Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		J SAINSBURY PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		17 August 2016
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		HOME RETAIL GROUP

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		14,090,381		0.73%		12,151,443		0.63%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				11,167,238		0.58%		5,766,767		0.30%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		1,300,000		0.07%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		26,557,619		1.38%		17,918,210		0.93%
											Â
Class of relevant security:		Â		Convertible Bond XS1268412993		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		0		0.00%		300,000		0.02%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		0		0.00%		300,000		0.02%
											Â
Class of relevant security:		Â		Convertible Bond XS1139087933		Â		Â		Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,100,000		0.16%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		3,100,000		0.16%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		12		2.3605 GBP
ORD		Purchase		50		2.3565 GBP
ORD		Purchase		244		2.3320 GBP
ORD		Purchase		253		2.3610 GBP
ADR		Purchase		400		12.3500 USD
ORD		Purchase		448		2.3615 GBP
ORD		Purchase		528		2.3350 GBP
ORD		Purchase		607		2.3611 GBP
ORD		Purchase		614		2.3635 GBP
ORD		Purchase		934		2.3453 GBP
ORD		Purchase		1,003		2.3501 GBP
ORD		Purchase		1,087		2.3255 GBP
ORD		Purchase		1,229		2.3405 GBP
ORD		Purchase		1,250		2.3330 GBP
ORD		Purchase		1,306		2.3400 GBP
ORD		Purchase		1,445		2.3505 GBP
ORD		Purchase		1,555		2.3457 GBP
ORD		Purchase		1,683		2.3595 GBP
ORD		Purchase		1,815		2.3390 GBP
ORD		Purchase		1,817		2.3515 GBP
ORD		Purchase		1,864		2.3380 GBP
ORD		Purchase		1,995		2.3360 GBP
ORD		Purchase		2,220		2.3285 GBP
ORD		Purchase		2,390		2.3370 GBP
ORD		Purchase		2,486		2.3620 GBP
ORD		Purchase		2,601		2.3555 GBP
ORD		Purchase		2,700		2.3345 GBP
ORD		Purchase		2,750		2.3498 GBP
ORD		Purchase		2,766		2.3425 GBP
ORD		Purchase		2,847		2.3435 GBP
ORD		Purchase		2,892		2.3340 GBP
ORD		Purchase		2,933		2.3520 GBP
ORD		Purchase		2,957		2.3275 GBP
ORD		Purchase		2,960		2.3295 GBP
ORD		Purchase		3,021		2.3365 GBP
ORD		Purchase		3,170		2.3395 GBP
ORD		Purchase		3,179		2.3455 GBP
ORD		Purchase		3,449		2.3535 GBP
ORD		Purchase		3,525		2.3280 GBP
ORD		Purchase		4,018		2.3315 GBP
ORD		Purchase		4,337		2.3590 GBP
ORD		Purchase		4,344		2.3580 GBP
ORD		Purchase		4,381		2.3260 GBP
ORD		Purchase		4,396		2.3325 GBP
ORD		Purchase		4,504		2.3335 GBP
ORD		Purchase		4,633		2.3545 GBP
ORD		Purchase		4,773		2.3250 GBP
ORD		Purchase		4,854		2.3305 GBP
ORD		Purchase		4,922		2.3500 GBP
ORD		Purchase		5,119		2.3570 GBP
ORD		Purchase		5,126		2.3290 GBP
ORD		Purchase		5,160		2.3265 GBP
ORD		Purchase		5,225		2.3527 GBP
ORD		Purchase		5,717		2.3572 GBP
ORD		Purchase		5,778		2.3550 GBP
ORD		Purchase		6,013		2.3575 GBP
ORD		Purchase		6,066		2.3375 GBP
ORD		Purchase		6,263		2.3270 GBP
ORD		Purchase		6,270		2.3355 GBP
ORD		Purchase		6,431		2.3525 GBP
ORD		Purchase		7,171		2.3560 GBP
ORD		Purchase		7,622		2.3310 GBP
ORD		Purchase		7,947		2.3420 GBP
ORD		Purchase		8,262		2.3585 GBP
ORD		Purchase		8,318		2.3445 GBP
ORD		Purchase		9,642		2.3530 GBP
ORD		Purchase		9,727		2.3479 GBP
ORD		Purchase		10,054		2.3600 GBP
ORD		Purchase		11,597		2.3510 GBP
ORD		Purchase		13,360		2.3300 GBP
ORD		Purchase		14,886		2.3468 GBP
ORD		Purchase		16,834		2.3538 GBP
ORD		Purchase		19,438		2.3475 GBP
ORD		Purchase		21,994		2.3460 GBP
ORD		Purchase		23,014		2.3450 GBP
ORD		Purchase		23,810		2.3470 GBP
ORD		Purchase		25,706		2.3490 GBP
ORD		Purchase		27,310		2.3465 GBP
ORD		Purchase		28,605		2.3540 GBP
ORD		Purchase		43,429		2.3485 GBP
ORD		Purchase		47,266		2.3495 GBP
ORD		Purchase		59,380		2.3443 GBP
ORD		Purchase		60,824		2.3440 GBP
ORD		Purchase		107,567		2.3480 GBP
ORD		Purchase		2,930,000		2.3433 GBP
ORD		Sale		12		2.3605 GBP
ORD		Sale		50		2.3565 GBP
ORD		Sale		244		2.3320 GBP
ORD		Sale		253		2.3610 GBP
ADR		Sale		400		12.3500 USD
ORD		Sale		448		2.3615 GBP
ORD		Sale		528		2.3350 GBP
ORD		Sale		614		2.3635 GBP
ORD		Sale		1,087		2.3255 GBP
ORD		Sale		1,229		2.3405 GBP
ORD		Sale		1,250		2.3330 GBP
ORD		Sale		1,306		2.3400 GBP
ORD		Sale		1,312		2.3608 GBP
ORD		Sale		1,445		2.3505 GBP
ORD		Sale		1,683		2.3595 GBP
ORD		Sale		1,815		2.3390 GBP
ORD		Sale		1,817		2.3515 GBP
ORD		Sale		1,864		2.3380 GBP
ORD		Sale		1,995		2.3360 GBP
ORD		Sale		2,220		2.3285 GBP
ORD		Sale		2,486		2.3620 GBP
ORD		Sale		2,601		2.3555 GBP
ORD		Sale		2,700		2.3345 GBP
ORD		Sale		2,766		2.3425 GBP
ORD		Sale		2,847		2.3435 GBP
ORD		Sale		2,892		2.3340 GBP
ORD		Sale		2,933		2.3520 GBP
ORD		Sale		2,957		2.3275 GBP
ORD		Sale		2,960		2.3295 GBP
ORD		Sale		3,021		2.3365 GBP
ORD		Sale		3,058		2.3370 GBP
ORD		Sale		3,170		2.3395 GBP
ORD		Sale		3,449		2.3535 GBP
ORD		Sale		3,525		2.3280 GBP
ORD		Sale		3,724		2.3457 GBP
ORD		Sale		4,018		2.3315 GBP
ORD		Sale		4,337		2.3590 GBP
ORD		Sale		4,344		2.3580 GBP
ORD		Sale		4,381		2.3260 GBP
ORD		Sale		4,396		2.3325 GBP
ORD		Sale		4,504		2.3335 GBP
ORD		Sale		4,633		2.3545 GBP
ORD		Sale		4,773		2.3250 GBP
ORD		Sale		4,854		2.3305 GBP
ORD		Sale		4,922		2.3500 GBP
ORD		Sale		5,119		2.3570 GBP
ORD		Sale		5,126		2.3290 GBP
ORD		Sale		5,160		2.3265 GBP
ORD		Sale		5,250		2.3484 GBP
ORD		Sale		5,778		2.3550 GBP
ORD		Sale		5,779		2.3441 GBP
ORD		Sale		6,066		2.3375 GBP
ORD		Sale		6,263		2.3270 GBP
ORD		Sale		6,270		2.3355 GBP
ORD		Sale		6,431		2.3525 GBP
ORD		Sale		6,628		2.3575 GBP
ORD		Sale		7,171		2.3560 GBP
ORD		Sale		7,622		2.3310 GBP
ORD		Sale		7,841		2.3463 GBP
ORD		Sale		7,947		2.3420 GBP
ORD		Sale		8,262		2.3585 GBP
ORD		Sale		8,318		2.3445 GBP
ORD		Sale		9,642		2.3530 GBP
ORD		Sale		10,054		2.3600 GBP
ORD		Sale		13,360		2.3300 GBP
ORD		Sale		14,439		2.3373 GBP
ORD		Sale		16,268		2.3526 GBP
ORD		Sale		19,438		2.3475 GBP
ORD		Sale		21,994		2.3460 GBP
ORD		Sale		23,810		2.3470 GBP
ORD		Sale		25,466		2.3501 GBP
ORD		Sale		25,505		2.3450 GBP
ORD		Sale		25,706		2.3490 GBP
ORD		Sale		27,310		2.3465 GBP
ORD		Sale		28,605		2.3540 GBP
ORD		Sale		32,007		2.3466 GBP
ORD		Sale		43,429		2.3485 GBP
ORD		Sale		48,206		2.3473 GBP
ORD		Sale		48,351		2.3458 GBP
ORD		Sale		62,211		2.3483 GBP
ORD		Sale		65,671		2.3440 GBP
ORD		Sale		71,926		2.3521 GBP
ORD		Sale		82,012		2.3408 GBP
ORD		Sale		89,991		2.3467 GBP
ORD		Sale		93,297		2.3412 GBP
ORD		Sale		107,567		2.3480 GBP
ORD		Sale		113,383		2.3351 GBP
ORD		Sale		138,834		2.3510 GBP
ORD		Sale		222,555		2.3469 GBP
ORD		Sale		373,051		2.3455 GBP
ORD		Sale		403,489		2.3364 GBP
ORD		Sale		509,061		2.3511 GBP
ORD		Sale		984,762		2.3495 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		668		2.3370 GBP
ORD		CFD		Long		1,312		2.3608 GBP
ORD		SWAP		Long		3,724		2.3457 GBP
ORD		CFD		Long		13,726		2.3467 GBP
ORD		CFD		Long		21,468		2.3318 GBP
ORD		CFD		Long		22,202		2.3477 GBP
ORD		SWAP		Long		48,351		2.3458 GBP
ORD		SWAP		Long		51,842		2.3536 GBP
ORD		SWAP		Long		77,317		2.3342 GBP
ORD		CFD		Long		119,251		2.3427 GBP
ORD		CFD		Short		607		2.3611 GBP
ORD		CFD		Short		755		2.3471 GBP
ORD		CFD		Short		1,003		2.3500 GBP
ORD		CFD		Short		3,200		2.3570 GBP
ORD		SWAP		Short		4,425		2.3469 GBP
ORD		CFD		Short		5,080		2.3443 GBP
ORD		SWAP		Short		10,758		2.3498 GBP
ORD		SWAP		Short		11,932		2.3488 GBP
ORD		SWAP		Short		13,890		2.3536 GBP
ORD		CFD		Short		16,408		2.3468 GBP
ORD		SWAP		Short		16,408		2.3468 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	YES
Date of disclosure:		18 Aug 2016
Contact name:		Pinar Coktas
Telephone number:		020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	Barclays PLC.
are being disclosed:		Â
Name of offeror/offeree in relation to whose		J SAINSBURY PLC
relevant securities this from relates:		Â

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Put Options

Written

1,000,000

260.0000

American

15 Dec 2017

ORD

Call Options

Purchased

300,000

230.0000

American

16 Sep 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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