Holding(s) in Company

RNS Number : 0210G
Polar Capital Global Financials Tst
23 May 2017
 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Polar Capital Global Financial Trust plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):             

Horizontal Aggregation Disclosure

X

3. Full name of person(s) subject to the
notification obligation:
iii

Brewin Dolphin Limited

4. Full name of shareholder(s)
 (if different from 3.):iv

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

19th May 2017

6. Date on which issuer notified:

23rd May 2017

7. Threshold(s) that is/are crossed or
reached:
vi, vii

5% - GB00B9XQV370 See section 13

           

 

 

 

 

 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

ORD GBP0.05

 

 

17,329,826

 

 

 

2,960,800

 

 

17,329,826

 

 

 

2,960,800

 

 

N/A

 

 

 

N/A

 

 

 

N/A

 

 

 

N/A

 

 

10,011,088

 

 

 

1,444,937

 

 

N/A

 

 

 

N/A

 

 

 

4.9370%

 

 

 

0.7126%

GB00B9XQT119

 

 

SUB SHS

GB00B9XQV370

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

 

 

 

 

 

 

 

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

 

 

 

 

Nominal

Delta

 

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

11,456,025

5.6496%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

ORD GBP0.05

Indirect - Brewin Nominees (Channel Islands) Limited -

156,600

0.0772

%

 

 

 

 

Indirect - Brewin Nominees Limited  A/c NOM

4,281,282

2.1114

%

 

 

 

 

Indirect - Brewin Nominees Limited A/c ISA

2,551,264

1.2582

%

 

 

 

 

Indirect - Brewin Nominees Limited  A/c GROSS

2,190,647

1.0803

%

 

 

 

 

Indirect - Brewin Nominees Limited A/c CHARITY

472,930

0.2332

%

 

 

 

 

Indirect - Brewin Nominees Limited A/c OFFBOND

358,365

0.1767

%

 

 

 

 

GRAND TOTAL

10,011,088

4.9370

%

 

SUB SHS

Indirect - Brewin Nominees (Channel Islands) Limited -

38,800

0.0191

%

 

 

 

 

Indirect - Brewin Nominees Limited  A/c NOM

751,717

0.3707

%

 

 

 

 

Indirect - Brewin Nominees Limited A/c ISA

346,820

0.1710

%

 

 

 

 

Indirect - Brewin Nominees Limited  A/c GROSS

191,700

0.0946

%

 

 

 

 

Indirect - Brewin Nominees Limited A/c CHARITY

115,900

0.0572

%

 

 

 

 

GRAND TOTAL

1,444,937

0.7126

%

 

 

 

 

 

 

 

 

 

 

 

 

 

Proxy Voting:

 

10. Name of the proxy holder:

 

 

11. Number of voting rights proxy holder will cease
to hold:

 

 

12. Date on which proxy holder will cease to hold
voting rights:

 

 

 

 


13. Additional information:

Figures based on shares in issue of 202,775,000 (172,175,000 ORD GBP0.05 & 30,600,000 ORD GBP0.01 SUB SHS which covert into Ordinary class at a ratio of 1:1). Disclosure trigger due to individual horizontal aggregation on GB00B9XQV370 (SUB SHS). Percentage has decreased from 9.6758% to 4.7220% (disc quantity held 1,444,937/issued share capital 30,600,000*100=4.7220%)

  The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements.  

 

14. Contact name:

Mark Taylor

 

15. Contact telephone number:

0191 279 7332

 

                                     

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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