Holding(s) in Company

For filings with the FCA include the annex                                              
                                                                                        
For filings with issuer exclude the annex                                               
                                                                                        
                                                                                        
                                                                                        
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi                                         
                                                                                        
                                                                                        
                                                                                        
1. Identity of the issuer or the underlying issuer              Strategic Equity Capital plc
of existing shares to which voting rights are                                        
attached:ii                                                                             
                                                                                        
2 Reason for the notification (please tick the appropriate box or boxes):               
                                                                                        
An acquisition or disposal of voting rights                                        x    
                                                                                        
An acquisition or disposal of qualifying financial instruments which may                
result in the acquisition of shares already issued to which voting rights are           
attached                                                                                
                                                                                        
An acquisition or disposal of instruments with similar economic effect to               
qualifying financial instruments                                                        
                                                                                        
An event changing the breakdown of voting rights                                        
                                                                                        
Other (please specify):                                                                 
                                                                                        
3. Full name of person(s) subject to the                                 Jonathan Morgan
notification obligation:iii                                                             
                                                                                        
                                                               Jonathan Morgan          
4. Full name of shareholder(s)                                 1,900,000 Ordinary shares
 (if different from 3.):iv                                                              
                                                               Mrs A C L Morgan         
                                                                 100,000 Ordinary shares
                                                                                        
5. Date of the transaction and date on                                                  
which the threshold is crossed or                                       14 November 2013
reached: v                                                                              
                                                                                        
6. Date on which issuer notified:                                       18 November 2013
                                                                                        
7. Threshold(s) that is/are crossed or                                                3%
reached: vi, vii                                                                        
                                                                                        


 

8. Notified details:                                                                             
                                                                                                 
A: Voting rights attached to shares viii, ix                                                     
                                                                                                 
Class/type   Situation previous      Resulting situation after the triggering transaction        
of           to the triggering                                                                   
shares       transaction                                                                         
                                                                                                 
                                                                                                 
if possible  Number      Number      Number        Number of voting        % of  voting rights x 
using        of          of          of shares     rights                                        
the ISIN     Shares      Voting                                                                  
CODE                     Rights                                                                  
                                     Direct        Direct xi      Indirect Direct  Indirect      
                                                                                                 
                                                                                                 
Ordinary                                                                                         
                                                                                                 
GB00B0BDCB21 1,750,000   1,750,000                 2,000,000               3.36%                 
                                                                                                 
                                                                                                 
                                                                                                 
B: Qualifying Financial Instruments                                                              
                                                                                                 
Resulting situation after the triggering transaction                                             
                                                                                                 
Type of        Expiration         Exercise/           Number of voting           % of voting     
financial      date xiii          Conversion Period   rights that may be         rights          
instrument                        xiv                 acquired if the                            
                                                      instrument is                              
                                                      exercised/ converted.                      
                                                                                                 
                                                                                                 
                                                                                                 
                                                                                                 
                                                                                                 
C: Financial Instruments with similar economic effect to Qualifying Financial                    
Instruments xv, xvi                                                                              
                                                                                                 
Resulting situation after the triggering transaction                                             
                                                                                                 
Type of       Exercise   Expiration Exercise/      Number of voting rights    % of voting rights 
financial     price      date xvii  Conversion     instrument refers to       xix, xx            
instrument                          period xviii                                                 
                                                                                                 
                                                                                                 
                                                                              Nominal Delta        
                                                                                                 
                                                                                                 
                                                                                                 
                                                                                                 
                                                                                                 
Total (A+B+C)                                                                                    
                                                                                                 
Number of voting rights                     Percentage of voting rights                          
                                                                                                 
2,000,000                                   3.36%                                                
                                                                                                 


 

9. Chain of controlled undertakings through which the voting rights and/or the          
financial instruments are effectively held, if applicable: xxi                          
                                                                                        
                                                                                        
                                                                                        
Jonathan Morgan holds 1,900,000 Ordinary shares in the name of CMI Insurance            
Company Limited. Mrs A C L Morgan holds 100,000 Ordinary shares which are held          
in the name of Giltspur Nominees Limited.                                               
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
Proxy Voting:                                                                           
                                                                                        
10. Name of the proxy holder:                                                           
                                                                                        
11. Number of voting rights proxy holder will cease                                     
to hold:                                                                                
                                                                                        
12. Date on which proxy holder will cease to hold                                       
voting rights:                                                                          
                                                                                        
                                                                                        
                                                                                        
                                                                                        
13. Additional information:                                                             
                                                                                        
14. Contact name:                                                        Jonathan Morgan
                                                                                        
15. Contact telephone number:                                           020 3691 6100   
                                                                                        

 

 

 


 

Note: Annex should only be submitted to the FCA not the issuer                          
                                                                                        
Annex: Notification of major interests in sharesxxii                                    
                                                                                        
                                                                                        
                                                                                        
A: Identity of the persons or legal entity subject to the notification                  
obligation                                                                              
                                                                                        
Full name                                                                               
                                                                                        
(including legal form of legal entities)                                                
                                                                                        
                                                                                        
                                                                                        
Contact address                                                                         
                                                                                        
(registered office for legal entities)                                                  
                                                                                        
                                                                                        
                                                                                        
Phone number & email                                                                    
                                                                                        
                                                                                        
                                                                                        
Other useful information                                                                
                                                                                        
(at least legal representative for legal persons)                                       
                                                                                        
                                                                                        
                                                                                        
                                                                                        
                                                                                        
B: Identity of the notifier, if applicable                                              
                                                                                        
Full name                                                                               
                                                                                        
                                                                                        
                                                                                        
Contact address                                                                         
                                                                                        
                                                                                        
                                                                                        
Phone number & email                                                                    
                                                                                        
                                                                                        
                                                                                        
Other useful information                                                                
                                                                                        
(e.g. functional relationship with the person or legal entity subject to the            
notification obligation)                                                                
                                                                                        
                                                                                        
                                                                                        
C: Additional information                                                               
                                                                                        
                                                                                        
                                                                                        
For notes on how to complete form TR-1 please see the FCA website.                      
                                                                                        

 

 


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