TR-1: Form for notification of major holdings

RNS Number : 9502M
Central Asia Metals PLC
26 January 2021
 

TR-1 Notification of Major Holdings

Central Asia Metals plc (AIM: CAML) notes that the below major shareholding notifications from BlackRock Inc. were previously not released to the market due to an internal administrative oversight. Investors are requested to send any notifications of major shareholding forms to cosec@centralasiametals.com.

 

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

 


 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

 

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

 

Non-UK issuer


 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

 

An acquisition or disposal of voting rights

X

 

An acquisition or disposal of financial instruments


 

An event changing the breakdown of voting rights


 

Other (please specify)iii:


 

3. Details of person subject to the notification obligation iv

 

Name

BlackRock, Inc.

 

City and country of registered office (if applicable)

Wilmington, DE, USA

 

4. Full name of shareholder(s) (if different from 3.) v

 

Name


 

City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

11/01/2021

6. Date on which issuer notified (DD/MM/YYYY):

12/01/2021

7. Total positions of person(s) subject to the notification obligation

 


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

 

Resulting situation on the date on which threshold was crossed or reached

10.13%

0.08%

10.22%

176,026,619

 

Position of previous notification (if

applicable)

9.76%

0.17%

9.94%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

((DTR5.1)

Indirect

(DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00B67KBV28


17,841,342


10.13%











SUBTOTAL 8. A

17,841,342

10.13%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

155,380

0.08%
















SUBTOTAL 8.B.2

155,380

0.08%


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
Jana Blumenstein

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

12 January, 2021

 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

8.87%

0.00%

8.88%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors LLC








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








 

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

11/11/2020

6. Date on which issuer notified (DD/MM/YYYY):

12/11/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

9.76%

0.17%

9.94%

176,026,619

Position of previous notification (if

applicable)

9.87%

0.18%

10.05%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B67KBV28


17,191,797


9.76%











SUBTOTAL 8. A

17,191,797

9.76%


B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

309,923

0.17%
















SUBTOTAL 8.B.2

309,923

0.17%


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
James Michael

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

12 November, 2020



 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

8.54%

0.00%

8.55%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors, LLC








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

10/11/2020

6. Date on which issuer notified (DD/MM/YYYY):

11/11/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

9.87%

0.18%

10.05%

176,026,619

Position of previous notification (if

applicable)

9.81%

0.18%

9.99%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B67KBV28


17,374,005


9.87%











SUBTOTAL 8. A

17,374,005

9.87%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

319,229

0.18%
















SUBTOTAL 8.B.2

319,229

0.18%


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
James Michael

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

11 November, 2020

 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

8.65%

0.00%

8.65%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors, LLC








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

16/10/2020

6. Date on which issuer notified (DD/MM/YYYY):

19/10/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

9.81%

0.18%

9.99%

176,026,619

Position of previous notification (if

applicable)

10.56%

0.19%

10.76%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B67KBV28


17,274,920


9.81%











SUBTOTAL 8. A

17,274,920

9.81%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

324,075

0.18%
















SUBTOTAL 8.B.2

324,075

0.18%


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
Jana Blumenstein

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

19 October, 2020

 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

8.58%

0.00%

8.58%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors, LLC








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








 

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

15/09/2020

6. Date on which issuer notified (DD/MM/YYYY):

16/09/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

10.56%

0.19%

10.76%

176,026,619

Position of previous notification (if

applicable)

10.85%

0.19%

11.05%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B67KBV28


18,596,410


10.56%











SUBTOTAL 8. A

18,596,410

10.56%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

347,205

0.19%
















SUBTOTAL 8.B.2

347,205

0.19%


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
Jana Blumenstein

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

16 September, 2020



 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

9.32%

0.00%

9.33%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors, LLC








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








 

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

14/09/2020

6. Date on which issuer notified (DD/MM/YYYY):

15/09/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

10.85%

0.19%

11.05%

176,026,619

Position of previous notification (if

applicable)

11.01%

0.11%

11.13%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B67KBV28


19,114,404


10.85%











SUBTOTAL 8. A

19,114,404

10.85%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

347,205

0.19%
















SUBTOTAL 8.B.2

347,205

0.19%


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
Jana Blumenstein

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

15 September, 2020



 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

9.62%

0.00%

9.62%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors, LLC








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








 

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

31/07/2020

6. Date on which issuer notified (DD/MM/YYYY):

03/08/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

11.01%

0.11%

11.13%

176,026,619

Position of previous notification (if

applicable)

10.99%

0.13%

11.13%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B67KBV28


19,389,285


11.01%











SUBTOTAL 8. A

19,389,285

11.01%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Securities Lending



58,249

0.03%













SUBTOTAL 8. B 1

58,249

0.03%


B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

146,023

0.08%
















SUBTOTAL 8.B.2

146,023

0.08%

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
James Michael

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

3 August, 2020

 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

9.83%

0.00%

9.83%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors, LLC








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








 

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

29/07/2020

6. Date on which issuer notified (DD/MM/YYYY):

30/07/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

10.99%

0.13%

11.13%

176,026,619

Position of previous notification (if

applicable)

11.04%

0.09%

11.13%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B67KBV28


19,357,446


10.99%











SUBTOTAL 8. A

19,357,446

10.99%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Securities Lending



89,020

0.05%













SUBTOTAL 8. B 1

89,020

0.05%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

146,023

0.08%
















SUBTOTAL 8.B.2

146,023

0.08%


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
James Michael

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

30 July, 2020



 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

9.83%

0.00%

9.83%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors, LLC








 

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

23/07/2020

6. Date on which issuer notified (DD/MM/YYYY):

24/07/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

11.04%

0.09%

11.13%

176,026,619

Position of previous notification (if

applicable)

10.14%

0.00%

10.15%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B67KBV28


19,443,608


11.04%











SUBTOTAL 8. A

19,443,608

11.04%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

160,293

0.09%
















SUBTOTAL 8.B.2

160,293

0.09%


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
James Michael

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

24 July, 2020



 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

9.83%

0.00%

9.83%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Capital Holdings, Inc.




BlackRock Advisors, LLC








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








 

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Central Asia Metals PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

BlackRock, Inc.

City and country of registered office (if applicable)

Wilmington, DE, USA

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

11/06/2020

6. Date on which issuer notified (DD/MM/YYYY):

12/06/2020

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

10.14%

0.00%

10.15%

176,026,619

Position of previous notification (if

applicable)

12.51%

N/A

12.51%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B67KBV28


17,863,560


10.14%











SUBTOTAL 8. A

17,863,560

10.14%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

CFD



Cash

16,081

0.00%
















SUBTOTAL 8.B.2

16,081

0.00%


 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

See Attachment





10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held


11. Additional information xvi

 

BlackRock Regulatory Threshold Reporting Team
 
James Michael

020 7743 3650

 

 

Place of completion

12 Throgmorton Avenue, London, EC2N 2DL, U.K.

Date of completion

12 June, 2020



 

Section 9 Attachment

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Institutional Trust Company, National Association








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Investment Management (UK) Limited

8.96%


8.96%





BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock Advisors (UK) Limited








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock Holdco 4, LLC




BlackRock Holdco 6, LLC




BlackRock Delaware Holdings Inc.




BlackRock Fund Advisors








BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Holdco 3, LLC




BlackRock Cayman 1 LP




BlackRock Cayman West Bay Finco Limited




BlackRock Cayman West Bay IV Limited




BlackRock Group Limited




BlackRock Finance Europe Limited




BlackRock (Netherlands) B.V.








 






1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Central Asia Metals PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

S

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

¨

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

¨

An event changing the breakdown of voting rights

¨

Other (please specify):


¨

3. Full name of person(s) subject to the
notification obligation:
iii

BlackRock, Inc.

4. Full name of shareholder(s)
 (if different from 3.):iv


5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

12 April, 2016

6. Date on which issuer notified:

13 April, 2016

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Total holding for BlackRock Investment Management (UK) Limited has gone above 5%

Voting rights attached to shares holding for BlackRock Investment Management (UK) Limited has gone above 5%

 

Total holding for BlackRock, Inc. has gone above 5%

Voting rights attached to shares holding for BlackRock, Inc. has gone above 5%

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B67KBV28

Below 5%

Below 5%

N/A

N/A

5,949,420

N/A

5.33%


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 






Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

5,949,420

5.33%

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

  See Annex


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:


13. Additional information:

BlackRock Regulatory Threshold Reporting Team

14. Contact name:

Gareth Slade

15. Contact telephone number:

020 7743 3650


 

Name

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

BlackRock, Inc.




BlackRock Holdco 2, Inc.




BlackRock Financial Management, Inc.




BlackRock International Holdings, Inc.




BR Jersey International Holdings L.P.




BlackRock Group Limited




BlackRock Investment Management (UK) Limited

5.33%

0.00%

5.33%





 

 

For further information contact:

Central Asia Metals

Tel: +44 (0) 20 7898 9001

Nigel Robinson, CEO

 

Gavin Ferrar, CFO

 

Louise Wrathall, Director of Corporate Relations

louise.wrathall@centralasiametals.com

 

 

Peel Hunt (Nominated Advisor and Joint Broker)

Tel: +44 (0) 20 7418 8900

Ross Allister

 

David McKeown

 

 

 

BMO Capital Markets (Joint Broker)

Tel: +44 (0) 20 7236 1010

Thomas Rider

 

Pascal Lussier Duquette

 

 

 

Blytheweigh (PR Advisors)

Tel: +44 (0) 20 7138 3204

Tim Blythe

 

Megan Ray

 

Rachael Brooks

 


Note to editors:

 

Central Asia Metals, an AIM-listed UK company based in London, owns 100% of the Kounrad SX-EW copper project in central Kazakhstan and 100% of the Sasa zinc-lead mine in North Macedonia.

For further information, please visit www.centralasiametals.com and follow CAML on Twitter at @CamlMetals and on LinkedIn at Central Asia Metals Plc

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