Holding(s) in Company

Capricorn Energy PLC
16 February 2024
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs & Co. LLC

New York

United States of America

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

13-Feb-2024

6. Date on which Issuer notified

15-Feb-2024

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

12.037107

3.262841

15.299948

14231474

Position of previous notification (if applicable)

12.050324

3.246729

15.297053


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BRJ7R218


11196495


12.037107

Sub Total 8.A

11196495

12.037107%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


2213226

2.379391

Sub Total 8.B1


2213226

2.379391%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

09-Jan-2034


Cash

293228

0.315243

Swap

21-Jun-2033


Cash

236209

0.253943

Swap

26-Oct-2026


Cash

78462

0.084353

Swap

20-Jun-2033


Cash

70025

0.075283

Swap

07-Mar-2029


Cash

54270

0.058344

Swap

15-Dec-2033


Cash

36105

0.038816

Swap

21-Jun-2033


Cash

23273

0.025021

Swap

13-Jan-2033


Cash

17572

0.018891

Swap

21-Jun-2033


Cash

7146

0.007682

Swap

08-Dec-2033


Cash

2809

0.003020

Swap

20-Jun-2033


Cash

2654

0.002854

Sub Total 8.B2


821753

0.883450%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

1.214889

4.388563

3.173674%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

1.214889

4.388563

3.173674%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

1.214889

4.388563

3.173674%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

The Goldman Sachs Group, Inc.




The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs Bank USA




The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs Bank Europe SE




The Goldman Sachs Group, Inc. (Chain 3)





The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs & Co. LLC

0.088907

10.822218

10.911125%

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

15-Feb-2024

13. Place Of Completion

London

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