Holding(s) in Company

Capricorn Energy PLC
09 August 2023
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BQ98V038

Issuer Name

CAPRICORN ENERGY PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

The Goldman Sachs Group, Inc.

City of registered office (if applicable)

Wilmington, Delaware

Country of registered office (if applicable)

USA

4. Details of the shareholder

Name

City of registered office

Country of registered office

Goldman Sachs International

London

United Kingdom

5. Date on which the threshold was crossed or reached

04-Aug-2023

6. Date on which Issuer notified

08-Aug-2023

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

2.188798

8.002679

10.191477

14557187

Position of previous notification (if applicable)

3.216037

6.993072

10.209109


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB00BQ98V038


3126410


2.188798

Sub Total 8.A

3126410

2.188798%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Securities Lending

Open


9043839

6.331586

Sub Total 8.B1


9043839

6.331586%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Swap

06-Jul-2033


Cash

520085

0.364111

Swap

21-Jul-2033


Cash

323089

0.226195

Swap

25-Jul-2033


Cash

284437

0.199134

Swap

11-May-2033


Cash

228243

0.159793

Swap

21-Jun-2033


Cash

223725

0.156630

Swap

21-Apr-2033


Cash

139162

0.097427

Swap

13-Apr-2033


Cash

112589

0.078824

Swap

03-May-2033


Cash

103850

0.072705

Swap

20-Jun-2033


Cash

59330

0.041537

Swap

21-Jul-2026


Cash

53642

0.037555

Swap

28-Jul-2033


Cash

44785

0.031354

Swap

01-Aug-2033


Cash

35117

0.024585

Swap

03-Aug-2033


Cash

30767

0.021540

Swap

20-Jun-2033


Cash

29943

0.020963

Swap

30-Jun-2031


Cash

28684

0.020081

Swap

13-Jan-2033


Cash

27937

0.019559

Swap

02-Aug-2033


Cash

27024

0.018919

Swap

21-Jun-2033


Cash

23133

0.016195

Swap

19-Dec-2025


Cash

20513

0.014361

Swap

01-Aug-2033


Cash

16890

0.011824

Swap

04-Aug-2033


Cash

15365

0.010757

Swap

27-Sep-2024


Cash

13575

0.009504

Swap

26-Jul-2033


Cash

10094

0.007067

Swap

21-Jun-2033


Cash

7675

0.005373

Swap

15-Jun-2033


Cash

3458

0.002421

Swap

20-Jun-2033


Cash

2358

0.001651

Swap

04-Jan-2033


Cash

1199

0.000840

Swap

28-Jul-2026


Cash

169

0.000118

Swap

01-Aug-2033


Cash

100

0.000070

Sub Total 8.B2


2386938

1.671093%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc. (Chain 1)





The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs (UK) L.L.C.

1.719719

7.861730

9.581449%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs Group UK Limited

1.719719

7.861730

9.581449%

The Goldman Sachs Group, Inc. (Chain 1)

Goldman Sachs International

1.719719

7.861730

9.581449%

The Goldman Sachs Group, Inc. (Chain 2)





The Goldman Sachs Group, Inc. (Chain 2)

Goldman Sachs & Co. LLC




The Goldman Sachs Group, Inc. (Chain 3)





The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs Bank USA




The Goldman Sachs Group, Inc. (Chain 3)

Goldman Sachs Bank Europe SE




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

Please note, the total amount of voting rights have been rounded to 6 decimal places therefore there is a possibility of a rounding error.

General email contact:
gs-regops-emea-position-enquiries@gs.com

12. Date of Completion

08-Aug-2023

13. Place Of Completion

Bengaluru

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