EPT Disclosure

RNS Number : 7547Z

Carillion PLC

28 September 2009

 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1.    KEY INFORMATION

Name of exempt principal trader	Cazenove
Company dealt in	Anglo American Plc
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary 0.54945 USD
Date of dealing	25th September 2009

2.    DEALINGS (Note 2)

(a)    Purchases and sales

Total number of securities purchased	Highest price paid (Note 3)	Lowest price paid (Note 3)
25,000	£20.59p	£20.59p

Total number of securities sold	Highest price received (Note 3)	Lowest price received (Note 3)

(b)    Derivatives transactions (other than options)

Product name,  e.g. CFD	Long/short  (Note 4)	Number of securities  (Note 5)	Price per unit  (Note 3)

(c)    Options transactions in respect of existing securities

(i)    Writing, selling, purchasing or varying

Product name,e.g call option	Writing,  selling,  purchasing, varying etc	Number of securities to which the option relates (Note 5)	Exercise price	Type, e.g. American, European etc.	Expiry date	Option moneypaid/received per unit (Note 3)

(ii)    Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit  (Note 3)

3.    OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.  

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Date of disclosure	28th September 2009
Contact name	Jeffrey Dalton-Brown
Telephone number	0207 155 5017
Name of offeree/offeror with which connected	Xstrata Plc
Nature of connection (Note 6)	Cazenove are Broker and Financial Adviser to Xstrata Plc

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

 

END

 

 

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