Holding(s) in Company

Capricorn Energy PLC
21 November 2023
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

17-Nov-2023

6. Date on which Issuer notified

21-Nov-2023

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

14.013354

5.480093

19.493447

18356574

Position of previous notification (if applicable)

13.977242

5.530769

19.508011


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BRJ7R218


13196084


14.013354

Sub Total 8.A

13196084

14.013354%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


4487077

4.764974

Sub Total 8.B1


4487077

4.764974%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

21-Jun-2033


Cash

290236

0.308211

Swap

21-Jul-2033


Cash

215393

0.228732

Swap

20-Jun-2033


Cash

69689

0.074005

Swap

13-Jan-2033


Cash

33273

0.035334

Swap

21-Jun-2033


Cash

28398

0.030157

Swap

07-Mar-2029


Cash

20344

0.021604

Swap

21-Jun-2033


Cash

8811

0.009357

Swap

26-Oct-2026


Cash

4065

0.004316

Swap

20-Jun-2033


Cash

3204

0.003403

Sub Total 8.B2


673413

0.715119%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

14.013114

5.479959

19.493073%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

14.013114

5.479959

19.493073%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

14.013114

5.479959

19.493073%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs & Co. LLC




The Goldman Sachs Group, Inc. (Chain 3)





The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs Bank USA




The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs Bank Europe SE




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

21-Nov-2023

13. Place Of Completion

Paris

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