Holding(s) in Company

RNS Number : 6340D
ValiRx PLC
31 March 2014
 



 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii

ValiRx Plc

 

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):

 


 

3. Full name of person(s) subject to the notification obligation: iii

YA Global Master SPV, Ltd

4. Full name of shareholder(s)

(if different from 3.): iv


5. Date of the transaction and date on which the threshold is crossed or reached: v

March 24, 2014

6. Date on which issuer notified:

March 24, 2014

7. Threshold(s) that is/are crossed or

reached: vi, vii

Percentage change of greater than 1.0%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B23N9136

656,905,124

656,905,124

656,905,124

656,905,124


22.4%


 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion
Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

 

% of voting
rights






 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise
price

Expiration
date
xvii

Exercise/
Conversion
period
xviii

Number of voting
rights instrument
refers to

% of voting rights xix, xx

 






Nominal

Delta

 



 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

 656,905,124

22.4%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

Currently hold pursuant directly owned by YA Global Master SPV, Ltd pursuant to the SEDA and Swap Agreements totaling 656,905,124 shares of commons stock by the company.

 

Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease to hold:


12. Date on which proxy holder will cease to hold voting rights:


 

13. Additional information:


14. Contact name:

 Steven Goldstein

15. Contact telephone number:

 201-985-8300

 



 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLUASSRSAAOOAR

Companies

Valirx (VAL)
UK 100

Latest directors dealings