Holding(s) in Company

Harbour Energy PLC

14 July 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BMBVGQ36

Issuer Name

HARBOUR ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Name	City of registered office	Country of registered office
J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

10-Jul-2023

6. Date on which Issuer notified

12-Jul-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	0.702916	4.323480	5.026396	40119058
Position of previous notification (if applicable)	n/a	n/a	n/a

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BMBVGQ36		5610444		0.702916
Sub Total 8.A	5610444		0.702916%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Cash-settled Equity Swap	02/08/2023	02/08/2023	Cash	2870299	0.359611
Cash-settled Equity Swap	04/09/2023	04/09/2023	Cash	222	0.000028
Cash-settled Equity Swap	27/09/2023	27/09/2023	Cash	3853863	0.482839
Cash-settled Equity Swap	02/11/2023	02/11/2023	Cash	2112	0.000265
Cash-settled Equity Swap	28/11/2023	28/11/2023	Cash	211640	0.026516
Cash-settled Equity Swap	04/12/2023	04/12/2023	Cash	110797	0.013881
Cash-settled Equity Swap	14/12/2023	14/12/2023	Cash	729099	0.091347
Cash-settled Equity Swap	18/12/2023	18/12/2023	Cash	125412	0.015712
Cash-settled Equity Swap	29/12/2023	29/12/2023	Cash	1539	0.000193
Cash-settled Equity Swap	03/01/2024	03/01/2024	Cash	6128	0.000768
Cash-settled Equity Swap	16/01/2024	16/01/2024	Cash	77590	0.009721
Cash-settled Equity Swap	02/02/2024	02/02/2024	Cash	43543	0.005455
Cash-settled Equity Swap	07/02/2024	07/02/2024	Cash	77504	0.009710
Cash-settled Equity Swap	14/02/2024	14/02/2024	Cash	109940	0.013774
Cash-settled Equity Swap	04/03/2024	04/03/2024	Cash	567744	0.071131
Cash-settled Equity Swap	03/04/2024	03/04/2024	Cash	28517	0.003573
Cash-settled Equity Swap	02/05/2024	02/05/2024	Cash	21313	0.002670
Cash-settled Equity Swap	14/05/2024	14/05/2024	Cash	91855	0.011508
Cash-settled Equity Swap	15/05/2024	15/05/2024	Cash	179796	0.022526
Cash-settled Equity Swap	30/05/2024	30/05/2024	Cash	1534	0.000192
Cash-settled Equity Swap	04/06/2024	04/06/2024	Cash	1531	0.000192
Cash-settled Equity Swap	05/06/2024	05/06/2024	Cash	194787	0.024404
Cash-settled Equity Swap	20/06/2024	20/06/2024	Cash	2402	0.000301
Cash-settled Equity Swap	02/07/2024	02/07/2024	Cash	167439	0.020978
Cash-settled Equity Swap	10/07/2024	10/07/2024	Cash	89966	0.011272
Cash-settled Equity Swap	17/07/2024	17/07/2024	Cash	60840	0.007622
Cash-settled Equity Swap	31/07/2024	31/07/2024	Cash	8630	0.001081
Cash-settled Equity Swap	01/08/2024	01/08/2024	Cash	65810	0.008245
Cash-settled Equity Swap	02/08/2024	02/08/2024	Cash	63961	0.008013
Cash-settled Equity Swap	03/09/2024	03/09/2024	Cash	454	0.000057
Cash-settled Equity Swap	18/09/2024	18/09/2024	Cash	6423105	0.804732
Cash-settled Equity Swap	20/09/2024	20/09/2024	Cash	15857736	1.986769
Cash-settled Equity Swap	15/11/2024	15/11/2024	Cash	11280	0.001413
Cash-settled Equity Swap	20/06/2025	20/06/2025	Cash	74062	0.009279
Cash-settled Equity Swap	16/10/2026	16/10/2026	Cash	223653	0.028021
Cash-settled Equity Swap	07/04/2027	07/04/2027	Cash	4863	0.000609
Cash-settled Equity Swap	02/12/2027	02/12/2027	Cash	1851569	0.231978
Cash-settled Equity Swap	07/04/2028	07/04/2028	Cash	71470	0.008954
Cash-settled Equity Swap	20/04/2028	20/04/2028	Cash	198823	0.024910
Cash-settled Equity Swap	24/04/2028	24/04/2028	Cash	20044	0.002511
Cash-settled Equity Swap	29/06/2028	29/06/2028	Cash	5742	0.000719
Sub Total 8.B2				34508614	4.323480%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc		4.323483	5.026399%
JPMorgan Chase & Co.	J.P. Morgan Securities LLC
JPMorgan Chase & Co.	JPMorgan Chase Bank, National Association

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

12-Jul-2023

13. Place Of Completion

London

 

END