Holding(s) in Company

RNS Number : 4027L
Polar Capital Global Financials Tst
27 April 2015
 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

POLAR CAPITAL FINANCIALS TRUST 5p Ordinary Shares

 

POLAR CAPITAL FINANCIALS TRUST Ordinary Sub Shares

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

P

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

     RATHBONE BROTHERS PLC

4. Full name of shareholder(s)
 (if different from 3.):iv

RATHBONE BROTHERS PLC  

Rathbone Investment Management Ltd.

Rathbone Investment Management International Ltd.

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

24th April 2015

6. Date on which issuer notified:

                                                   27th April 2015

7. Threshold(s) that is/are crossed or
reached:
vi, vii

10%



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

Ordinary 5p

 

GB00B9XQT119

 

15,844,786

 

15,844,786

 

14,405,587

 

 

14,405,587

 

 

N/A

 

 

N/A

 

 

8.29%

 


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

 

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

 

Ordinary Sub Shares

 

GB00B9XQV370

 

N/A

 

N/A

 

2,939,274

 

1.69%


C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

N/A

 

N/A

 

N/A

 

N/A

 

N/A

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

17,344,861

9.98%

 

 

 

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

RATHBONE BROTHERS PLC*

Rathbone Investment Management Limited                                                      8.289%

 

Rathbone Investment Management (International) Limited                            1.691%

 

 

 

* Rathbone Brothers Plc is the holding company of the following.


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

Total shares in Issued used a denominator is

173,800,000

14. Contact name:

COMPLIANCE DEPARTMENT

15. Contact telephone number:

020 7399 0000

 

 

 

 

 

 

 

 

 

Note: Annex should only be submitted to the FCA not the issuer

Annex: Notification of major interests in share


A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

RATHBONE BROTHERS PLC

Contact address

(registered office for legal entities)

 

1 CURZON STREET,

LONDON, W1J 5FB

Phone number & email

 

020 7399 0000

Other useful information

(at least legal representative for legal persons)

 

COMPLIANCE DEPARTMENT



B: Identity of the notifier, if applicable

Full name

 

N/A

Contact address

 

N/A

Phone number & email

 

N/A

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

N/A


C: Additional information


For notes on how to complete form TR-1 please see the FCA website.

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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