Holding(s) in Company

RNS Number : 0836R
Hargreaves Lansdown PLC
06 December 2016
 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
 



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

HARGREAVES LANSDOWN PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

Y

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

N

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

N

An event changing the breakdown of voting rights

Y

Other (please specify):

Regulatory

N

3. Full name of person(s) subject to the
notification obligation:
iii

LINDSELL TRAIN LIMITED ( discretionary clients)

4. Full name of shareholder(s)
 (if different from 3.):iv

The BNY (OCS)  Nominees

BNP Paribas

NT Nominees

State Street Nominees

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

24th November 2016

6. Date on which issuer notified:

05th December 2016

7. Threshold(s) that is/are crossed or
reached:
vi, vii

5.01%



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Hargreaves Lansdown plc

GB00B1VZ0M25

Below 5%

Below 5%

23,750,918

23,750,918

-

5.01%

  -

Aggregate holdings from discretionary clients accounts


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

  N/A

N/A

N/A

N/A

N/A


C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

Na

Na

Na

Na

Na

 

Nominal

Delta

Na

Na


Total (A+B+C)

Number of voting rights

Percentage of voting rights

23,750,918

5.01%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

N/A


Proxy Voting:

10. Name of the proxy holder:

na

11. Number of voting rights proxy holder will cease to hold:

na

12. Date on which proxy holder will cease to hold voting rights:

na



13. Additional information:


na

14. Contact name:

Lauren Jorgensen

15. Contact telephone number:

020 7808 1210



 

Note: Annex should only be submitted to the FCA not the issuer

Annex: Notification of major interests in share


A: Identity of the persons or legal entity subject to the notification obligation

Full name

(including legal form of legal entities)

 

Lindsell Train Limited

Contact address

(registered office for legal entities)

 

5th Floor, 66 Buckingham Gate, London

 SW1E 6AU

Phone number & email

 

lauren.jorgensen@lindselltrain.com

020 7808 1210

Other useful information

(at least legal representative for legal persons)

 




B: Identity of the notifier, if applicable

Full name

 

Same as above

Contact address

 

Same as above

Phone number & email

 

Same as above

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)



C: Additional information


For notes on how to complete form TR-1 please see the FCA website.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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