Holding(s) in Company
ECR Minerals plc
For filings with the FCA include the annex | |||||
For filings with issuer exclude the annex | |||||
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
ECR Minerals Plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments
which may result in the |
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An acquisition or disposal of instruments with similar economic
effect to qualifying |
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An event changing the breakdown of voting rights | Â | ||||
Other (please specify): | Â | Â | |||
3. Full name of person(s) subject to the notification obligation: iii |
1Yorkville Advisors Global, LLC
2 Yorkville Advisors Global, LP 3 YA Global Master SPV, Ltd. |
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4. Full name of shareholder(s) (if different from 3.):iv |
Jarvis Investment Management Ltd
(Registered Holder) |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
November 10, 2015 | ||||
6. Date on which issuer notified: | November 10, 2015 | ||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
4.00 % | ||||
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8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type of shares
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Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
  Ordinary Shares |
0 |
0 |
264,623,917 |
264,623,917 |
 | 4.86% |  | |||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financial instrument |
Exercise |
Expiration |
Exercise/ |
Number of voting rights |
% of voting rights xix, xx | |||||||||||
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Nominal | Delta | ||||||||||
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
264,623,917 | 4.86% | |||||||||||||||
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9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
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Yorkville Advisors Global, LLC is the general partner, and
controlling person, of Yorkville |
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Proxy Voting: | ||
10. Name of the proxy holder: | Â | |
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | Troy Rillo | |
15. Contact telephone number: | 001.908.906.5127 | |
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View source version on businesswire.com: http://www.businesswire.com/news/home/20151111006557/en/