Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 28 June 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 12,007,063 0.62% 10,118,369 0.53%
           
(2) Cash-settled derivatives:
9,197,928 0.48% 2,479,940 0.13%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
 
TOTAL: 22,204,991 1.15% 12,598,309 0.65%
 
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.06% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,200,000 0.06% 0 0.00%
 
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 300,000 0.02%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 300,000 0.02%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 66 2.2328 GBP
ORD Purchase 706 2.2305 GBP
ORD Purchase 800 2.2380 GBP
ORD Purchase 800 2.2410 GBP
ORD Purchase 800 2.2460 GBP
ORD Purchase 800 2.2240 GBP
ORD Purchase 800 2.2430 GBP
ORD Purchase 870 2.2224 GBP
ORD Purchase 1,240 2.2327 GBP
ORD Purchase 1,306 2.2330 GBP
ORD Purchase 1,507 2.2320 GBP
ORD Purchase 1,685 2.2215 GBP
ORD Purchase 1,691 2.2220 GBP
ORD Purchase 2,400 2.2350 GBP
ORD Purchase 2,700 2.2290 GBP
ORD Purchase 3,231 2.2250 GBP
ORD Purchase 3,376 2.2217 GBP
ORD Purchase 4,070 2.2357 GBP
ORD Purchase 4,170 2.2415 GBP
ORD Purchase 6,202 2.2300 GBP
ORD Purchase 6,258 2.2352 GBP
ORD Purchase 7,286 2.2263 GBP
ORD Purchase 8,176 2.2280 GBP
ADR Purchase 10,000 11.9564 USD
ORD Purchase 10,584 2.2341 GBP
ORD Purchase 11,583 2.2308 GBP
ORD Purchase 15,355 2.2296 GBP
ORD Purchase 16,242 2.2313 GBP
ORD Purchase 22,725 2.2200 GBP
ORD Purchase 28,334 2.2205 GBP
ORD Purchase 30,428 2.2284 GBP
ORD Purchase 93,312 2.2262 GBP
ORD Purchase 125,378 2.2302 GBP
ORD Purchase 137,871 2.2277 GBP
ORD Purchase 191,001 2.2278 GBP
ORD Sale 392 2.2400 GBP
ORD Sale 706 2.2305 GBP
ORD Sale 800 2.2240 GBP
ORD Sale 800 2.2460 GBP
ORD Sale 800 2.2430 GBP
ORD Sale 800 2.2410 GBP
ORD Sale 800 2.2380 GBP
ORD Sale 857 2.2320 GBP
ORD Sale 1,306 2.2330 GBP
ORD Sale 1,399 2.2391 GBP
ORD Sale 1,685 2.2215 GBP
ORD Sale 1,691 2.2220 GBP
ORD Sale 2,700 2.2290 GBP
ORD Sale 2,752 2.2417 GBP
ORD Sale 3,231 2.2250 GBP
ORD Sale 3,350 2.2350 GBP
ORD Sale 3,940 2.2385 GBP
ORD Sale 4,763 2.2309 GBP
ORD Sale 6,306 2.2415 GBP
ORD Sale 7,709 2.2268 GBP
ORD Sale 7,800 2.2339 GBP
ORD Sale 7,962 2.2198 GBP
ORD Sale 7,975 2.2344 GBP
ORD Sale 8,615 2.2257 GBP
ADR Sale 10,000 11.9564 USD
ORD Sale 15,090 2.2280 GBP
ORD Sale 15,532 2.2200 GBP
ORD Sale 20,712 2.2287 GBP
ORD Sale 23,771 2.2246 GBP
ORD Sale 24,033 2.2301 GBP
ORD Sale 24,424 2.2216 GBP
ORD Sale 26,839 2.2302 GBP
ORD Sale 29,273 2.2251 GBP
ORD Sale 35,177 2.2244 GBP
ORD Sale 47,351 2.2295 GBP
ORD Sale 55,659 2.2281 GBP
ORD Sale 57,436 2.2231 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 980 2.2268 GBP
ORD CFD Long 7,709 2.2297 GBP
ORD CFD Long 7,962 2.2198 GBP
ORD SWAP Long 8,736 2.2285 GBP
ORD SWAP Long 8,801 2.2284 GBP
ORD CFD Long 15,355 2.2200 GBP
ORD CFD Long 20,000 2.2376 GBP
ORD CFD Long 26,095 2.2258 GBP
ORD CFD Long 65,000 2.2233 GBP
ORD CFD Long 65,000 2.2237 GBP
ORD CFD Short 800 2.2272 GBP
ORD CFD Short 870 2.2224 GBP
ORD CFD Short 7,286 2.2263 GBP
ORD CFD Short 7,407 2.2330 GBP
ORD SWAP Short 9,444 2.2318 GBP
ORD SWAP Short 9,870 2.2313 GBP
ORD SWAP Short 13,635 2.2290 GBP
ORD CFD Short 15,355 2.2296 GBP
ORD CFD Short 28,334 2.2205 GBP
ORD SWAP Short 30,033 2.2256 GBP
ORD CFD Short 30,428 2.2284 GBP
ORD CFD Short 65,706 2.2229 GBP
ORD SWAP Short 68,111 2.2275 GBP
ORD CFD Short 236,323 2.2298 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 29 Jun 2016
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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