The following TR1 forms were submitted on the dates shown in section 6 of each TR1 to an unmonitored email address and are therefore being published pursuant to our obligations under the Disclosure and Transparency Rules.
TR-1: Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
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STHREE PLC-WI
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
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An acquisition or disposal of voting rights
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An acquisition or disposal of financial instruments
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X
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An event changing the breakdown of voting rights
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Other (please specify)iii:
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3. Details of person subject to the notification obligationiv
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Name
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GLG Partners LP
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City and country of registered office (if applicable)
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London, United Kingdom
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4. Full name of shareholder(s) (if different from 3.)v
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Name
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City and country of registered office (if applicable)
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5. Date on which the threshold was crossed or reachedvi:
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15/02/2023
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6. Date on which issuer notified (DD/MM/YYYY):
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16/02/2023
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights attached to shares (total of 8. A)
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% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
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Total of both in % (8.A + 8.B)
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Total number of voting rights held in issuervii
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Resulting situation on the date on which threshold was crossed or reached
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Less than 5%
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Less than 5%
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Less than 5%
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Position of previous notification (if
applicable)
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Less than 5%
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Less than 5%
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5.008962%
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if possible)
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Number of voting rightsix
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% of voting rights
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Direct
(DTR5.1)
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Indirect
(DTR5.2.1)
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Direct
(DTR5.1)
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Indirect
(DTR5.2.1)
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GB00B0KM9T71
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SUBTOTAL 8. A
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Less than 5%
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Less than 5%
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B 1: Financial Instruments according to DTR5.3.1R (1) (a)
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Type of financial instrument
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Expiration
datex
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Exercise/
Conversion Periodxi
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Number of voting rights that may be acquired if the instrument is
exercised/converted.
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% of voting rights
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)(Note that holdings held via indices, baskets and ETFs would be displayed here as asset class Equity or PreferredEquity so please update this to the correct name accordingly - and then PLEASE DELETE this comment once resolved)
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Type of financial instrument
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Expiration
datex
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Exercise/
Conversion Period xi
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Physical or cash
settlementxii
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Number of voting rights
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% of voting rights
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Equity Swap
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Cash Settlement
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Less than 5%
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Less than 5%
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SUBTOTAL 8.B.2
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Less than 5%
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Less than 5%
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9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
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X
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Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
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Namexv
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% of voting rights if it equals or is higher than the notifiable threshold
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% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable threshold
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will be held
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11. Additional informationxvi
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Place of completion
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London
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Date of completion
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16/02/2023
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TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0KM9T71
Issuer Name
STHREE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Asset Management Holdings Inc.
City of registered office (if applicable)
Wilmington
Country of registered office (if applicable)
United States of America
4. Details of the shareholder
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Name
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City of registered office
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Country of registered office
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JPMorgan Asset Management (UK) Limited
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London, United Kingdom
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5. Date on which the threshold was crossed or reached
08-Dec-2022
6. Date on which Issuer notified
11-Dec-2022
7. Total positions of person(s) subject to the notification obligation
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% of voting rights attached to shares (total of 8.A)
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% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
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Total of both in % (8.A + 8.B)
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Total number of voting rights held in issuer
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Resulting situation on the date on which threshold was crossed or reached
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5.917437%
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1.315598%
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7.233035%
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9,725,746
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Position of previous notification (if applicable)
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4.821953%
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0.939267%
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5.761220%
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
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Class/Type of shares ISIN code(if possible)
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Number of direct voting rights (DTR5.1)
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Number of indirect voting rights (DTR5.2.1)
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% of direct voting rights (DTR5.1)
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% of indirect voting rights (DTR5.2.1)
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GB00B0KM9T71
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7,956,754
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5.917437%
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Sub Total 8.A
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7,956,754
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5.917437%
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8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
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Type of financial instrument
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Expiration date
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Exercise/conversion period
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Number of voting rights that may be acquired if the instrument is exercised/converted
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% of voting rights
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Sub Total 8.B1
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8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
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Type of financial instrument
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Expiration date
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Exercise/conversion period
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Physical or cash settlement
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Number of voting rights
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% of voting rights
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Cash settled Equity Swap
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N/A
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N/A
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Cash
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1,768,992
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1.315598%
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Sub Total 8.B2
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1,768,992
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1.315598%
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9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
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Ultimate controlling person
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Name of controlled undertaking
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% of voting rights if it equals or is higher than the notifiable threshold
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% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable threshold
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JPMorgan Asset Man-agement Holdings Inc
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JPMorgan Asset Management (UK) Limited
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5.874202%
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7.189800%
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JPMorgan Asset Management Holdings Inc
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China International Fund Management Co.,Ltd.
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JPMorgan Asset Management Holdings Inc
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JPMorgan Asset Management (Taiwan) Limited
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10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Asset Management Holdings Inc
JPMorgan Asset Management International Limited (100%)
JPMorgan Asset Management (UK) Limited (100%)
JPMorgan Asset Management Holdings Inc. (100%)
JPMorgan Asset Management International Limited (100%)
JPMorgan Asset Management (UK) Limited (100%)
China International Fund Management Co., Ltd. (100%)
JPMorgan Asset Management Holdings Inc. (100%)
JPMorgan Asset Management (Asia) Inc. (100%)
JPMorgan Asset Management (Taiwan) Limited (100%)
12. Date of Completion
11-Dec-2022
13. Place Of Completion
Hyderabad, India
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0KM9T71
Issuer Name
STHREE PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Allianz Global Investors GmbH
City of registered office (if applicable)
Country of registered office (if applicable)
DE
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
18-Nov-2022
6. Date on which Issuer notified
21-Nov-2022
7. Total positions of person(s) subject to the notification obligation
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% of voting rights attached to shares (total of 8.A)
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% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
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Total of both in % (8.A + 8.B)
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Total number of voting rights held in issuer
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Resulting situation on the date on which threshold was crossed or reached
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4.990600
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0.000000
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4.990600
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6709372
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Position of previous notification (if applicable)
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5.010000
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0.000000
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5.010000
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
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Class/Type of shares ISIN code(if possible)
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Number of direct voting rights (DTR5.1)
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Number of indirect voting rights (DTR5.2.1)
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% of direct voting rights (DTR5.1)
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% of indirect voting rights (DTR5.2.1)
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GB00B0KM9T71
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6709372
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4.990600
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Sub Total 8.A
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6709372
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4.990600%
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8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
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Type of financial instrument
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Expiration date
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Exercise/conversion period
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Number of voting rights that may be acquired if the instrument is exercised/converted
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% of voting rights
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Sub Total 8.B1
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8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
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Type of financial instrument
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Expiration date
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Exercise/conversion period
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Physical or cash settlement
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Number of voting rights
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% of voting rights
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Sub Total 8.B2
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9. Information in relation to the person subject to the notification obligation
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
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Ultimate controlling person
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Name of controlled undertaking
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% of voting rights if it equals or is higher than the notifiable threshold
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% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable threshold
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10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
21-Nov-2022
13. Place Of Completion
199 Bishopsgate, London EC2M 3TY
TR-1: Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
|
|
|
|
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
|
STHREE PLC
|
|
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
|
|
Non-UK issuer
|
|
|
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
|
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An acquisition or disposal of voting rights
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|
|
An acquisition or disposal of financial instruments
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X
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An event changing the breakdown of voting rights
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|
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Other (please specify)iii:
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3. Details of person subject to the notification obligationiv
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Name
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GLG Partners LP
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City and country of registered office (if applicable)
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London, United Kingdom
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4. Full name of shareholder(s) (if different from 3.)v
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Name
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City and country of registered office (if applicable)
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5. Date on which the threshold was crossed or reachedvi:
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06/10/2022
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6. Date on which issuer notified (DD/MM/YYYY):
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07/10/2022
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights attached to shares (total of 8. A)
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% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
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Total of both in % (8.A + 8.B)
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Total number of voting rights held in issuervii
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Resulting situation on the date on which threshold was crossed or reached
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Less than 5%
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Less than 5%
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5.008962%
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6,733,066.00
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Position of previous notification (if
applicable)
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if possible)
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Number of voting rightsix
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% of voting rights
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Direct
(DTR5.1)
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Indirect
(DTR5.2.1)
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Direct
(DTR5.1)
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Indirect
(DTR5.2.1)
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GB00B0KM9T71
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SUBTOTAL 8. A
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Less than 5%
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Less than 5%
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B 1: Financial Instruments according to DTR5.3.1R (1) (a)
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Type of financial instrument
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Expiration
datex
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Exercise/
Conversion Periodxi
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Number of voting rights that may be acquired if the instrument is
exercised/converted.
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% of voting rights
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
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Type of financial instrument
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Expiration
datex
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Exercise/
Conversion Period xi
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Physical or cash
settlementxii
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Number of voting rights
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% of voting rights
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Swap
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Please fill in
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Please fill in days until exercise/conversion
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Cash Settlement
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Less than 5%
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Less than 5%
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SUBTOTAL 8.B.2
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Less than 5%
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Less than 5%
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9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
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X
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Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
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Namexv
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% of voting rights if it equals or is higher than the notifiable threshold
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% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable threshold
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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|
The number and % of voting rights held
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|
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The date until which the voting rights will be held
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|
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11. Additional informationxvi
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Place of completion
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London
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Date of completion
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07/10/2022
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