Holding(s) in Company

RNS Number : 7638B
SchroderJapan Growth Fund PLC
12 January 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Schroder Japan Growth Fund plc

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

1607 Capital Partners, LLC

City and country of registered office (if applicable)

Richmond, VA United States

4. Full name of shareholder(s) (if different from 3.)v

Name

Northern Trust

3,492,252

Bny Mellon

1,809,770

State Street

692,415

City and country of registered office (if applicable)

N/A

5. Date on which the threshold was crossed or reachedvi:

9 January 2018

11 January 2018


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

4.80%


4.80%

125,008,200

Position of previous notification (if

applicable)

5.16%


5.16%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

ISIN code (if possible)

Number of voting rightsix

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0008022849


5,994,437


4.80%











SUBTOTAL 8. A

5,994,437

4.80%

 

 

Expiration
date
x

Exercise/
Conversion Period
xi




















 

 

Expiration
date
x

Exercise/
Conversion Period
xi

settlementxii























 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)


Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold





















10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A


11. Additional informationxvi

Benjamin Hanley - 0207 658 3847

 

 

 

London, England

12 January 2018

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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