Director/PDMR Shareholding

General Electric Company

16 May 2023

 

3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* GENERAL ELECTRIC PENSION TRUST (Last) (First) (Middle) 901 MAIN AVENUE THE TOWERS AT MERRITT RIVER (Street) NORWALK CT 06851 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 05/03/2023	3. Issuer Name and Ticker or Trading Symbol KKR Asset-Based Income Fund [ NONE ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner Officer (give title below) Other (specify below)	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person X Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest	140,000	D(1)(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person* GENERAL ELECTRIC PENSION TRUST (Last) (First) (Middle) 901 MAIN AVENUE THE TOWERS AT MERRITT RIVER (Street) NORWALK CT 06851 (City) (State) (Zip)

1. Name and Address of Reporting Person* GE INVESTMENT MANAGEMENT CORP. (Last) (First) (Middle) 901 MAIN AVENUE THE TOWERS AT MERRITT RIVER (Street) NORWALK CT 06851 (City) (State) (Zip)

1. Name and Address of Reporting Person* GENERAL ELECTRIC CO (Last) (First) (Middle) 5 NECCO STREET (Street) BOSTON MA 02210 (City) (State) (Zip)

Explanation of Responses:

1. The securities reported herein are held directly by General Electric Pension Trust, a New York common law trust ("GEPT") to which GE Investment Management Corp., a Delaware corporation ("GEIM") serves as investment manager. GEIM is a wholly owned subsidiary of General Electric Company ("GE").

2. The filing of this statement shall not be deemed an admission that GEPT, GEIM or GE (collectively, the "Reporting Persons") are the beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.

	General Electric Pension Trust, By: /s/ Scott Silberstein, Trustee	05/15/2023
	GE Investment Management Corp., By: /s/ Scott Silberstein, Vice President, General Counsel and Secretary	05/15/2023
	General Electric Company, By: /s/ Scott Silberstein, Executive Counsel	05/15/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

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