TR-1: Standard form for notification of major holdings
1. Issuer Details |
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ISIN |
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GB00BRJ7R218 |
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Issuer Name |
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Capricorn Energy PLC |
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UK or Non-UK Issuer |
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UK |
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2. Reason for Notification |
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An acquisition or disposal of financial instruments |
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3. Details of person subject to the notification obligation |
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Name |
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Irenic Capital Management |
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City of registered office (if applicable) |
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New York |
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Country of registered office (if applicable) |
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United States |
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4. Details of the shareholder |
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Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above |
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City of registered office (if applicable) |
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Country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reached |
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04-Dec-2023 |
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6. Date on which Issuer notified |
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06-Dec-2023 |
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7. Total positions of person(s) subject to the notification obligation |
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% of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
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Resulting situation on the date on which threshold was crossed or reached |
1.919900 |
4.598000 |
6.517900 |
6125449 |
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Position of previous notification (if applicable) |
5.031812 |
0.000000 |
5.031812 |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached |
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8A. Voting rights attached to shares |
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Class/Type of shares ISIN code (if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
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GB00BRJ7R218 |
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1804321 |
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1.919900 |
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Sub Total 8.A |
1804321 |
1.919900% |
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8B1. Financial Instruments according to (DTR5.3.1R.(1) (a)) |
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Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
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CFD |
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4321128 |
4.598000 |
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Sub Total 8.B1 |
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4321128 |
4.598000% |
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8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b)) |
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Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
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Sub Total 8.B2 |
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9. Information in relation to the person subject to the notification obligation |
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2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) |
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Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
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Irenic Capital Evergreen Master Fund LP |
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Irenic Capital Opportunity Master Fund LP |
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10. In case of proxy voting |
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Name of the proxy holder |
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The number and % of voting rights held |
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The date until which the voting rights will be held |
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11. Additional Information |
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12. Date of Completion |
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06-Dec-2023 |
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13. Place Of Completion |
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London |
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