SECURITIES LTD
Name of offeror/offeree in relation to whose  relevant securities this from relates:					Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)
2.    OPTIONS AND DERIVATIVES
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date
USD 0.0001 common	Put Options	Purchased	-200,000	100.0000	American	18-Dec-26
USD 0.0001 common	Put Options	Purchased	-170,000	160.0000	American	16-Jan-26
USD 0.0001 common	Put Options	Purchased	-55,900	100.0000	American	16-Jan-26
USD 0.0001 common	Put Options	Purchased	-53,600	105.0000	American	16-Jan-26
USD 0.0001 common	Put Options	Purchased	-38,900	140.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-37,400	110.0000	American	20-Mar-26
USD 0.0001 common	Put Options	Purchased	-35,700	130.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-29,000	170.0000	American	16-Jan-26
USD 0.0001 common	Put Options	Purchased	-22,200	110.0000	American	16-Jan-26
USD 0.0001 common	Put Options	Purchased	-20,600	115.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-19,700	150.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-12,200	145.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-11,400	175.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-11,000	110.0000	American	18-Jun-26
USD 0.0001 common	Put Options	Purchased	-10,200	155.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-10,000	120.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-9,900	185.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-7,800	110.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-7,100	105.0000	American	20-Mar-26
USD 0.0001 common	Put Options	Purchased	-6,500	100.0000	American	18-Jun-26
USD 0.0001 common	Put Options	Purchased	-5,300	180.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-5,100	190.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-2,900	95.0000	American	20-Mar-26
USD 0.0001 common	Put Options	Purchased	-2,500	115.0000	American	18-Jun-26
USD 0.0001 common	Put Options	Purchased	-2,300	105.0000	American	18-Jun-26
USD 0.0001 common	Put Options	Purchased	-2,100	165.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-2,000	115.0000	American	20-Mar-26
USD 0.0001 common	Put Options	Purchased	-1,500	170.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-500	160.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Purchased	-100	200.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	100	310.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	200	240.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	2,200	210.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	2,500	250.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	2,600	195.0000	American	16-Jan-26
USD 0.0001 common	Call Options	Purchased	2,600	185.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	3,300	190.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	4,300	270.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	8,800	260.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	9,600	200.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	11,900	195.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	21,600	185.0000	American	16-Jan-26
USD 0.0001 common	Call Options	Purchased	30,000	150.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Purchased	31,100	190.0000	American	16-Jan-26
USD 0.0001 common	Call Options	Purchased	70,000	150.0000	American	16-Jan-26
USD 0.0001 common	Call Options	Written	-744,661	177.7289	European	23-Jun-25
USD 0.0001 common	Call Options	Written	-695,424	141.1743	European	19-Aug-25
USD 0.0001 common	Call Options	Written	-563,163	180.9207	European	22-Jul-25
USD 0.0001 common	Call Options	Written	-501,442	178.9218	European	8-Aug-25
USD 0.0001 common	Call Options	Written	-460,513	186.1018	European	12-Aug-25
USD 0.0001 common	Call Options	Written	-455,228	191.4793	European	18-Jun-25
USD 0.0001 common	Call Options	Written	-452,750	179.3946	European	24-Jun-25
USD 0.0001 common	Call Options	Written	-436,357	179.2639	European	7-Aug-25
USD 0.0001 common	Call Options	Written	-341,159	145.7435	European	24-Oct-25
USD 0.0001 common	Call Options	Written	-340,353	186.3984	European	17-Jun-25
USD 0.0001 common	Call Options	Written	-333,227	141.0187	European	23-Oct-25
USD 0.0001 common	Call Options	Written	-317,375	163.5057	European	6-Apr-26
USD 0.0001 common	Call Options	Written	-311,465	173.3688	European	24-Jun-25
USD 0.0001 common	Call Options	Written	-305,517	143.8098	European	15-Oct-25
USD 0.0001 common	Call Options	Written	-216,145	143.2774	European	18-Aug-25
USD 0.0001 common	Call Options	Written	-191,843	150.8670	European	6-Apr-26
USD 0.0001 common	Call Options	Written	-177,215	143.1938	European	14-Oct-25
USD 0.0001 common	Call Options	Written	-100,098	153.1754	European	15-Apr-26
USD 0.0001 common	Call Options	Written	-8,600	220.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Written	-6,900	170.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Written	-5,300	180.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Written	-2,800	165.0000	American	20-Jun-25
USD 0.0001 common	Call Options	Written	-700	175.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Written	100	170.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	1,000	150.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	2,200	120.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	2,500	175.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	2,500	165.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	2,900	160.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	4,800	140.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	5,700	135.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Written	5,900	145.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	9,400	95.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	11,700	100.0000	American	19-Sep-25
USD 0.0001 common	Put Options	Written	17,100	125.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Written	20,000	120.0000	American	15-Jan-27
USD 0.0001 common	Put Options	Written	27,000	120.0000	American	16-Jan-26
USD 0.0001 common	Put Options	Written	28,900	105.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Written	30,000	150.0000	American	20-Jun-25
USD 0.0001 common	Put Options	Written	30,000	130.0000	American	15-Jan-27
USD 0.0001 common	Put Options	Written	30,000	140.0000	American	15-Aug-25
USD 0.0001 common	Put Options	Written	30,000	130.0000	American	16-Jan-26
USD 0.0001 common	Put Options	Written	40,000	150.0000	American	18-Jul-25
USD 0.0001 common	Put Options	Written	40,000	135.0000	American	18-Jul-25
USD 0.0001 common	Put Options	Written	60,000	135.0000	American	18-Jun-26
USD 0.0001 common	Put Options	Written	70,000	120.0000	American	18-Dec-26
USD 0.0001 common	Put Options	Written	200,000	135.0000	American	18-Dec-26
USD 0.0001 common	Put Options	Written	318,300	140.0000	American	16-Jan-26
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END