Disclosure form - XL GROUP PLC - BCI
BARCLAYS PLC
Disclosure Form | Â | Â | Â | Â | Â | Â | Â | ||||||||
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1. | KEY INFORMATION | Â | |||||||||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL INC | |||||||||||||
(b) | Name of offeror/offeree in relation to whose | XL GROUP PLC | |||||||||||||
 | relevant securities this form relates: |  | |||||||||||||
(c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
 | principal trader is connected |  | |||||||||||||
(d) | Date position held/dealing undertaken: | 17 April 2015 | |||||||||||||
2. | POSITIONS | ||||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
 | to which the disclosure relates following the dealing (if any) | ||||||||||||||
Class of relevant security: | Â | ORD | |||||||||||||
Interests | Short Positions | ||||||||||||||
 |  | Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||||
and/or controlled: | 12,585 | 0.00% | 1,592 | 0.00% | |||||||||||
 |  |  |  |  |  | ||||||||||
(2) | Derivatives (other than | ||||||||||||||
options): | 0 | 0.00% | 0 | 0.00% | |||||||||||
 |  |  |  |  |  | ||||||||||
(3) | Options and agreements to | ||||||||||||||
purchase/sell: | 0 | 0.00% | 5,800 | 0.00% | |||||||||||
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TOTAL: | 12,585 | 0.00% | 7,392 | 0.00% | |||||||||||
 |  |  |  |  |  | ||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
 | options) | ||||||||||||||
Class of relevant security in relation to | |||||||||||||||
which subscription right exists | Â | ||||||||||||||
Details, including nature of the rights | |||||||||||||||
concerned and relevant percentages: | Â | ||||||||||||||
3. | DEALINGS | Â | Â | ||||||||||||
(a) | Purchases and sales | Â | Â | ||||||||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
security | Â | securities | Â | ||||||||||||
ORD | Purchase | 2 | 37.2700 USD | ||||||||||||
ORD | Purchase | 100 | 37.2000 USD | ||||||||||||
ORD | Purchase | 200 | 37.2200 USD | ||||||||||||
ORD | Purchase | 200 | 37.2650 USD | ||||||||||||
ORD | Purchase | 200 | 37.2710 USD | ||||||||||||
ORD | Purchase | 200 | 37.3300 USD | ||||||||||||
ORD | Purchase | 258 | 37.2889 USD | ||||||||||||
ORD | Purchase | 300 | 37.2600 USD | ||||||||||||
ORD | Purchase | 300 | 37.2633 USD | ||||||||||||
ORD | Purchase | 300 | 37.2800 USD | ||||||||||||
ORD | Purchase | 400 | 37.2612 USD | ||||||||||||
ORD | Purchase | 700 | 37.4328 USD | ||||||||||||
ORD | Purchase | 869 | 37.3132 USD | ||||||||||||
ORD | Purchase | 1,100 | 37.2685 USD | ||||||||||||
ORD | Purchase | 1,200 | 37.3092 USD | ||||||||||||
ORD | Purchase | 1,267 | 37.2821 USD | ||||||||||||
ORD | Purchase | 1,484 | 37.3921 USD | ||||||||||||
ORD | Purchase | 1,485 | 37.3445 USD | ||||||||||||
ORD | Purchase | 2,116 | 37.2864 USD | ||||||||||||
ORD | Purchase | 2,200 | 37.2018 USD | ||||||||||||
ORD | Purchase | 2,292 | 37.2978 USD | ||||||||||||
ORD | Purchase | 2,300 | 37.2808 USD | ||||||||||||
ORD | Purchase | 3,700 | 37.2328 USD | ||||||||||||
ORD | Purchase | 9,400 | 37.2901 USD | ||||||||||||
ORD | Purchase | 11,400 | 37.2946 USD | ||||||||||||
ORD | Purchase | 12,720 | 37.3000 USD | ||||||||||||
ORD | Purchase | 12,758 | 37.3139 USD | ||||||||||||
ORD | Purchase | 12,785 | 37.2823 USD | ||||||||||||
ORD | Purchase | 13,772 | 37.2444 USD | ||||||||||||
ORD | Purchase | 18,431 | 37.2947 USD | ||||||||||||
ORD | Purchase | 42,192 | 37.2717 USD | ||||||||||||
ORD | Sale | 69 | 37.2700 USD | ||||||||||||
ORD | Sale | 100 | 37.2300 USD | ||||||||||||
ORD | Sale | 100 | 37.3300 USD | ||||||||||||
ORD | Sale | 200 | 37.2650 USD | ||||||||||||
ORD | Sale | 200 | 37.2710 USD | ||||||||||||
ORD | Sale | 200 | 37.2900 USD | ||||||||||||
ORD | Sale | 500 | 37.2500 USD | ||||||||||||
ORD | Sale | 500 | 37.3100 USD | ||||||||||||
ORD | Sale | 600 | 37.2600 USD | ||||||||||||
ORD | Sale | 600 | 37.2966 USD | ||||||||||||
ORD | Sale | 753 | 37.2775 USD | ||||||||||||
ORD | Sale | 1,084 | 37.2799 USD | ||||||||||||
ORD | Sale | 1,100 | 37.2695 USD | ||||||||||||
ORD | Sale | 1,200 | 37.2850 USD | ||||||||||||
ORD | Sale | 1,300 | 37.2926 USD | ||||||||||||
ORD | Sale | 1,400 | 37.2946 USD | ||||||||||||
ORD | Sale | 1,900 | 37.2755 USD | ||||||||||||
ORD | Sale | 2,863 | 37.2857 USD | ||||||||||||
ORD | Sale | 2,900 | 37.3103 USD | ||||||||||||
ORD | Sale | 3,100 | 37.2230 USD | ||||||||||||
ORD | Sale | 4,662 | 37.2867 USD | ||||||||||||
ORD | Sale | 5,170 | 37.3106 USD | ||||||||||||
ORD | Sale | 6,240 | 37.3000 USD | ||||||||||||
ORD | Sale | 6,480 | 37.5000 USD | ||||||||||||
ORD | Sale | 6,600 | 37.2963 USD | ||||||||||||
ORD | Sale | 8,600 | 37.2902 USD | ||||||||||||
ORD | Sale | 10,448 | 37.2713 USD | ||||||||||||
ORD | Sale | 11,221 | 37.2759 USD | ||||||||||||
ORD | Sale | 13,016 | 37.3139 USD | ||||||||||||
ORD | Sale | 22,531 | 37.2524 USD | ||||||||||||
ORD | Sale | 28,492 | 37.2736 USD | ||||||||||||
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(b) | Derivatives transactions (other than options) | Â | Â | Â | |||||||||||
Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
security | description | reference | |||||||||||||
 |  |  | securities |  | |||||||||||
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(c) | Options transactions in respect of existing securities | ||||||||||||||
(i) | Writing, selling, purchasing or varying | Â | Â | Â | Â | Â | Â | ||||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
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(ii) | Exercising | Â | Â | ||||||||||||
Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
security | Â | securities | unit | ||||||||||||
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(d) | Other dealings (including subscribing for new securities) | Â | |||||||||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
security | Â | Â | applicable) | ||||||||||||
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4. | OTHER INFORMATION | ||||||||||||||
(a) | Indemnity and other dealings arrangements | ||||||||||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||||||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||||||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||||||||||
to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
NONE | |||||||||||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||||||||||
(i) the voting rights of any relevant securities under any option; or | |||||||||||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||||||||||
any derivative is referenced: | |||||||||||||||
NONE | |||||||||||||||
(c) | Attachments | ||||||||||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
Date of disclosure: | 20 Apr 2015 | ||||||||||||||
Contact name: | Rajesh Muthanna | ||||||||||||||
Telephone number: | 020 3555 4634 | ||||||||||||||
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
PURCHASE OR SELL ETC. | |||||||||||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
1. | KEY INFORMATION | ||||||||||||||
Identity of the person whose positions/dealings | BARCLAYS CAPITAL INC | ||||||||||||||
are being disclosed: | Â | ||||||||||||||
Name of offeror/offeree in relation to whose | XL GROUP PLC | ||||||||||||||
relevant securities this from relates: | Â | ||||||||||||||
2. | OPTIONS AND DERIVATIVES | Â | Â | Â | Â | Â | |||||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
of | description | purchasing, | of | price | date | ||||||||||
relevant | selling, | securities | per unit | ||||||||||||
security | varying etc | to which | |||||||||||||
option | |||||||||||||||
 |  |  | relates |  |  |  | |||||||||
ORD | Put Options | Purchased | -5,800 | 30.0000 | American | 17 Apr 2015 | |||||||||
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
understood: |