Holding(s) in Company

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi                                         
                                                                                        
                                                                                        
                                                                                        
1. Identity of the issuer or the underlying issuer                                      
of existing shares to which voting rights are                                           
attached:ii                                            Electra Private Equity plc       
                                                                                        
2 Reason for the notification (please tick the appropriate box or boxes):               
                                                                                        
An acquisition or disposal of voting rights                                            x
                                                                                        
An acquisition or disposal of qualifying financial instruments which may result         
in the acquisition of shares already issued to which voting rights are attached         
                                                                                        
An acquisition or disposal of instruments with similar economic effect to               
qualifying financial instruments                                                        
                                                                                        
An event changing the breakdown of voting rights                                        
                                                                                        
Other (please specify): Change in Delta adjusted voting rights caused this              
                        notification                                                    
                                                                                        
3. Full name of person(s) subject to the          Prudential plc group of companies     
notification obligation:iii                                                             
                                                                                        
4. Full name of shareholder(s)                          See attached schedule           
 (if different from 3.):iv                                                              
                                                                                        
5. Date of the transaction and date on                     30 January 2013              
which the threshold is crossed or                                                       
reached: v                                                                              
                                                                                        
6. Date on which issuer notified:                          31 January 2013              
                                                                                        
7. Threshold(s) that is/are crossed or                       See item 13                
reached: vi, vii                                                                        
                                                                                        

 

 

8. Notified details:                                                                    
                                                                                        
A: Voting rights attached to shares viii, ix                                            
                                                                                        
Class/type   Situation previous     Resulting situation after the triggering transaction
of           to the triggering                                                          
shares       transaction                                                                
                                                                                        
             Number     Number      Number       Number of voting   % of  voting rights 
if possible  of         of          of shares    rights             x                   
using        Shares     Voting                                                          
the ISIN                Rights      Direct       Direct xi Indirect Direct  Indirect    
CODE                                                       xii                          
                                                                                        
                                                                                        
                                                                                        
Ordinary                                                                                
Shares       2,943,882  2,943,882   2,943,322    2,941,497 1,825    8.32%   0.01%       
                                                                                        
GB0003085445                                                                            
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
B: Qualifying Financial Instruments                                                     
                                                                                        
Resulting situation after the triggering transaction                                    
                                                                                        
Type of        Expiration   Exercise/             Number of voting         % of voting  
financial      date xiii    Conversion Period xiv rights that may be       rights       
instrument                                        acquired if the                       
                                                  instrument is                         
                                                  exercised/ converted.                 
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
C: Financial Instruments with similar economic effect to Qualifying Financial           
Instruments xv, xvi                                                                     
                                                                                        
Resulting situation after the triggering transaction                                    
                                                                                        
Type of       Exercise  Expiration Exercise/     Number of voting      % of voting      
financial     price     date xvii  Conversion    rights instrument     rights xix, xx   
instrument                         period xviii  refers to                              
                                                                                        
                                                                                        
                                                                                        
                                                                                        
5%                                                                                      
Convertible                                                            Nominal Delta     
Bond          N/A       N/A        N/A           403.890                                
                                                                                        
GB00B5B0NW64                                                                            
                                                                              1.14%     
                                                                                        
                                                                                        
                                                                                        
Total (A+B+C)                                                                           
                                                                                        
Number of voting rights                  Percentage of voting rights                    
                                                                                        
3,347,212                                9.47%                                          
                                                                                        

 

 

9. Chain of controlled undertakings through which the voting rights and/or the          
financial instruments are effectively held, if applicable: xxi                          
                                                                                        
Prudential plc (parent Company)                                                         
                                                                                        
M&G Group Limited (wholly owned subsidiary of Prudential plc)                           
                                                                                        
M&G Limited (wholly owned subsidiary of M&G Group Limited)                              
                                                                                        
M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)              
                                                                                        
The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential         
plc)                                                                                    
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
Proxy Voting:                                                                           
                                                                                        
                                                                                        
10. Name of the proxy holder:                                                           
                                                                    N/A                 
                                                                                        
11. Number of voting rights proxy holder will cease                                     
to hold:                                                                                
                                                                    N/A                 
                                                                                        
12. Date on which proxy holder will cease to hold                                       
voting rights:                                                                          
                                                                    N/A                 
                                                                                        
                                                                                        
                                                                                        
                                                                                        
13. Additional information:                                                             
                              As per 5.1.2 the non-exempt holdings for Prudential plc   
                              have moved from 8% to 7% triggering this notification.    
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
14. Contact name:             Eleanor Cranmer                                           
                                                                                        
                              Frostrow Capital LLP                                      
                                                                                        
                                                                                        
15. Contact telephone number:                                                           
                              020 3008 4613                                             
                                                                                        

 

 

                        Notifiable Position Report for                         

                          ELECTRA PRIVATE EQUITY PLC                           

                             as at 30 January 2013                             

 

 

Percentage holdings are calculated using 35,340,391 Total Voting Rights

 

                          Registered    Holding    Voting    %                 
                          Holder                   Rights    Voting            
                                                             Rights            
                                                                               
                                                                               
Prudential plc                                     3,347,212    9.47 Total     
                                                                     Notifiable
                                                                     Interest  
                                                                               
ORD GBP0.25       0308544                2,943,322 2,943,322    8.32           
                                                                               
                                                                               
                                                                               
Holding Type :            PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
Direct                    PAC AC         2,336,121 2,336,121                   
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PPL AC            29,346    29,346                   
                                                                               
                          STATE STREET                                         
                          NOMS LTD A/C                                         
                          GMIF               8,776     8,776                   
                                                                               
                          STATE STREET                                         
                          NOMS LTD A/C                                         
                          GMXG                                                 
                                                                               
                                           567,254   567,254                   
                                                                               
                          Sub Total :                                          
                                                                               
                                         2,941,497 2,941,497                   
                                                                               
                                                                               
                                                                               
Holding Type :            PRUDENTIAL                                           
                          HOLBORN                                              
Indirect                  PENSIONS LD                                          
                                                                               
                                             1,825     1,825                   
                                                                               
                          Sub Total :                                          
                                                                               
                                             1,825     1,825                   
                                                                               
                                                                               
                                                                               
                                                                               
                                                                               
5% SUB CNV 29/12/ B5B0NW6               10,494,000   403,890    1.14           
17 GBP1000                                                                     
                                                                               
                                                                               
Holding Type :            PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
Direct                    PAC AC        10,494,000   403,890                   
                                                                               
                                                                               
                                                                               
                          Sub Total :   10,494,000   403,890                   
                                                                               
                                                                               
                                                                               
M&G Group Limited                                  3,345,387   9.46            
                                                                               
                                                                               
                                                                               
ORD GBP0.25       0308544                2,941,975 2,941,497   8.32            
                                                                               
                                                                               
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PAC AC         2,336,121 2,336,121                   
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PPL AC            29,346    29,346                   
                                                                               
                          STATE STREET                                         
                          NOMS LTD A/C                                         
                          GMIF               8,776     8,776                   
                                                                               
                          STATE STREET                                         
                          NOMS LTD A/C                                         
                          GMXG                                                 
                                                                               
                                           567,254   567,254                   
                                                                               
                                                                               
                                                                               
                                                                               
                                                                               
5% SUB CNV 29/12/ B5B0NW6               10,494,000   403,890   1.14            
17 GBP1000                                                                     
                                                                               
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PAC AC        10,494,000   403,890                   
                                                                               
                                                                               
                                                                               
M&G Investment                                     3,345,387   9.46            
Management                                                                     
Limited                                                                        
                                                                               
                                                                               
                                                                               
ORD GBP0.25       0308544                2,941,497 2,941,497   8.32            
                                                                               
                                                                               
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PAC AC         2,336,121 2,336,121                   
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PPL AC            29,346    29,346                   
                                                                               
                          STATE STREET                                         
                          NOMS LTD A/C                                         
                          GMIF               8,776     8,776                   
                                                                               
                          STATE STREET                                         
                          NOMS LTD A/C                                         
                          GMXG                                                 
                                                                               
                                           567,254   567,254                   
                                                                               
                                                                               
                                                                               
                                                                               
                                                                               
5% SUB CNV 29/12/ B5B0NW6               10,494,000   403,890   1.14            
17 GBP1000                                                                     
                                                                               
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PAC AC        10,494,000   403,890                   
                                                                               
                                                                               
                                                                               
M&G Limited                                        3,345,387   9.46            
                                                                               
                                                                               
                                                                               
ORD GBP0.25       0308544                2,941,497 2,941,497   8.32            
                                                                               
                                                                               
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PAC AC         2,336,121 2,336,121                   
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PPL AC            29,345    29,346                   
                                                                               
                          STATE STREET                                         
                          NOMS LTD A/C                                         
                          GMIF               8,776     8,776                   
                                                                               
                          STATE STREET                                         
                          NOMS LTD A/C                                         
                          GMXG                                                 
                                                                               
                                           567,254   567,254                   
                                                                               
                                                                               
                                                                               
5% SUB CNV 29/12/ B5B0NW6               10,494,000   403,890   1.14            
17 GBP1000                                                                     
                                                                               
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PAC AC        10,494,000   403,890                   
                                                                               
                                                                               
                                                                               
The Prudential                                     2,771,182   7.84            
Assurance Company                                                              
Limited                                                                        
                                                                               
                                                                               
                                                                               
ORD GBP0.25       0308544                2,367,292 2,367,292   6.69            
                                                                               
                                                                               
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PAC AC         2,336,121 2,336,121                   
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PPL AC            29,346    29,346                   
                                                                               
                          PRUDENTIAL                                           
                          HOLBORN                                              
                          PENSIONS LD                                          
                                                                               
                                             1,825     1,825                   
                                                                               
                                                                               
                                                                               
5% SUB CNV 29/12/ B5B0NW6               10,494,000   403,890   1.14            
17 GBP1000                                                                     
                                                                               
                                                                               
                          PRUCLT HSBC                                          
                          GIS NOM(UK)                                          
                          PAC AC        10,494,000   403,890