Holding(s) in Company

RNS Number : 5238M
Genus PLC
07 May 2015
 

 

 

TR-1: Notifications of Major Interests in Shares

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Genus PLC

 

2. Reason for notification (yes/no)

 

An acquisition or disposal of voting rights

Yes

 

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

No

 

An event changing the breakdown of voting rights

No

 

Other (please specify):___________________________

No

 

3. Full name of person(s) subject to notification obligation:

Ameriprise Financial, Inc. and its group

 

4. Full name of shareholder(s) (if different from 3):

See additional information under 13.

 

5. Date of transaction and date on which the threshold is crossed or reached:

5th May 2015

 

6. Date on which issuer notified:

6th May 2015

 

7. Threshold(s) that is/are crossed or reached:

Below the threshold of 5%



 

8: Notified Details

A: Voting rights attached to shares

 

Class/type of shares

If possible use ISIN code

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of shares

Number of voting rights

Number of shares

Number of voting rights

Percentage of voting rights

 

Direct

 

Direct

 

Indirect

 

Direct

 

Indirect

GB0002074580     

3,048,717

3,048,717

33,851

33,851

3,013,575

0.056%

4.943%






 

B: Qualifying Financial Instruments

 

Resulting situation after the triggering transaction

 

Type of financial instrument

Expiration date

Exercise/ conversion period

No. of voting rights that may be acquired if the instrument is exercised/converted.

Percentage of voting rights






 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 

Resulting situation after the triggering transaction

 

Type of financial instrument

Exercise Price

Expiration date

Exercise / conversion period

No. of voting rights instrument refers to

Percentage of voting rights






Nominal

Delta








 

Total (A+B+C)

 

Number of voting rights

Percentage of voting rights

3,047,426

4.999%           



 

9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:

Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.

 

Proxy Voting:

 

10. Name of proxy holder:

 

N/A

11. Number of voting rights proxy holder will cease to hold:

 

N/A

12. Date on which proxy holder will cease to hold voting rights:

 

N/A

 

13. Additional information:

 

Registered Owner

 

Littledown Nominees Ltd                          

                         A/c 39364

1,238,087

The Bank Of New York ( Nominees ) Limited        

                         A/c 52401 81

36,611

The Bank Of New York ( Nominees ) Limited        

                         A/c PTG 10972

123,371

The Bank Of New York ( Nominees ) Limited        

                         A/c PTG 14556

2,960

HSBC Global Custody Nominee (UK) Limited         

                         A/c 740190

16,667

HSBC Global Custody Nominee (UK) Limited         

                         A/c 739874

87,639

HSBC Global Custody Nominee (UK) Limited         

                         A/c 740311

8,799

Nortrust Nominees LTD                            

                         A/c ZPS11

142,778

Chase Nominees Ltd                                

                         A/c 44729

65,947

Securities Services Nominees Limited             

                         A/c 07000000700

189,117

State Street Bank & Trust Boston                 

                         A/c MKCB

219,916

Nortrust Nominees LTD                            

                         A/c ZLA05

107,424

Nortrust Nominees LTD                            

                         A/c ZLA07

554,056

Littledown Nominees Ltd                          

                         A/c 07197

33,851

Littledown Nominees Ltd                          

                         A/c 10479

1,228

Nortrust Nominees LTD                            

                         A/c ZLA12

23,962

Nortrust Nominees LTD                            

                         A/c ZLA14

7,323

Nortrust Nominees LTD                            

                         A/c 34789

63,156

Littledown Nominees Ltd                          

                         A/c 10488

124,534

14 Contact name:

 

Mark Powney, Threadneedle Group

15. Contact telephone name:

 

+44 (0) 1793 363 135

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLBXGDUCBGBGUR

Companies

Genus (GNS)
UK 100

Latest directors dealings