Holding(s) in Company

RNS Number : 2948Z

Polar Capital Global Financials Tst

09 December 2014

 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				Polar Capital Global Financial Trust plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):	Change in controlled undertakings
3. Full name of person(s) subject to the notification obligation: iii		Brewin Dolphin Limited
4. Full name of shareholder(s)  (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or reached: v		8th December 2014
6. Date on which issuer notified:		9th December 2014
7. Threshold(s) that is/are crossed or reached: vi, vii		11%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

ORD GBP0.05

19,856,342 2,996,600

19,856,342 2,996,600

N/A N/A

N/A N/A

18,563,671 2,993,960

N/A N/A

9.0466% 1.4590%

GB00B9XQT119 SUB SHS GB00B9XQV370

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

21,557,631

10.5056%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi

ORD GBP0.05 Indirect - Brewin Nominees (Channel Islands) Limited - 492,550 0.2400 % Indirect - Brewin Nominees Limited - Individual Designations 66,900 0.0326 % Indirect - Brewin Nominees Limited  A/c NOM 9,062,360 4.4164 % Indirect - Brewin Nominees Limited A/c ISA 4,083,985 1.9902 % Indirect - Brewin Nominees Limited  A/c GROSS 3,338,156 1.6268 % Indirect - Brewin Nominees Limited A/c CHARITY 959,500 0.4676 % Indirect - Brewin Nominees Limited A/c OFFBOND 560,220 0.2730 % GRAND TOTAL 18,563,671 9.0466 % SUB SHS Indirect - Brewin Nominees (Channel Islands) Limited - 81,300 0.0396 % Indirect - Brewin Nominees Limited - Individual Designations 8,180 0.0040 % Indirect - Brewin Nominees Limited  A/c NOM 1,618,140 0.7886 % Indirect - Brewin Nominees Limited A/c ISA 667,610 0.3253 % Indirect - Brewin Nominees Limited  A/c GROSS 437,450 0.2132 % Indirect - Brewin Nominees Limited A/c CHARITY 181,280 0.0883 % GRAND TOTAL 2,993,960 1.4590 %

Proxy Voting:

10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:

Figures based on shares in issue of 205,200,000 (174,600,000 ORD GBP0.05 & 30,600,000 ORD GBP0.01 SUB SHS which covert into Ordinary class at a ratio of 1:1)  The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements.

14. Contact name:

Graham Brabbs

15. Contact telephone number:

0191 230 7190

 

END

 

 

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