Form 8.5 (EPT/RI)- Replacement of Anglo American

Morgan Stanley & Co. Int'l plc
09 May 2024
 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Anglo American plc

(d) Date dealing undertaken:

03 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES-BHP Group Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

PURCHASES

2,063,423

27.7250 GBP

26.4800 GBP

USD 0.54945 ordinary

SALES

2,849,980

27.7400 GBP

26.4950 GBP

USD 0.54945 ordinary

PURCHASES

1,054

32.1243 EUR

31.7173 EUR

USD 0.54945 ordinary

SALES

4,246

32.2616 EUR

31.9940 EUR

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

increasing a long position

2,316

26.6316 GBP

USD 0.54945 ordinary

CFD

increasing a long position

283

26.6942 GBP

USD 0.54945 ordinary

CFD

increasing a long position

3,020

26.7584 GBP

USD 0.54945 ordinary

CFD

increasing a long position

382

26.7936 GBP

USD 0.54945 ordinary

CFD

increasing a long position

126

26.8000 GBP

USD 0.54945 ordinary

CFD

increasing a long position

8,354

26.9237 GBP

USD 0.54945 ordinary

CFD

increasing a long position

89

26.9333 GBP

USD 0.54945 ordinary

CFD

increasing a long position

33,372

26.9350 GBP

USD 0.54945 ordinary

CFD

increasing a long position

16,690

27.0839 GBP

USD 0.54945 ordinary

CFD

increasing a long position

1,722

27.3399 GBP

USD 0.54945 ordinary

CFD

increasing a long position

1,331

27.3403 GBP

USD 0.54945 ordinary

CFD

increasing a long position

7,962

27.3752 GBP

USD 0.54945 ordinary

CFD

increasing a long position

907

27.3752 GBP

USD 0.54945 ordinary

CFD

increasing a long position

725

27.4452 GBP

USD 0.54945 ordinary

CFD

increasing a long position

2

27.4810 GBP

USD 0.54945 ordinary

CFD

increasing a long position

44

27.4982 GBP

USD 0.54945 ordinary

CFD

increasing a long position

183

27.5000 GBP

USD 0.54945 ordinary

CFD

increasing a long position

370

27.5068 GBP

USD 0.54945 ordinary

CFD

increasing a long position

650

27.5115 GBP

USD 0.54945 ordinary

CFD

increasing a long position

1,323

32.0500 EUR

USD 0.54945 ordinary

CFD

increasing a long position

70

32.1200 EUR

USD 0.54945 ordinary

CFD

increasing a long position

24,825

632.9851 ZAR

USD 0.54945 ordinary

CFD

increasing a long position

40,571

638.6385 ZAR

USD 0.54945 ordinary

CFD

increasing a long position

1

638.8600 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

21,195

26.7256 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,305

26.7256 GBP

USD 0.54945 ordinary

CFD

increasing a short position

231

26.7357 GBP

USD 0.54945 ordinary

CFD

increasing a short position

256

26.7357 GBP

USD 0.54945 ordinary

CFD

increasing a short position

11,939

26.7357 GBP

USD 0.54945 ordinary

CFD

increasing a short position

580

26.7357 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,918

26.7357 GBP

USD 0.54945 ordinary

CFD

increasing a short position

608

26.7357 GBP

USD 0.54945 ordinary

CFD

increasing a short position

420

26.7472 GBP

USD 0.54945 ordinary

CFD

increasing a short position

6

26.7588 GBP

USD 0.54945 ordinary

CFD

increasing a short position

420

26.7755 GBP

USD 0.54945 ordinary

CFD

increasing a short position

994

26.8800 GBP

USD 0.54945 ordinary

CFD

increasing a short position

80,070

26.9280 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,930

26.9280 GBP

USD 0.54945 ordinary

CFD

increasing a short position

23

26.9350 GBP

USD 0.54945 ordinary

CFD

increasing a short position

5,270

27.0263 GBP

USD 0.54945 ordinary

CFD

increasing a short position

10,091

27.0463 GBP

USD 0.54945 ordinary

CFD

increasing a short position

11,939

27.1308 GBP

USD 0.54945 ordinary

CFD

increasing a short position

580

27.1308 GBP

USD 0.54945 ordinary

CFD

increasing a short position

231

27.1308 GBP

USD 0.54945 ordinary

CFD

increasing a short position

256

27.1308 GBP

USD 0.54945 ordinary

CFD

increasing a short position

608

27.1308 GBP

USD 0.54945 ordinary

CFD

increasing a short position

4,918

27.1308 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,797

27.2086 GBP

USD 0.54945 ordinary

CFD

increasing a short position

877

27.2670 GBP

USD 0.54945 ordinary

CFD

increasing a short position

54

27.2670 GBP

USD 0.54945 ordinary

CFD

increasing a short position

13,694

27.3758 GBP

USD 0.54945 ordinary

CFD

increasing a short position

929

27.4205 GBP

USD 0.54945 ordinary

CFD

increasing a short position

27,150

27.4293 GBP

USD 0.54945 ordinary

CFD

increasing a short position

585

27.4293 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,318

27.4293 GBP

USD 0.54945 ordinary

CFD

increasing a short position

526

27.4293 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,386

27.4293 GBP

USD 0.54945 ordinary

CFD

increasing a short position

11,183

27.4293 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,401

27.4362 GBP

USD 0.54945 ordinary

CFD

increasing a short position

1,000

27.4472 GBP

USD 0.54945 ordinary

CFD

increasing a short position

21,072

27.4623 GBP

USD 0.54945 ordinary

CFD

increasing a short position

17

27.4650 GBP

USD 0.54945 ordinary

CFD

increasing a short position

10

27.4898 GBP

USD 0.54945 ordinary

CFD

increasing a short position

5,143

27.4944 GBP

USD 0.54945 ordinary

CFD

increasing a short position

2,638

27.5092 GBP

USD 0.54945 ordinary

CFD

increasing a short position

3,978

27.5106 GBP

USD 0.54945 ordinary

CFD

increasing a short position

230

31.1213 EUR

USD 0.54945 ordinary

CFD

increasing a short position

400

32.0600 EUR

USD 0.54945 ordinary

CFD

increasing a short position

256

32.1158 EUR

USD 0.54945 ordinary

CFD

increasing a short position

1,243

629.2258 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

3,229

630.6394 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

19,653

633.3810 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

1

638.8600 ZAR

USD 0.54945 ordinary

CFD

increasing a short position

700

639.3660 ZAR

USD 0.54945 ordinary

CFD

reducing a long position

2,023

26.8600 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,912

26.8985 GBP

USD 0.54945 ordinary

CFD

reducing a long position

2,098

26.9347 GBP

USD 0.54945 ordinary

CFD

reducing a long position

90

26.9350 GBP

USD 0.54945 ordinary

CFD

reducing a long position

35,158

26.9350 GBP

USD 0.54945 ordinary

CFD

reducing a long position

2,850

26.9372 GBP

USD 0.54945 ordinary

CFD

reducing a long position

6,971

26.9639 GBP

USD 0.54945 ordinary

CFD

reducing a long position

282

27.0649 GBP

USD 0.54945 ordinary

CFD

reducing a long position

5,800

27.1343 GBP

USD 0.54945 ordinary

CFD

reducing a long position

699

27.2046 GBP

USD 0.54945 ordinary

CFD

reducing a long position

573

27.2046 GBP

USD 0.54945 ordinary

CFD

reducing a long position

13

27.2239 GBP

USD 0.54945 ordinary

CFD

reducing a long position

16

27.2239 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,003

27.2239 GBP

USD 0.54945 ordinary

CFD

reducing a long position

370

27.3758 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,161

27.4019 GBP

USD 0.54945 ordinary

CFD

reducing a long position

1,502

27.4027 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,481

27.4205 GBP

USD 0.54945 ordinary

CFD

reducing a long position

7,579

27.4255 GBP

USD 0.54945 ordinary

CFD

reducing a long position

6,472

27.4823 GBP

USD 0.54945 ordinary

CFD

reducing a long position

4,404

27.4960 GBP

USD 0.54945 ordinary

CFD

reducing a long position

421

27.5018 GBP

USD 0.54945 ordinary

CFD

reducing a long position

14,148

635.5581 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

2

26.5250 GBP

USD 0.54945 ordinary

CFD

reducing a short position

60

26.8788 GBP

USD 0.54945 ordinary

CFD

reducing a short position

16,875

26.9237 GBP

USD 0.54945 ordinary

CFD

reducing a short position

60

26.9350 GBP

USD 0.54945 ordinary

CFD

reducing a short position

177

26.9350 GBP

USD 0.54945 ordinary

CFD

reducing a short position

19,908

26.9350 GBP

USD 0.54945 ordinary

CFD

reducing a short position

68

26.9350 GBP

USD 0.54945 ordinary

CFD

reducing a short position

143

26.9350 GBP

USD 0.54945 ordinary

CFD

reducing a short position

214

26.9350 GBP

USD 0.54945 ordinary

CFD

reducing a short position

41

26.9350 GBP

USD 0.54945 ordinary

CFD

reducing a short position

8,782

26.9497 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,156

26.9497 GBP

USD 0.54945 ordinary

CFD

reducing a short position

23,557

26.9497 GBP

USD 0.54945 ordinary

CFD

reducing a short position

458

26.9497 GBP

USD 0.54945 ordinary

CFD

reducing a short position

401

26.9497 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,100

26.9497 GBP

USD 0.54945 ordinary

CFD

reducing a short position

28,915

27.0869 GBP

USD 0.54945 ordinary

CFD

reducing a short position

5,270

27.0992 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,802

27.2021 GBP

USD 0.54945 ordinary

CFD

reducing a short position

48,001

27.2325 GBP

USD 0.54945 ordinary

CFD

reducing a short position

30,144

27.2325 GBP

USD 0.54945 ordinary

CFD

reducing a short position

8,053

27.2325 GBP

USD 0.54945 ordinary

CFD

reducing a short position

5,883

27.2325 GBP

USD 0.54945 ordinary

CFD

reducing a short position

69,082

27.2325 GBP

USD 0.54945 ordinary

CFD

reducing a short position

24,574

27.2325 GBP

USD 0.54945 ordinary

CFD

reducing a short position

22,719

27.2325 GBP

USD 0.54945 ordinary

CFD

reducing a short position

288,123

27.2325 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,052

27.2544 GBP

USD 0.54945 ordinary

CFD

reducing a short position

10,091

27.2636 GBP

USD 0.54945 ordinary

CFD

reducing a short position

415

27.2884 GBP

USD 0.54945 ordinary

CFD

reducing a short position

76,153

27.4163 GBP

USD 0.54945 ordinary

CFD

reducing a short position

3,500

27.4205 GBP

USD 0.54945 ordinary

CFD

reducing a short position

76,096

27.4404 GBP

USD 0.54945 ordinary

CFD

reducing a short position

70,403

27.4413 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,379

27.4458 GBP

USD 0.54945 ordinary

CFD

reducing a short position

7,669

27.4458 GBP

USD 0.54945 ordinary

CFD

reducing a short position

917

27.4458 GBP

USD 0.54945 ordinary

CFD

reducing a short position

5,035

27.4458 GBP

USD 0.54945 ordinary

CFD

reducing a short position

36,304

27.4574 GBP

USD 0.54945 ordinary

CFD

reducing a short position

108,912

27.4574 GBP

USD 0.54945 ordinary

CFD

reducing a short position

5,000

27.4775 GBP

USD 0.54945 ordinary

CFD

reducing a short position

10,459

27.4863 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,000

27.4912 GBP

USD 0.54945 ordinary

CFD

reducing a short position

1,315

27.4990 GBP

USD 0.54945 ordinary

CFD

reducing a short position

17

27.5000 GBP

USD 0.54945 ordinary

CFD

reducing a short position

476

27.5048 GBP

USD 0.54945 ordinary

CFD

reducing a short position

42

27.5068 GBP

USD 0.54945 ordinary

CFD

reducing a short position

650

27.5424 GBP

USD 0.54945 ordinary

CFD

reducing a short position

256

32.0500 EUR

USD 0.54945 ordinary

CFD

reducing a short position

2,429

32.2616 EUR

USD 0.54945 ordinary

CFD

reducing a short position

2,576

626.4933 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

679

634.7517 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

9,125

637.6686 ZAR

USD 0.54945 ordinary

CFD

reducing a short position

1,768

638.1822 ZAR

USD 0.54945 ordinary

Constant Leverage Certificate (X4)

LONG

60

22.9900 EUR

USD 0.54945 ordinary

Constant Leverage Certificate (X4)

SHORT

50

23.1400 EUR

USD 0.54945 ordinary

Mini Future (19.091) (DE000MG33190)

SHORT

100

9.6100 EUR

USD 0.54945 ordinary

Open End Knock out Warrant (20) (ISIN

LONG

580

8.6200 EUR

USD 0.54945 ordinary

Open End Knock out Warrant (23) (ISIN

LONG

250

5.4900 EUR

USD 0.54945 ordinary

Open End Knock out Warrant (24) (ISIN

SHORT

111

4.4000 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

USD 0.54945 ordinary

CALL

WRITING

5,718

2292.4810

European

03/05/2024

4.0102 GBP

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

09 May 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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