Holding(s) in Company

RNS Number : 4711F

Rolls-Royce Holdings plc

16 November 2020

 

Rolls-Royce Holdings plc

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Rolls-Royce Holdings plc
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)			Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.) v
Name			Goldman Sachs International
City and country of registered office (if applicable)			Plumtree Court, 25 Shoe Lane, London EC4A 4AU, UK
5. Date on which the threshold was crossed or reached vi :			11/11/2020
6. Date on which issuer notified (DD/MM/YYYY):			13/11/2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	0.73%	7.65%		8.38%	1,930,995,313
Position of previous notification (if applicable)	3.11%	5.79%		8.90%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B63H8491				14,078,607					0.73%
US7757812067				30,077					0.002%
SUBTOTAL 8. A		14,108,684					0.73%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
Securities Lending		Open				55,137,314			2.86%
Future		18/12/2020				7,431,039			0.38%
Future		16/04/2021				5,680,277			0.29%
Future		19/03/2021				14,593			0.001%
			SUBTOTAL 8. B 1			68,263,223			3.54%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
Refer to the annexure
					SUBTOTAL 8.B.2			79,533,816	4.12%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International		7.40%	7.91%
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc.
IMD Holdings LLC
United Capital Financial Partners, Inc.
United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc.
Folio Financial, Inc.
Folio Investments Inc.
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International Bank
The Goldman Sachs Group, Inc.
Goldman Sachs Financial Markets, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional information xvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

Place of completion	London
Date of completion	13/11/2020

Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/Conversion periodxi	Physical or cash settlementxii	Number of voting rights	% of voting rights
CFD	11/11/2030		Cash	11,999,941	0.62%
CFD	07/10/2030		Cash	5,325,409	0.28%
CFD	31/10/2022		Cash	4,999,975	0.26%
CFD	15/10/2030		Cash	2,814,974	0.15%
CFD	15/07/2025		Cash	2,500,007	0.13%
Call Option	17/06/2022		Cash	2,405,744	0.12%
CFD	29/11/2021		Cash	2,174,363	0.11%
CFD	11/11/2030		Cash	1,841,474	0.10%
CFD	10/12/2029		Cash	1,730,377	0.09%
CFD	11/11/2030		Cash	1,694,122	0.09%
CFD	11/11/2030		Cash	1,519,854	0.08%
CFD	10/12/2029		Cash	1,383,057	0.07%
CFD	23/02/2023		Cash	1,382,524	0.07%
Put Option	17/06/2022		Cash	1,348,216	0.07%
Swap	12/07/2021		Cash	1,028,241	0.05%
CFD	11/09/2023		Cash	901,440	0.05%
CFD	11/11/2030		Cash	896,095	0.05%
CFD	08/10/2030		Cash	871,137	0.05%
CFD	17/06/2030		Cash	778,546	0.04%
CFD	03/05/2022		Cash	765,475	0.04%
CFD	17/06/2030		Cash	719,601	0.04%
CFD	30/10/2023		Cash	685,499	0.04%
CFD	03/04/2030		Cash	634,744	0.03%
CFD	02/04/2024		Cash	626,056	0.03%
Call Option	28/07/2021		Cash	620,855	0.03%
Call Option	28/07/2021		Cash	614,146	0.03%
CFD	11/11/2030		Cash	587,280	0.03%
CFD	30/10/2030		Cash	552,846	0.03%
Swap	16/09/2025		Cash	534,975	0.03%
Call Option	26/11/2021		Cash	504,657	0.03%
Swap	15/12/2023		Cash	495,817	0.03%
Swap	15/12/2023		Cash	495,303	0.03%
Call Option	04/10/2021		Cash	458,391	0.02%
Call Option	01/10/2021		Cash	448,125	0.02%
Call Option	30/09/2021		Cash	446,034	0.02%
CFD	27/03/2025		Cash	441,570	0.02%
CFD	26/08/2025		Cash	430,995	0.02%
Call Option	13/06/2022		Cash	417,236	0.02%
Swap	15/12/2023		Cash	401,781	0.02%
Call Option	18/10/2021		Cash	396,020	0.02%
Forward	18/12/2020		Cash	392,129	0.02%
CFD	11/11/2030		Cash	390,905	0.02%
Call Option	24/11/2020		Cash	385,618	0.02%
Swap	22/12/2020		Cash	346,193	0.02%
Swap	22/07/2021		Cash	338,079	0.02%
CFD	19/08/2030		Cash	332,773	0.02%
Call Option	18/12/2020		Cash	331,767	0.02%
Call Option	16/04/2021		Cash	324,236	0.02%
CFD	10/11/2023		Cash	319,998	0.02%
CFD	17/06/2030		Cash	302,049	0.02%
CFD	13/11/2023		Cash	299,999	0.02%
Swap	04/01/2023		Cash	293,135	0.02%
Swap	01/11/2022		Cash	292,927	0.02%
Swap	20/12/2024		Cash	287,675	0.01%
Call Option	18/12/2020		Cash	286,517	0.01%
Call Option	08/06/2021		Cash	279,673	0.01%
Swap	31/12/2030		Cash	274,896	0.01%
Call Warrant	31/12/2030		Cash	274,552	0.01%
CFD	08/10/2030		Cash	251,290	0.01%
Call Option	17/12/2021		Cash	245,675	0.01%
Swap	15/12/2023		Cash	241,061	0.01%
Swap	20/01/2021		Cash	234,816	0.01%
Call Option	18/12/2020		Cash	228,776	0.01%
Swap	16/09/2025		Cash	227,828	0.01%
Put Option	28/07/2021		Cash	214,749	0.01%
Put Option	28/07/2021		Cash	210,961	0.01%
Put Option	26/11/2021		Cash	208,305	0.01%
CFD	29/11/2021		Cash	206,344	0.01%
Future	18/12/2020		Cash	204,009	0.01%
Put Option	17/12/2021		Cash	198,557	0.01%
CFD	11/11/2030		Cash	185,729	0.01%
Put Option	16/12/2022		Cash	179,125	0.01%
Swap	31/12/2030		Cash	178,923	0.01%
Call Warrant	31/12/2030		Cash	178,923	0.01%
Put Option	13/06/2022		Cash	177,468	0.01%
CFD	19/08/2030		Cash	176,357	0.01%
Swap	16/09/2025		Cash	171,621	0.01%
Call Option	18/12/2020		Cash	161,248	0.01%
Call Option	18/12/2020		Cash	159,867	0.01%
Put Option	13/07/2021		Cash	159,748	0.01%
Call Option	17/12/2021		Cash	152,379	0.01%
Put Option	18/12/2020		Cash	151,901	0.01%
Call Option	18/12/2020		Cash	149,307	0.01%
Put Option	23/01/2026		Cash	147,821	0.01%
Swap	31/12/2030		Cash	147,207	0.01%
Call Warrant	31/12/2030		Cash	146,811	0.01%
Swap	21/12/2022		Cash	146,450	0.01%
Forward	18/12/2020		Cash	145,740	0.01%
CFD	14/10/2030		Cash	138,970	0.01%
Put Option	17/12/2021		Cash	136,352	0.01%
Call Option	18/12/2020		Cash	136,249	0.01%
Call Option	17/12/2021		Cash	135,074	0.01%
Put Option	17/12/2021		Cash	134,228	0.01%
CFD	08/04/2024		Cash	132,472	0.01%
CFD	19/08/2030		Cash	130,803	0.01%
CFD	15/07/2030		Cash	128,724	0.01%
CFD	29/11/2021		Cash	122,794	0.01%
CFD	03/05/2022		Cash	122,496	0.01%
CFD	21/08/2030		Cash	122,194	0.01%
CFD	11/11/2030		Cash	112,349	0.01%
Call Option	18/12/2020		Cash	110,578	0.01%
Put Option	02/12/2024		Cash	110,472	0.01%
Put Option	18/10/2021		Cash	107,357	0.01%
CFD	07/10/2030		Cash	102,162	0.01%
Call Option	17/12/2021		Cash	99,750	0.01%
CFD	11/11/2030		Cash	96,172	0.005%
Call Option	18/12/2020		Cash	92,211	0.005%
Put Option	16/12/2022		Cash	92,110	0.005%
Put Option	17/12/2021		Cash	90,548	0.005%
Put Option	18/12/2020		Cash	87,094	0.005%
Put Option	30/09/2021		Cash	85,642	0.004%
Put Option	01/10/2021		Cash	85,049	0.004%
Swap	31/12/2030		Cash	82,108	0.004%
Call Warrant	31/12/2030		Cash	82,108	0.004%
Forward	18/12/2020		Cash	81,411	0.004%
Put Option	04/10/2021		Cash	81,160	0.004%
CFD	10/11/2023		Cash	80,000	0.004%
Put Option	18/12/2020		Cash	78,226	0.004%
Call Option	18/12/2020		Cash	77,807	0.004%
CFD	08/07/2030		Cash	77,791	0.004%
Put Option	08/06/2021		Cash	75,236	0.004%
Put Option	03/02/2027		Cash	71,553	0.004%
CFD	30/10/2030		Cash	71,158	0.004%
Put Option	18/06/2021		Cash	69,668	0.004%
Put Option	17/12/2021		Cash	69,012	0.004%
Put Option	18/12/2020		Cash	68,172	0.004%
Future	18/12/2020		Cash	67,230	0.003%
Put Option	18/06/2021		Cash	66,263	0.003%
Swap	31/12/2030		Cash	66,000	0.003%
Call Warrant	31/12/2030		Cash	65,950	0.003%
CFD	07/10/2030		Cash	63,840	0.003%
Put Option	18/12/2020		Cash	63,493	0.003%
Put Option	16/12/2022		Cash	60,289	0.003%
Put Option	16/12/2022		Cash	60,289	0.003%
Put Option	02/02/2021		Cash	60,051	0.003%
Put Option	18/12/2020		Cash	55,780	0.003%
Put Option	18/12/2020		Cash	55,780	0.003%
Put Option	18/12/2020		Cash	55,780	0.003%
Put Option	18/12/2020		Cash	54,441	0.003%
CFD	15/07/2030		Cash	53,651	0.003%
Swap	06/04/2021		Cash	53,472	0.003%
Call Option	15/12/2023		Cash	52,720	0.003%
CFD	15/10/2030		Cash	52,649	0.003%
CFD	11/11/2030		Cash	52,018	0.003%
CFD	02/05/2023		Cash	51,817	0.003%
Swap	17/11/2020		Cash	50,926	0.003%
Put Option	16/12/2022		Cash	50,067	0.003%
CFD	14/05/2024		Cash	50,062	0.003%
Put Option	21/12/2022		Cash	47,584	0.002%
Put Option	21/12/2022		Cash	47,584	0.002%
CFD	11/11/2030		Cash	47,017	0.002%
Put Option	21/09/2022		Cash	46,973	0.002%
Put Option	21/09/2022		Cash	46,973	0.002%
Put Option	18/12/2020		Cash	46,275	0.002%
Put Option	21/06/2022		Cash	45,739	0.002%
Put Option	21/06/2022		Cash	45,739	0.002%
Call Option	18/12/2020		Cash	45,236	0.002%
Put Option	18/12/2020		Cash	44,850	0.002%
Put Option	18/06/2021		Cash	44,688	0.002%
Put Option	21/03/2022		Cash	44,134	0.002%
Put Option	21/03/2022		Cash	44,134	0.002%
Call Option	20/12/2024		Cash	43,823	0.002%
Swap	31/12/2030		Cash	43,823	0.002%
Call Option	18/06/2021		Cash	43,786	0.002%
Put Option	18/12/2020		Cash	42,195	0.002%
Call Warrant	31/12/2030		Cash	41,632	0.002%
Put Option	18/12/2020		Cash	40,787	0.002%
Forward	18/12/2020		Cash	40,778	0.002%
Call Option	17/12/2021		Cash	39,567	0.002%
CFD	18/08/2025		Cash	38,504	0.002%
Put Option	18/12/2020		Cash	38,113	0.002%
Call Option	18/12/2020		Cash	37,864	0.002%
CFD	30/10/2030		Cash	37,761	0.002%
Swap	31/12/2030		Cash	37,558	0.002%
Put Option	18/12/2020		Cash	37,108	0.002%
Put Option	16/12/2022		Cash	37,090	0.002%
Forward	18/12/2020		Cash	36,989	0.002%
CFD	16/09/2030		Cash	35,341	0.002%
Call Warrant	31/12/2030		Cash	34,554	0.002%
Put Option	18/12/2020		Cash	34,326	0.002%
Put Option	18/12/2020		Cash	34,245	0.002%
Put Option	15/12/2023		Cash	34,207	0.002%
Forward	18/12/2020		Cash	31,451	0.002%
Put Option	16/04/2021		Cash	30,557	0.002%
Future	18/12/2020		Cash	30,019	0.002%
Forward	18/12/2020		Cash	29,789	0.002%
CFD	10/12/2024		Cash	29,750	0.002%
Call Option	15/12/2023		Cash	28,857	0.001%
Forward	18/12/2020		Cash	28,478	0.001%
Put Option	20/12/2024		Cash	27,985	0.001%
Forward	18/12/2020		Cash	27,020	0.001%
Forward	18/12/2020		Cash	26,583	0.001%
Put Option	19/12/2025		Cash	26,282	0.001%
Forward	18/12/2020		Cash	25,971	0.001%
Call Option	18/12/2020		Cash	25,217	0.001%
Swap	31/12/2030		Cash	25,000	0.001%
Put Warrant	31/12/2030		Cash	25,000	0.001%
Call Option	17/12/2021		Cash	24,937	0.001%
Put Option	17/06/2022		Cash	24,498	0.001%
Put Option	16/12/2022		Cash	24,431	0.001%
Call Option	24/12/2020		Cash	24,332	0.001%
Put Option	17/12/2021		Cash	23,541	0.001%
Call Option	15/12/2023		Cash	23,420	0.001%
Put Option	16/09/2022		Cash	23,178	0.001%
Call Option	18/12/2020		Cash	22,645	0.001%
Call Option	17/12/2021		Cash	22,250	0.001%
Forward	18/12/2020		Cash	21,482	0.001%
Put Option	18/12/2020		Cash	21,454	0.001%
Put Option	18/12/2020		Cash	21,364	0.001%
Call Option	18/06/2021		Cash	21,297	0.001%
Call Option	17/09/2021		Cash	20,402	0.001%
Call Option	18/06/2021		Cash	20,365	0.001%
Put Option	17/12/2021		Cash	20,037	0.001%
CFD	03/05/2022		Cash	19,869	0.001%
Call Option	17/12/2021		Cash	19,238	0.001%
Forward	18/12/2020		Cash	18,538	0.001%
Forward	18/12/2020		Cash	18,043	0.001%
Call Option	19/03/2021		Cash	17,784	0.001%
Future	18/12/2020		Cash	17,538	0.001%
Forward	18/12/2020		Cash	17,197	0.001%
Put Option	17/06/2022		Cash	17,185	0.001%
Call Option	17/12/2021		Cash	16,283	0.001%
Put Option	17/06/2022		Cash	15,870	0.001%
Put Option	17/06/2022		Cash	15,870	0.001%
Swap	20/12/2024		Cash	15,737	0.001%
Put Option	18/06/2021		Cash	15,625	0.001%
Put Option	17/06/2022		Cash	15,272	0.001%
Put Option	17/06/2022		Cash	15,272	0.001%
Put Option	17/06/2022		Cash	15,054	0.001%
Put Option	17/06/2022		Cash	15,054	0.001%
Put Option	31/05/2023		Cash	14,889	0.001%
Call Option	17/11/2020		Cash	14,729	0.001%
CFD	07/10/2030		Cash	14,573	0.001%
Put Option	17/06/2022		Cash	14,544	0.001%
Put Option	17/06/2022		Cash	14,544	0.001%
Put Option	09/03/2022		Cash	14,490	0.001%
Forward	18/12/2020		Cash	14,487	0.001%
Call Option	08/01/2021		Cash	14,128	0.001%
Put Option	17/06/2022		Cash	14,107	0.001%
Put Option	17/06/2022		Cash	14,107	0.001%
Swap	31/12/2030		Cash	14,000	0.001%
CFD	09/01/2025		Cash	13,930	0.001%
Call Option	17/12/2021		Cash	13,714	0.001%
Put Option	22/04/2021		Cash	13,705	0.001%
Put Option	17/06/2022		Cash	13,582	0.001%
Put Option	17/06/2022		Cash	13,582	0.001%
Call Option	15/12/2028		Cash	13,108	0.001%
Swap	31/12/2030		Cash	13,000	0.001%
Call Warrant	31/12/2030		Cash	13,000	0.001%
CFD	30/10/2030		Cash	12,877	0.001%
CFD	30/10/2030		Cash	12,742	0.001%
Forward	18/12/2020		Cash	12,621	0.001%
Put Option	20/12/2024		Cash	12,192	0.001%
Forward	18/12/2020		Cash	11,951	0.001%
Put Option	16/09/2022		Cash	11,595	0.001%
CFD	29/10/2029		Cash	11,565	0.001%
Put Option	06/06/2024		Cash	11,430	0.001%
Forward	18/12/2020		Cash	11,426	0.001%
Put Option	26/01/2023		Cash	11,378	0.001%
Forward	18/12/2020		Cash	11,105	0.001%
Forward	18/12/2020		Cash	11,018	0.001%
CFD	28/07/2025		Cash	10,708	0.001%
Call Option	17/09/2021		Cash	10,648	0.001%
CFD	17/06/2030		Cash	10,490	0.001%
Put Option	16/09/2022		Cash	10,483	0.001%
Call Option	18/12/2020		Cash	10,438	0.001%
Put Option	21/12/2021		Cash	10,363	0.001%
Put Option	21/12/2021		Cash	10,363	0.001%
CFD	03/05/2022		Cash	10,352	0.001%
Call Option	17/09/2021		Cash	10,201	0.001%
Put Option	16/12/2022		Cash	10,107	0.001%
Put Option	16/09/2022		Cash	10,062	0.001%
Call Option	22/05/2028		Cash	9,980	0.001%
Put Option	21/09/2021		Cash	9,970	0.001%
Put Option	21/09/2021		Cash	9,970	0.001%
Put Option	17/06/2022		Cash	9,896	0.001%
Put Option	18/12/2020		Cash	9,885	0.001%
Forward	18/12/2020		Cash	9,823	0.001%
Put Option	18/03/2022		Cash	9,682	0.001%
Put Option	20/08/2021		Cash	9,611	0.0005%
Call Warrant	31/12/2030		Cash	9,500	0.0005%
Forward	18/12/2020		Cash	9,415	0.0005%
CFD	07/10/2030		Cash	9,220	0.0005%
Put Option	21/06/2021		Cash	9,145	0.0005%
Put Option	21/06/2021		Cash	9,145	0.0005%
Put Option	18/12/2020		Cash	9,109	0.0005%
Put Option	17/12/2021		Cash	9,020	0.0005%
Forward	18/12/2020		Cash	8,978	0.0005%
Call Option	18/06/2021		Cash	8,922	0.0005%
Call Option	18/06/2021		Cash	8,922	0.0005%
Put Option	18/12/2020		Cash	8,919	0.0005%
Forward	18/12/2020		Cash	8,774	0.0005%
Put Option	30/11/2023		Cash	8,750	0.0005%
CFD	30/09/2030		Cash	8,741	0.0005%
Put Option	06/06/2024		Cash	8,725	0.0005%
Call Option	18/06/2021		Cash	8,607	0.0004%
Call Option	18/06/2021		Cash	8,607	0.0004%
Forward	18/12/2020		Cash	8,307	0.0004%
Forward	18/12/2020		Cash	8,307	0.0004%
Forward	18/12/2020		Cash	8,161	0.0004%
Forward	18/12/2020		Cash	8,016	0.0004%
Call Option	18/06/2021		Cash	7,929	0.0004%
Call Option	18/06/2021		Cash	7,929	0.0004%
Forward	18/12/2020		Cash	7,870	0.0004%
Put Option	22/03/2021		Cash	7,816	0.0004%
Put Option	22/03/2021		Cash	7,816	0.0004%
Call Option	18/06/2021		Cash	7,756	0.0004%
Call Option	18/06/2021		Cash	7,756	0.0004%
Call Option	21/02/2025		Cash	7,673	0.0004%
CFD	28/07/2025		Cash	7,660	0.0004%
Call Option	17/12/2021		Cash	7,654	0.0004%
Call Option	18/06/2021		Cash	7,503	0.0004%
Call Option	18/06/2021		Cash	7,503	0.0004%
Forward	18/12/2020		Cash	7,258	0.0004%
Put Option	17/12/2021		Cash	7,193	0.0004%
Forward	18/12/2020		Cash	7,141	0.0004%
Call Option	18/06/2021		Cash	7,015	0.0004%
Call Option	18/06/2021		Cash	7,015	0.0004%
Swap	31/12/2030		Cash	7,000	0.0004%
Put Option	18/12/2020		Cash	6,953	0.0004%
Forward	18/12/2020		Cash	6,908	0.0004%
Put Option	15/12/2028		Cash	6,746	0.0003%
Put Option	17/09/2021		Cash	6,728	0.0003%
Forward	18/12/2020		Cash	6,675	0.0003%
Put Option	17/06/2022		Cash	6,615	0.0003%
Put Option	17/06/2022		Cash	6,615	0.0003%
Put Option	18/12/2020		Cash	6,609	0.0003%
CFD	03/05/2022		Cash	6,533	0.0003%
Forward	18/12/2020		Cash	6,442	0.0003%
Put Option	20/12/2024		Cash	6,429	0.0003%
Put Option	19/03/2027		Cash	6,420	0.0003%
Put Option	18/06/2027		Cash	6,380	0.0003%
Put Option	17/06/2022		Cash	6,372	0.0003%
Put Option	17/06/2022		Cash	6,372	0.0003%
Put Option	17/09/2027		Cash	6,340	0.0003%
Put Option	17/12/2027		Cash	6,288	0.0003%
Call Option	18/12/2020		Cash	6,281	0.0003%
Forward	18/12/2020		Cash	6,238	0.0003%
Forward	18/12/2020		Cash	6,238	0.0003%
Call Warrant	31/12/2030		Cash	6,200	0.0003%
Put Option	17/06/2022		Cash	6,165	0.0003%
Put Option	17/06/2022		Cash	6,165	0.0003%
Put Warrant	31/12/2030		Cash	6,033	0.0003%
Swap	31/12/2030		Cash	6,033	0.0003%
Put Option	17/06/2022		Cash	5,959	0.0003%
Put Option	17/06/2022		Cash	5,959	0.0003%
Put Option	17/06/2022		Cash	5,878	0.0003%
Put Option	17/06/2022		Cash	5,878	0.0003%
Call Option	20/12/2024		Cash	5,862	0.0003%
Forward	18/12/2020		Cash	5,771	0.0003%
Call Option	20/12/2024		Cash	5,743	0.0003%
Call Option	20/12/2030		Cash	5,724	0.0003%
Forward	18/12/2020		Cash	5,713	0.0003%
Put Option	20/11/2020		Cash	5,645	0.0003%
Put Option	17/06/2022		Cash	5,568	0.0003%
Put Option	17/06/2022		Cash	5,568	0.0003%
Put Option	18/12/2020		Cash	5,559	0.0003%
Forward	18/12/2020		Cash	5,538	0.0003%
Forward	18/12/2020		Cash	5,509	0.0003%
CFD	07/10/2030		Cash	5,492	0.0003%
Forward	18/12/2020		Cash	5,422	0.0003%
Forward	18/12/2020		Cash	5,422	0.0003%
Put Option	17/06/2022		Cash	5,407	0.0003%
Put Option	17/06/2022		Cash	5,407	0.0003%
Put Option	20/06/2025		Cash	5,392	0.0003%
Put Option	21/03/2025		Cash	5,390	0.0003%
Put Option	19/09/2025		Cash	5,388	0.0003%
Put Option	19/12/2025		Cash	5,355	0.0003%
Call Option	17/09/2021		Cash	5,328	0.0003%
Put Option	16/09/2022		Cash	5,242	0.0003%
Put Option	17/06/2022		Cash	5,144	0.0003%
Put Option	17/06/2022		Cash	5,144	0.0003%
Put Option	20/03/2026		Cash	5,125	0.0003%
Put Option	19/06/2026		Cash	5,098	0.0003%
Forward	18/12/2020		Cash	5,072	0.0003%
Put Option	18/09/2026		Cash	5,071	0.0003%
Put Option	18/12/2026		Cash	5,031	0.0003%
Swap	31/12/2030		Cash	5,000	0.0003%
Swap	31/12/2030		Cash	5,000	0.0003%
Forward	18/12/2020		Cash	4,955	0.0003%
Put Option	17/09/2021		Cash	4,953	0.0003%
Call Warrant	31/12/2030		Cash	4,940	0.0003%
Forward	18/12/2020		Cash	4,926	0.0003%
Put Option	18/12/2020		Cash	4,870	0.0003%
CFD	03/05/2022		Cash	4,854	0.0003%
Put Option	17/12/2021		Cash	4,841	0.0003%
Call Option	07/07/2023		Cash	4,800	0.0002%
Put Option	20/09/2024		Cash	4,797	0.0002%
Put Option	21/05/2021		Cash	4,795	0.0002%
Put Option	21/06/2024		Cash	4,781	0.0002%
Put Option	18/12/2020		Cash	4,781	0.0002%
Put Option	20/12/2024		Cash	4,780	0.0002%
CFD	29/10/2029		Cash	4,777	0.0002%
Put Option	17/09/2021		Cash	4,776	0.0002%
Put Option	15/09/2023		Cash	4,766	0.0002%
Put Option	15/12/2023		Cash	4,765	0.0002%
Put Option	15/03/2024		Cash	4,763	0.0002%
Call Option	17/12/2021		Cash	4,749	0.0002%
Put Option	16/06/2023		Cash	4,722	0.0002%
Put Option	18/12/2020		Cash	4,675	0.0002%
Put Option	17/03/2023		Cash	4,669	0.0002%
Put Option	18/06/2021		Cash	4,590	0.0002%
Forward	18/12/2020		Cash	4,547	0.0002%
Put Warrant	31/12/2030		Cash	4,517	0.0002%
Forward	18/12/2020		Cash	4,431	0.0002%
Forward	18/12/2020		Cash	4,401	0.0002%
CFD	03/05/2022		Cash	4,398	0.0002%
Put Option	19/03/2021		Cash	4,279	0.0002%
Forward	18/12/2020		Cash	4,197	0.0002%
Call Option	22/05/2026		Cash	4,097	0.0002%
Call Option	25/05/2022		Cash	4,040	0.0002%
Call Warrant	31/12/2030		Cash	4,000	0.0002%
Swap	31/12/2030		Cash	4,000	0.0002%
Call Warrant	31/12/2030		Cash	4,000	0.0002%
Forward	18/12/2020		Cash	3,993	0.0002%
Put Option	16/12/2022		Cash	3,978	0.0002%
Call Option	19/03/2021		Cash	3,952	0.0002%
Forward	18/12/2020		Cash	3,935	0.0002%
Put Option	20/08/2021		Cash	3,934	0.0002%
Call Option	18/12/2020		Cash	3,931	0.0002%
CFD	20/03/2029		Cash	3,922	0.0002%
Put Option	21/12/2020		Cash	3,921	0.0002%
Put Option	21/12/2020		Cash	3,921	0.0002%
Put Option	16/09/2022		Cash	3,905	0.0002%
Put Option	16/12/2022		Cash	3,875	0.0002%
Put Option	18/12/2020		Cash	3,867	0.0002%
Put Option	16/09/2022		Cash	3,865	0.0002%
Forward	18/12/2020		Cash	3,818	0.0002%
Put Option	17/06/2022		Cash	3,779	0.0002%
CFD	03/05/2022		Cash	3,745	0.0002%
Call Option	01/04/2026		Cash	3,685	0.0002%
Put Option	16/12/2022		Cash	3,680	0.0002%
Put Option	18/03/2022		Cash	3,610	0.0002%
Call Option	10/09/2026		Cash	3,603	0.0002%
CFD	29/10/2029		Cash	3,566	0.0002%
Forward	18/12/2020		Cash	3,556	0.0002%
Call Option	20/07/2026		Cash	3,437	0.0002%
Call Option	17/09/2021		Cash	3,400	0.0002%
Forward	18/12/2020		Cash	3,381	0.0002%
Put Option	18/12/2020		Cash	3,349	0.0002%
Put Option	15/10/2021		Cash	3,345	0.0002%
Forward	18/12/2020		Cash	3,323	0.0002%
Call Option	18/12/2020		Cash	3,271	0.0002%
Forward	18/12/2020		Cash	3,235	0.0002%
Call Option	07/07/2023		Cash	3,196	0.0002%
Forward	18/12/2020		Cash	3,177	0.0002%
Call Option	18/06/2021		Cash	3,042	0.0002%
Call Option	18/06/2021		Cash	3,042	0.0002%
Forward	18/12/2020		Cash	3,031	0.0002%
Swap	31/12/2030		Cash	3,000	0.0002%
Swap	31/12/2030		Cash	3,000	0.0002%
Call Warrant	31/12/2030		Cash	3,000	0.0002%
Forward	18/12/2020		Cash	2,973	0.0002%
Forward	18/12/2020		Cash	2,915	0.0002%
Put Option	17/12/2021		Cash	2,906	0.0002%
Put Option	20/12/2024		Cash	2,873	0.0001%
Put Option	20/09/2024		Cash	2,866	0.0001%
Forward	18/12/2020		Cash	2,857	0.0001%
Put Option	21/06/2024		Cash	2,836	0.0001%
Put Option	15/03/2024		Cash	2,802	0.0001%
Forward	18/12/2020		Cash	2,769	0.0001%
Forward	18/12/2020		Cash	2,769	0.0001%
Forward	18/12/2020		Cash	2,769	0.0001%
Put Option	17/09/2021		Cash	2,747	0.0001%
Forward	18/12/2020		Cash	2,740	0.0001%
Forward	18/12/2020		Cash	2,682	0.0001%
Call Option	18/06/2021		Cash	2,648	0.0001%
Call Option	18/06/2021		Cash	2,648	0.0001%
CFD	07/10/2030		Cash	2,623	0.0001%
Put Option	19/03/2027		Cash	2,601	0.0001%
Put Option	21/03/2025		Cash	2,596	0.0001%
Put Option	18/06/2027		Cash	2,593	0.0001%
CFD	04/03/2030		Cash	2,591	0.0001%
Put Option	20/06/2025		Cash	2,585	0.0001%
Put Option	17/09/2027		Cash	2,583	0.0001%
Put Option	19/09/2025		Cash	2,572	0.0001%
Put Option	17/12/2027		Cash	2,566	0.0001%
Put Option	27/09/2021		Cash	2,552	0.0001%
Put Option	19/12/2025		Cash	2,548	0.0001%
Forward	18/12/2020		Cash	2,536	0.0001%
Put Option	18/12/2020		Cash	2,510	0.0001%
Call Option	22/02/2027		Cash	2,503	0.0001%
Put Option	20/03/2026		Cash	2,478	0.0001%
Put Option	19/06/2026		Cash	2,474	0.0001%
Put Option	18/09/2026		Cash	2,469	0.0001%
Put Option	18/12/2026		Cash	2,455	0.0001%
Put Option	18/06/2021		Cash	2,434	0.0001%
Future	19/12/2025		Cash	2,361	0.0001%
Forward	18/12/2020		Cash	2,332	0.0001%
Call Option	16/12/2022		Cash	2,331	0.0001%
Put Option	15/03/2024		Cash	2,305	0.0001%
Put Option	21/06/2024		Cash	2,298	0.0001%
Put Option	20/09/2024		Cash	2,292	0.0001%
Put Option	20/12/2024		Cash	2,273	0.0001%
Put Option	20/12/2030		Cash	2,272	0.0001%
Put Option	18/12/2020		Cash	2,259	0.0001%
Put Option	17/06/2022		Cash	2,257	0.0001%
Put Option	17/06/2022		Cash	2,257	0.0001%
Call Option	26/10/2026		Cash	2,238	0.0001%
Call Option	16/12/2022		Cash	2,193	0.0001%
Put Option	17/06/2022		Cash	2,109	0.0001%
Put Option	17/06/2022		Cash	2,109	0.0001%
Future	19/12/2024		Cash	2,109	0.0001%
Forward	18/12/2020		Cash	2,099	0.0001%
Swap	31/12/2030		Cash	2,000	0.0001%
Swap	31/12/2030		Cash	2,000	0.0001%
Forward	18/12/2020		Cash	1,982	0.0001%
Put Option	19/03/2021		Cash	1,929	0.0001%
Call Option	18/06/2021		Cash	1,913	0.0001%
Call Option	18/06/2021		Cash	1,913	0.0001%
Forward	18/12/2020		Cash	1,895	0.0001%
Call Option	12/05/2025		Cash	1,848	0.0001%
Call Option	18/06/2021		Cash	1,844	0.0001%
Call Option	18/06/2021		Cash	1,844	0.0001%
Call Option	18/12/2020		Cash	1,812	0.0001%
Future	15/12/2022		Cash	1,796	0.0001%
Future	14/12/2023		Cash	1,788	0.0001%
Call Option	17/09/2021		Cash	1,779	0.0001%
Forward	18/12/2020		Cash	1,778	0.0001%
Put Option	16/09/2022		Cash	1,747	0.0001%
Forward	18/12/2020		Cash	1,720	0.0001%
Put Option	17/06/2022		Cash	1,720	0.0001%
Put Option	17/06/2022		Cash	1,720	0.0001%
Call Option	18/06/2021		Cash	1,709	0.0001%
Call Option	18/06/2021		Cash	1,709	0.0001%
Call Option	18/06/2021		Cash	1,698	0.0001%
Call Option	18/06/2021		Cash	1,698	0.0001%
Forward	18/12/2020		Cash	1,661	0.0001%
Forward	18/12/2020		Cash	1,661	0.0001%
Call Option	18/06/2021		Cash	1,653	0.0001%
Call Option	18/06/2021		Cash	1,653	0.0001%
Put Option	15/12/2023		Cash	1,642	0.0001%
Put Option	17/06/2022		Cash	1,632	0.0001%
Put Option	17/06/2022		Cash	1,632	0.0001%
Put Option	15/09/2023		Cash	1,628	0.0001%
Call Option	08/04/2024		Cash	1,620	0.0001%
Future	16/12/2021		Cash	1,603	0.0001%
Put Option	16/06/2023		Cash	1,597	0.0001%
Call Option	31/03/2021		Cash	1,584	0.0001%
Call Warrant	31/12/2030		Cash	1,580	0.0001%
Put Option	17/03/2023		Cash	1,561	0.0001%
Call Option	18/06/2021		Cash	1,544	0.0001%
Call Option	18/06/2021		Cash	1,544	0.0001%
Forward	18/12/2020		Cash	1,516	0.0001%
Call Warrant	31/12/2030		Cash	1,490	0.0001%
Call Option	28/03/2025		Cash	1,419	0.0001%
Forward	18/12/2020		Cash	1,341	0.0001%
Future	15/12/2022		Cash	1,272	0.0001%
Forward	18/12/2020		Cash	1,224	0.0001%
Call Warrant	31/12/2030		Cash	1,167	0.0001%
Call Option	18/12/2020		Cash	1,162	0.0001%
Swap	31/12/2030		Cash	1,000	0.0001%
Call Warrant	31/12/2030		Cash	1,000	0.0001%
Call Option	28/03/2025		Cash	994	0.0001%
Call Option	31/03/2021		Cash	975	0.0001%
Call Option	18/06/2021		Cash	962	0.00005%
Call Option	18/06/2021		Cash	962	0.00005%
CFD	29/01/2030		Cash	906	0.00005%
Put Option	18/12/2020		Cash	891	0.00005%
Call Option	08/04/2025		Cash	861	0.00004%
Call Option	18/06/2021		Cash	851	0.00004%
Call Option	18/06/2021		Cash	851	0.00004%
Forward	18/12/2020		Cash	758	0.00004%
Call Option	22/02/2027		Cash	753	0.00004%
Put Option	16/12/2022		Cash	746	0.00004%
Put Option	18/12/2020		Cash	739	0.00004%
Put Option	15/10/2021		Cash	728	0.00004%
Call Option	30/06/2028		Cash	716	0.00004%
Put Option	17/06/2022		Cash	715	0.00004%
Put Option	17/06/2022		Cash	715	0.00004%
Call Option	12/07/2024		Cash	691	0.00004%
Put Option	17/06/2022		Cash	671	0.00003%
Put Option	17/06/2022		Cash	671	0.00003%
Call Option	18/06/2021		Cash	651	0.00003%
Call Option	18/06/2021		Cash	651	0.00003%
Call Option	20/07/2026		Cash	633	0.00003%
Call Option	18/06/2021		Cash	587	0.00003%
Call Option	18/06/2021		Cash	587	0.00003%
Put Option	20/11/2020		Cash	546	0.00003%
Call Option	18/12/2020		Cash	521	0.00003%
Put Option	18/12/2020		Cash	506	0.00003%
CFD	29/01/2030		Cash	468	0.00002%
Put Option	20/11/2020		Cash	451	0.00002%
Call Option	31/03/2021		Cash	406	0.00002%
Put Option	17/12/2021		Cash	363	0.00002%
Call Option	18/12/2020		Cash	350	0.00002%
CFD	29/01/2030		Cash	321	0.00002%
Call Option	31/03/2021		Cash	302	0.00002%
Put Option	18/12/2020		Cash	286	0.00001%
Call Option	18/12/2020		Cash	245	0.00001%
Put Option	18/12/2020		Cash	244	0.00001%
Call Option	18/06/2021		Cash	207	0.00001%
Call Option	18/06/2021		Cash	207	0.00001%
Call Option	28/03/2025		Cash	199	0.00001%
Call Option	04/12/2020		Cash	191	0.00001%
Call Option	18/06/2021		Cash	186	0.00001%
Call Option	18/06/2021		Cash	186	0.00001%
CFD	29/01/2030		Cash	146	0.00001%
Call Option	11/03/2027		Cash	135	0.00001%
Put Option	21/12/2022		Cash	125	0.00001%
Put Option	21/12/2022		Cash	125	0.00001%
Call Option	18/12/2020		Cash	122	0.00001%
Put Option	21/09/2022		Cash	116	0.00001%
Put Option	21/09/2022		Cash	116	0.00001%
Put Option	21/06/2022		Cash	105	0.00001%
Put Option	21/06/2022		Cash	105	0.00001%
Put Option	21/03/2022		Cash	92	0.000005%
Put Option	21/03/2022		Cash	92	0.000005%
CFD	29/01/2030		Cash	88	0.000005%
CFD	29/01/2030		Cash	88	0.000005%
Put Option	21/12/2021		Cash	80	0.000004%
Call Option	18/12/2020		Cash	78	0.000004%
Put Option	21/12/2021		Cash	76	0.000004%
Put Option	21/09/2021		Cash	69	0.000004%
Put Option	21/09/2021		Cash	66	0.000003%
Put Option	21/06/2021		Cash	52	0.000003%
Put Option	21/06/2021		Cash	49	0.000003%
Call Option	28/03/2025		Cash	47	0.000002%
Put Option	16/04/2021		Cash	38	0.000002%
Put Option	22/03/2021		Cash	32	0.000002%
Put Option	22/03/2021		Cash	30	0.000002%
CFD	29/01/2030		Cash	29	0.000002%
Call Option	18/12/2020		Cash	6	0.0000003%
Put Option	21/12/2020		Cash	4	0.0000002%
Put Option	21/12/2020		Cash	4	0.0000002%
CFD	19/07/2027		Cash	1	0.0000001%
Total Number of voting rights and percentage of voting rights				79,533,816	4.12%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Name of authorised officer of issuer responsible for making notification: N icola Carroll FCG Date of notification: 16 November 2020 L EI: 213800EC7997ZBLZJH69

 

END

 

 

HOLUNUSRRNUAAAA