Holding(s) in Company

Capricorn Energy PLC
06 November 2023
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

02-Nov-2023

6. Date on which Issuer notified

06-Nov-2023

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

13.307498

5.579527

18.887025

17827695

Position of previous notification (if applicable)

12.168669

5.559397

17.728066


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BRJ7R218


12561110


13.307498

Sub Total 8.A

12561110

13.307498%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


4569376

4.840891

Sub Total 8.B1


4569376

4.840891%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

21-Jun-2033


Cash

291293

0.308602

Swap

21-Jul-2033


Cash

215457

0.228259

Swap

20-Jun-2033


Cash

70209

0.074381

Swap

21-Jun-2033


Cash

28406

0.030094

Swap

13-Jan-2033


Cash

25800

0.027333

Swap

07-Mar-2029


Cash

25673

0.027198

Swap

30-Jun-2031


Cash

16562

0.017546

Swap

21-Jun-2033


Cash

8844

0.009369

Swap

26-Jul-2033


Cash

8031

0.008508

Swap

20-Jun-2033


Cash

3216

0.003407

Swap

26-Oct-2026


Cash

1626

0.001722

Swap

17-Oct-2033


Cash

1317

0.001396

Swap

04-Jan-2033


Cash

775

0.000821

Sub Total 8.B2


697209

0.738636%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

12.138274

5.579527

17.717801%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

12.138274

5.579527

17.717801%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

12.138274

5.579527

17.717801%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs & Co. LLC




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

06-Nov-2023

13. Place Of Completion

Warsaw

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