Form 8.3 - CARILLION PLC

Form 8.3 - CARILLION PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â		are being disclosed:		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		CARILLION PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		28 July 2014
(f)		Has the discloser previously disclosed, or are		YES:
		they today disclosing, under the Code in respect		BALFOUR BEATTY PLC
Â		of any other party to this offer?		Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		476,195		0.11%		4,422,148		1.03%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		4,179,169		0.97%		273,008		0.06%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
		TOTAL:
				4,655,364		1.08%		4,695,156		1.09%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		844		3.5840 GBP
ORD		Purchase		1,719		3.6159 GBP
ORD		Purchase		2,715		3.6048 GBP
ORD		Purchase		6,510		3.6114 GBP
ORD		Purchase		8,272		3.6045 GBP
ORD		Purchase		11,500		3.6034 GBP
ORD		Purchase		18,569		3.6030 GBP
ORD		Purchase		23,593		3.6026 GBP
ORD		Purchase		35,406		3.5992 GBP
ORD		Purchase		39,898		3.6056 GBP
ORD		Purchase		43,981		3.6024 GBP
ORD		Purchase		75,945		3.6057 GBP
ORD		Purchase		78,027		3.6071 GBP
ORD		Sale		612		3.5954 GBP
ORD		Sale		1,438		3.5929 GBP
ORD		Sale		1,688		3.5840 GBP
ORD		Sale		2,949		3.5900 GBP
ORD		Sale		4,186		3.5957 GBP
ORD		Sale		12,341		3.6119 GBP
ORD		Sale		15,383		3.6020 GBP
ORD		Sale		15,395		3.6154 GBP
ORD		Sale		17,544		3.6024 GBP
ORD		Sale		27,497		3.6000 GBP
ORD		Sale		36,212		3.5998 GBP
ORD		Sale		57,927		3.6010 GBP
ORD		Sale		78,598		3.6012 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		471		3.6051 GBP
ORD		CFD		Long		925		3.5925 GBP
ORD		SWAP		Long		15,395		3.6153 GBP
ORD		CFD		Long		16,789		3.5994 GBP
ORD		CFD		Long		19,423		3.6003 GBP
ORD		SWAP		Long		38,768		3.6035 GBP
ORD		SWAP		Long		39,125		3.5948 GBP
ORD		SWAP		Long		50,293		3.6021 GBP
ORD		SWAP		Long		51,011		3.6030 GBP
ORD		SWAP		Short		400		3.5920 GBP
ORD		SWAP		Short		2,400		3.6044 GBP
ORD		CFD		Short		5,041		3.6473 GBP
ORD		CFD		Short		2,715		3.6048 GBP
ORD		CFD		Short		20,674		3.6055 GBP
ORD		CFD		Short		23,593		3.6026 GBP
ORD		SWAP		Short		47,884		3.5977 GBP
ORD		CFD		Short		49,533		3.6077 GBP
ORD		CFD		Short		52,392		3.6057 GBP
ORD		CFD		Short		32,769		3.6100 GBP
ORD		SWAP		Short		83,440		3.6043 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		29 Jul 2014
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.