EQS-PVR: Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

24.11.2023 / 17:11 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: Siemens Energy AG
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich
Germany
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
22 Nov 2023

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 1.59 % 4.69 % 6.27 % 799309712
Previous notification 2.22 % 4.88 % 7.10 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000ENER6Y0 0 12682581 0.00 % 1.59 %
Total 12682581 1.59 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Internal right to recall shares lent out n/a n/a 1584217 0.20 %
    Total 1584217 0.20 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Convertible bonds 14/09/2025 14/09/2025 Physical 9083589 1.14 %
Third Party convertible bonds - right of use held 14/09/2025 14/09/2025 Physical 9965557 1.25 %
Equity Swap 28/11/2023 – 22/09/2032 28/11/2023 – 22/09/2032 Cash 14661503 1.83 %
Physically Settled Put Option 20/12/2023-21/06/2024 20/12/2023-21/06/2024 Physical 1601409 0.20 %
Cash-settled Call Options 15/12/2023 – 02/01/2099 15/12/2023 – 02/01/2099 Cash 440759 0.06 %
Cash-settled Futures 21/12/2023 21/12/2023 Cash 113300 0.01 %
      Total 35866117 4.49 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, National Association % % %
J.P. Morgan International Finance Limited % % %
J.P. Morgan Capital Holdings Limited % % %
J.P. Morgan Securities plc % % %
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Holdings LLC % % %
J.P. Morgan Broker-Dealer Holdings Inc. % % %
J.P. Morgan Securities LLC % % %
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, National Association % % %
J.P. Morgan International Finance Limited % % %
J.P. Morgan Structured Products B.V. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
24 Nov 2023



24.11.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com


Language: English
Company: Siemens Energy AG
Otto-Hahn-Ring 6
81739 Munich
Germany
Internet: www.siemens-energy.com

 
End of News EQS News Service

1781795  24.11.2023 CET/CEST

fncls.ssp?fn=show_t_gif&application_id=1781795&application_name=news&site_id=investegate
UK 100

Latest directors dealings