FORM 8.3 - ABBVIE PLC - AMENDMENT

FORM 8.3 - ABBVIE PLC - AMENDMENT

BARCLAYS PLC

 

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	19 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	Â	Â	Â	Â
		2,503,825	0.17%	4,209,814	0.28%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		1,724,055	0.12%	621,000	0.04%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,458,200	0.17%	827,800	0.06%
		Â	Â	Â	Â
(4)	TOTAL:	Â	Â	Â	Â
		6,686,080	0.45%	5,658,614	0.38%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	89.4700 USD
Purchase	100	88.9400 USD
Purchase	100	89.6700 USD
Purchase	100	89.3400 USD
Purchase	100	89.3300 USD
Purchase	100	89.8000 USD
Purchase	100	89.9400 USD
Purchase	100	89.8800 USD
Purchase	100	89.1800 USD
Purchase	100	89.8550 USD
Purchase	190	90.1100 USD
Purchase	200	90.2625 USD
Purchase	200	90.2550 USD
Purchase	293	89.1826 USD
Purchase	300	90.2400 USD
Purchase	300	89.3866 USD
Purchase	300	89.1733 USD
Purchase	301	89.8684 USD
Purchase	400	89.9300 USD
Purchase	400	89.4600 USD
Purchase	400	89.4925 USD
Purchase	400	89.1350 USD
Purchase	500	90.2120 USD
Purchase	500	89.7700 USD
Purchase	500	89.5440 USD
Purchase	700	90.2835 USD
Purchase	700	89.5700 USD
Purchase	700	90.2485 USD
Purchase	800	90.3200 USD
Purchase	801	90.2813 USD
Purchase	1,004	90.3248 USD
Purchase	1,055	90.2329 USD
Purchase	1,100	89.1295 USD
Purchase	1,290	89.2240 USD
Purchase	1,977	89.0680 USD
Purchase	2,000	89.8748 USD
Purchase	2,295	90.2261 USD
Purchase	2,899	89.1338 USD
Purchase	2,939	89.4544 USD
Purchase	1,630	89.1877 USD
Purchase	3,300	90.1907 USD
Purchase	4,600	89.2805 USD
Purchase	4,637	89.2565 USD
Purchase	5,474	89.2999 USD
Purchase	5,693	89.2858 USD
Purchase	6,452	89.3770 USD
Purchase	10,740	89.4053 USD
Purchase	11,955	90.2383 USD
Purchase	14,745	89.2557 USD
Purchase	15,199	90.1628 USD
Purchase	17,900	89.3983 USD
Purchase	31,850	89.3583 USD
Purchase	35,900	89.4486 USD
Purchase	43,068	89.0220 USD
Purchase	69,808	89.3047 USD
Purchase	70,023	89.1331 USD
Purchase	70,469	89.0200 USD
Purchase	100,108	89.4032 USD
Purchase	182,047	89.4300 USD
Sale	1	89.4700 USD
Sale	50	89.2200 USD
Sale	100	89.0850 USD
Sale	100	90.2400 USD
Sale	100	89.0300 USD
Sale	100	90.1800 USD
Sale	100	89.4750 USD
Sale	100	89.4000 USD
Sale	100	89.3450 USD
Sale	100	89.2900 USD
Sale	100	89.2400 USD
Sale	100	89.2250 USD
Sale	100	89.1800 USD
Sale	100	89.1600 USD
Sale	100	89.1200 USD
Sale	143	89.5977 USD
Sale	190	90.1100 USD
Sale	200	88.9700 USD
Sale	200	89.1250 USD
Sale	200	89.1150 USD
Sale	224	89.2619 USD
Sale	249	89.0802 USD
Sale	287	89.1267 USD
Sale	300	89.2666 USD
Sale	300	89.3966 USD
Sale	300	89.2983 USD
Sale	300	89.3400 USD
Sale	300	89.4633 USD
Sale	346	89.2475 USD
Sale	400	89.2000 USD
Sale	400	89.2112 USD
Sale	400	89.5650 USD
Sale	415	89.3371 USD
Sale	418	89.9729 USD
Sale	500	89.7700 USD
Sale	500	89.9300 USD
Sale	500	89.4600 USD
Sale	503	89.6771 USD
Sale	546	89.2245 USD
Sale	598	89.6042 USD
Sale	600	89.8549 USD
Sale	635	89.8409 USD
Sale	690	89.3950 USD
Sale	700	89.1500 USD
Sale	700	89.5342 USD
Sale	742	89.2967 USD
Sale	800	89.3750 USD
Sale	842	89.4105 USD
Sale	881	89.2580 USD
Sale	889	89.4096 USD
Sale	950	89.2731 USD
Sale	999	89.2800 USD
Sale	1,000	89.5390 USD
Sale	1,045	89.6129 USD
Sale	1,100	89.4218 USD
Sale	1,200	89.4233 USD
Sale	1,300	89.3915 USD
Sale	1,371	89.3233 USD
Sale	1,400	89.5440 USD
Sale	1,500	90.2708 USD
Sale	1,515	89.7870 USD
Sale	1,548	89.7090 USD
Sale	1,670	89.6717 USD
Sale	1,700	89.3014 USD
Sale	1,770	89.5257 USD
Sale	2,057	89.8405 USD
Sale	2,277	89.0362 USD
Sale	2,930	90.2641 USD
Sale	2,943	89.8822 USD
Sale	3,500	89.1707 USD
Sale	3,600	89.4690 USD
Sale	3,718	89.4197 USD
Sale	4,400	89.4654 USD
Sale	4,653	89.3141 USD
Sale	5,227	89.4011 USD
Sale	5,753	89.4113 USD
Sale	6,361	89.8355 USD
Sale	6,600	89.6763 USD
Sale	7,300	89.4175 USD
Sale	8,647	89.4035 USD
Sale	8,900	89.2376 USD
Sale	17,600	89.3981 USD
Sale	19,100	89.3628 USD
Sale	23,910	90.2383 USD
Sale	24,287	89.5672 USD
Sale	27,200	89.4458 USD
Sale	27,552	89.3983 USD
Sale	35,549	89.3408 USD
Sale	37,133	89.1285 USD
Sale	58,579	89.0352 USD
Sale	97,222	89.3238 USD
Sale	113,050	89.0200 USD
Sale	143,767	89.4789 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
	Â	Â	unit
SWAP	Long	10,741	89.6524 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
	Â	relates	Â	Â	Â
Call Option	Purchasing	100	70 USD	American	15 May 2020	20.5000 USD
Call Option	Purchasing	300	80 USD	American	17 Jan 2020	10.0100 USD
Call Option	Purchasing	700	88 USD	American	15 May 2020	6.8500 USD
Call Option	Purchasing	400	90 USD	American	22 Nov 2019	0.6700 USD
Call Option	Purchasing	100	90 USD	American	6 Dec 2019	1.3700 USD
Call Option	Purchasing	500	90 USD	American	20 Dec 2019	2.0460 USD
Call Option	Purchasing	3,000	90 USD	American	18 Sep 2020	7.0500 USD
Call Option	Purchasing	300	91 USD	American	20 Dec 2019	1.5300 USD
Call Option	Purchasing	500	93 USD	American	15 May 2020	4.1900 USD
Call Option	Purchasing	2,000	100 USD	American	19 Jun 2020	2.2280 USD
Call Option	Selling	100	78 USD	American	22 Nov 2019	11.8000 USD
Call Option	Selling	400	80 USD	American	29 Nov 2019	9.2000 USD
Call Option	Selling	100	87 USD	American	6 Dec 2019	3.2600 USD
Call Option	Selling	700	88 USD	American	20 Dec 2019	3.0914 USD
Call Option	Selling	100	90 USD	American	22 Nov 2019	1.0600 USD
Call Option	Selling	200	92 USD	American	22 Nov 2019	0.1200 USD
Call Option	Selling	1,200	95 USD	American	22 Nov 2019	0.0300 USD
Call Option	Selling	500	115 USD	American	17 Jan 2020	0.0400 USD
Put Option	Purchasing	100	100 USD	American	21 Jan 2022	23.1900 USD
Put Option	Selling	400	60 USD	American	21 Feb 2020	0.1000 USD
Put Option	Selling	200	63 USD	American	17 Jan 2020	0.0800 USD
Put Option	Selling	4,800	65 USD	American	17 Jan 2020	0.1200 USD
Put Option	Selling	100	65 USD	American	15 May 2020	0.6800 USD
Put Option	Selling	200	82 USD	American	22 Nov 2019	0.0200 USD
Put Option	Selling	100	83 USD	American	22 Nov 2019	0.0400 USD
Put Option	Selling	100	84 USD	American	22 Nov 2019	0.0500 USD
Put Option	Selling	400	85 USD	American	22 Nov 2019	0.0750 USD
Put Option	Selling	1,000	86 USD	American	22 Nov 2019	0.1000 USD
Put Option	Selling	1,600	87 USD	American	22 Nov 2019	0.2068 USD
Put Option	Selling	1,100	88 USD	American	29 Nov 2019	0.7200 USD
Put Option	Selling	10,000	88 USD	American	21 Feb 2020	3.9125 USD
Put Option	Selling	100	89 USD	American	22 Nov 2019	0.4600 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	22 Nov 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected	Â
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Written	900	82.5000	American	Jan 17, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	101,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Put Options	Written	3,600	75.0000	American	Feb 21, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	8,300	87.5000	American	Feb 21, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	100	71.0000	American	Dec 6, 2019
Call Options	Purchased	300	91.0000	American	Dec 20, 2019
Put Options	Written	357,200	65.0000	American	Jan 17, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Put Options	Written	1,500	83.5000	American	Nov 22, 2019
Put Options	Written	1,200	37.5000	American	Jan 21, 2022
Put Options	Written	100	77.5000	American	Nov 22, 2019
Call Options	Purchased	4,700	82.5000	American	Nov 22, 2019
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Put Options	Written	5,300	77.5000	American	Jan 17, 2020
Call Options	Purchased	1,100	87.0000	American	Dec 13, 2019
Call Options	Purchased	600	87.5000	American	May 15, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-700	87.5000	American	Dec 20, 2019
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-500	82.5000	American	Feb 21, 2020
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Call Options	Written	-100	77.5000	American	Nov 22, 2019
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Call Options	Written	-2,100	120.0000	American	Jan 15, 2021
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Call Options	Written	-700	88.0000	American	Dec 20, 2019
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-100	79.0000	American	Nov 22, 2019
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	49,100	95.0000	American	Jan 17, 2020
Call Options	Purchased	3,400	85.0000	American	Feb 21, 2020
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Call Options	Purchased	900	86.5000	American	Nov 29, 2019
Call Options	Purchased	200	84.0000	American	Nov 29, 2019
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Call Options	Purchased	100	82.0000	American	Dec 13, 2019
Put Options	Written	200	75.0000	American	Sep 18, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	100	82.0000	American	Dec 6, 2019
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,100	92.5000	American	May 15, 2020
Call Options	Purchased	287,500	80.0000	American	Jan 17, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Call Options	Purchased	1,700	92.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	700	95.0000	American	Feb 21, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	500	72.5000	American	May 15, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	87.0000	American	Nov 22, 2019
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	5,200	95.0000	American	May 15, 2020
Call Options	Purchased	500	88.0000	American	Dec 13, 2019
Call Options	Written	-200	80.0000	American	Nov 29, 2019
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Put Options	Purchased	-200	81.0000	American	Dec 6, 2019
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Call Options	Written	-1,100	95.0000	American	Nov 29, 2019
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Purchased	-5,100	77.5000	American	Dec 13, 2019
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-4,400	78.0000	American	Dec 13, 2019
Put Options	Purchased	-100	65.0000	American	Nov 29, 2019
Call Options	Written	-600	88.0000	American	Nov 29, 2019
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Put Options	Purchased	-100	80.0000	American	Nov 22, 2019
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-3,000	79.0000	American	Dec 6, 2019
Put Options	Purchased	-1,000	80.5000	American	Dec 6, 2019
Call Options	Written	-100	78.0000	American	Nov 29, 2019
Put Options	Purchased	-1,800	77.5000	American	Dec 20, 2019
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-2,500	55.0000	American	Jan 15, 2021
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Call Options	Purchased	2,500	86.5000	American	Nov 22, 2019
Call Options	Purchased	900	95.0000	American	Dec 20, 2019
Call Options	Purchased	100	87.0000	American	Dec 6, 2019
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	100	78.0000	American	Dec 13, 2019
Put Options	Written	16,200	62.5000	American	Jan 17, 2020
Call Options	Purchased	3,700	86.0000	American	Nov 22, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	800	83.0000	American	Nov 29, 2019
Call Options	Purchased	4,400	92.5000	American	Dec 20, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	18,700	72.5000	American	Jan 17, 2020
Call Options	Purchased	4,100	85.0000	American	Dec 20, 2019
Put Options	Written	800	57.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Put Options	Written	1,100	88.0000	American	Nov 29, 2019
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-700	85.0000	American	Nov 22, 2019
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-11,800	95.0000	American	Jan 17, 2020
Put Options	Purchased	-100	77.0000	American	Dec 13, 2019
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-3,400	72.5000	American	Feb 21, 2020
Put Options	Purchased	-200	85.0000	American	Feb 21, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-6,900	85.0000	American	Jan 17, 2020
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-100	75.0000	American	May 15, 2020
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-5,200	40.0000	American	Jan 21, 2022
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	82.5000	American	Dec 20, 2019
Call Options	Written	-4,100	85.0000	American	Jun 19, 2020
Put Options	Purchased	-24,400	60.0000	American	Jan 17, 2020
Put Options	Purchased	-100	84.0000	American	Dec 20, 2019
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-6,000	92.0000	American	Nov 22, 2019
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-1,800	90.0000	American	Dec 20, 2019
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Purchased	4,000	90.0000	American	Sep 18, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	2,600	85.0000	American	Nov 29, 2019
Put Options	Written	100	37.5000	American	Jan 15, 2021
Put Options	Written	1,100	86.5000	American	Nov 22, 2019
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	1,500	87.5000	American	Feb 21, 2020
Call Options	Purchased	600	88.0000	American	Dec 27, 2019
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	100	77.5000	American	Jan 15, 2021
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	200	82.0000	American	Nov 22, 2019
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	3,500	70.5000	American	Nov 29, 2019
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	155,700	65.0000	American	Jun 19, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	7,900	80.0000	American	May 15, 2020
Put Options	Written	6,300	86.0000	American	Nov 22, 2019
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Call Options	Purchased	7,400	90.0000	American	Nov 22, 2019
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	100	87.0000	American	Nov 29, 2019
Call Options	Purchased	600	65.0000	American	Jan 17, 2020
Put Options	Written	200	76.5000	American	Nov 22, 2019
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Put Options	Purchased	-100	73.5000	American	Nov 29, 2019
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-400	90.0000	American	Feb 21, 2020
Put Options	Purchased	-100	72.5000	American	Sep 18, 2020
Put Options	Purchased	-400	87.5000	American	May 15, 2020
Call Options	Written	-900	89.0000	American	Nov 29, 2019
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-200	84.0000	American	Nov 22, 2019
Call Options	Written	-400	80.0000	American	Nov 22, 2019
Call Options	Written	-81,200	70.0000	American	Jan 15, 2021
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-100	82.5000	American	Nov 29, 2019
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-100	80.0000	American	Dec 6, 2019
Call Options	Written	-700	82.5000	American	Nov 29, 2019
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	100	87.5000	American	Sep 18, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	200	87.0000	American	Nov 22, 2019
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Put Options	Written	700	67.5000	American	Jan 17, 2020
Call Options	Purchased	400	85.0000	American	Dec 6, 2019
Put Options	Written	300	85.0000	American	Nov 29, 2019
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	200	83.5000	American	Nov 22, 2019
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Call Options	Purchased	200	76.5000	American	Nov 22, 2019
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	100	95.0000	American	Dec 6, 2019
Call Options	Purchased	6,800	90.0000	American	May 15, 2020
Call Options	Purchased	18,100	70.0000	American	Jan 17, 2020
Call Options	Purchased	21,900	90.0000	American	Feb 21, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Call Options	Purchased	200	86.5000	American	Dec 13, 2019
Put Options	Written	100	65.0000	American	May 15, 2020
Put Options	Written	900	70.0000	American	Feb 21, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Call Options	Written	-1,200	95.0000	American	Nov 22, 2019
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-4,800	75.0000	American	Jan 17, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Put Options	Purchased	-100	77.0000	American	Nov 22, 2019
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-300	130.0000	American	Jan 17, 2020
Put Options	Purchased	-100	80.0000	American	Nov 29, 2019
Call Options	Written	-600	80.5000	American	Nov 29, 2019
Put Options	Purchased	-4,900	35.0000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Call Options	Written	-500	86.0000	American	Dec 6, 2019
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	14,800	75.0000	American	Dec 20, 2019
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	500	62.5000	American	May 15, 2020
Call Options	Purchased	17,800	80.0000	American	Feb 21, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Call Options	Purchased	400	85.0000	American	Nov 22, 2019
Put Options	Written	100	77.5000	American	Nov 29, 2019
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	28,500	70.0000	American	Jun 19, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	100	82.5000	American	May 15, 2020
Put Options	Written	9,600	80.0000	American	Jan 17, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Put Options	Written	100	76.0000	American	Nov 29, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Call Options	Written	-52,900	82.5000	American	Jan 17, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Call Options	Written	-200	75.0000	American	Nov 22, 2019
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	75.0000	American	Dec 13, 2019
Put Options	Purchased	-6,900	70.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-1,700	87.5000	American	Jan 17, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Put Options	Purchased	-100	78.0000	American	Nov 29, 2019
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	5,000	80.0000	American	Jun 19, 2020
Call Options	Purchased	3,300	100.0000	American	Feb 21, 2020
Call Options	Purchased	800	85.0000	American	May 15, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Put Options	Written	900	88.0000	American	Nov 22, 2019
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Purchased	200	90.0000	American	Dec 6, 2019
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Put Options	Written	100	74.0000	American	Nov 29, 2019
Put Options	Written	100	83.0000	American	Nov 22, 2019
Put Options	Written	14,600	67.5000	American	Jun 19, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,400	90.0000	American	Nov 29, 2019
Call Options	Purchased	300	79.0000	American	Nov 22, 2019
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	25,500	90.0000	American	Dec 20, 2019
Call Options	Purchased	1,900	87.5000	American	Dec 20, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-10,300	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,400	85.0000	American	Dec 20, 2019
Call Options	Written	-8,400	100.0000	American	Jun 19, 2020
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Put Options	Purchased	-200	89.0000	American	Nov 22, 2019
Call Options	Purchased	6,700	77.5000	American	Jan 15, 2021
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	9,400	65.0000	American	Feb 21, 2020
Put Options	Written	200	73.0000	American	Nov 22, 2019
Call Options	Purchased	9,600	77.5000	American	Jan 17, 2020
Put Options	Written	2,100	80.0000	American	Dec 20, 2019
Call Options	Purchased	100	86.0000	American	Nov 29, 2019
Put Options	Written	100	83.0000	American	Dec 6, 2019
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Call Options	Purchased	6,000	75.0000	American	Jan 17, 2020
Call Options	Purchased	500	90.0000	American	Dec 27, 2019
Put Options	Written	200	84.0000	American	Nov 22, 2019
Put Options	Written	100	72.5000	American	Nov 29, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	500	83.0000	American	Nov 22, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	400	72.5000	American	May 15, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	2,900	89.0000	American	Nov 22, 2019
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Put Options	Written	100	82.0000	American	Dec 6, 2019
Put Options	Written	11,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	1,200	100.0000	American	May 15, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Purchased	-9,300	90.0000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-1,100	72.5000	American	Jan 17, 2020
Call Options	Written	-200	140.0000	American	Jan 15, 2021
Put Options	Purchased	-700	81.5000	American	Nov 22, 2019
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-5,900	92.5000	American	Jan 17, 2020
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Call Options	Written	-6,800	90.0000	American	Jan 17, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-6,900	100.0000	American	Jan 17, 2020
Call Options	Written	-1,100	80.0000	American	Jan 15, 2021
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-4,800	100.0000	American	Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191122005237/en/