Holding(s) in Company

Capricorn Energy PLC

05 November 2023

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BRJ7R218

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name	City of registered office	Country of registered office
Goldman Sachs International	London	United Kingdom

5. Date on which the threshold was crossed or reached

01-Nov-2023

6. Date on which Issuer notified

03-Nov-2023

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	12.168669	5.559397	17.728066	16735330
Position of previous notification (if applicable)	4.498800	12.037126	16.535926

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BRJ7R218		11487248		12.168669
Sub Total 8.A	11487248		12.168669%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Securities Lending	Open		4550665	4.820610
Sub Total 8.B1			4550665	4.820610%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Swap	21-Jun-2033		Cash	291293	0.308573
Swap	21-Jul-2033		Cash	215457	0.228237
Swap	20-Jun-2033		Cash	70209	0.074374
Swap	21-Jun-2033		Cash	28406	0.030091
Swap	13-Jan-2033		Cash	25800	0.027330
Swap	07-Mar-2029		Cash	25680	0.027204
Swap	30-Jun-2031		Cash	16762	0.017757
Swap	21-Jun-2033		Cash	8844	0.009368
Swap	26-Jul-2033		Cash	8031	0.008507
Swap	20-Jun-2033		Cash	3216	0.003407
Swap	26-Oct-2026		Cash	1626	0.001722
Swap	17-Oct-2033		Cash	1318	0.001396
Swap	04-Jan-2033		Cash	775	0.000821
Sub Total 8.B2				697417	0.738787%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs (UK) L.L.C.	12.168430	5.559396	17.727825%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs Group UK Limited	12.168430	5.559396	17.727825%
The Goldman Sachs Group, Inc. (Chain 1)	Goldman Sachs International	12.168430	5.559396	17.727825%
The Goldman Sachs Group, Inc. (Chain 2)
The Goldman Sachs Group, Inc. (Chain 2)	Goldman Sachs & Co. LLC

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

12. Date of Completion

03-Nov-2023

13. Place Of Completion

Warsaw

 

END