Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	06 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	Â	Â	Â	Â
		3,096,503	0.21%	4,244,601	0.29%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		1,955,677	0.13%	474,700	0.03%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	1,921,300	0.13%	1,262,500	0.09%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		6,973,480	0.47%	5,981,801	0.40%
		Â	Â	Â	Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	88.6100 USD
Purchase	1	88.8300 USD
Purchase	1	88.5900 USD
Purchase	58	88.6460 USD
Purchase	60	88.5800 USD
Purchase	100	88.1600 USD
Purchase	100	89.3800 USD
Purchase	100	89.2500 USD
Purchase	100	89.2400 USD
Purchase	100	89.2250 USD
Purchase	100	89.3350 USD
Purchase	100	89.3400 USD
Purchase	100	88.6900 USD
Purchase	128	89.1656 USD
Purchase	153	89.3269 USD
Purchase	200	88.9875 USD
Purchase	200	89.2850 USD
Purchase	200	89.0750 USD
Purchase	201	89.2602 USD
Purchase	237	89.3615 USD
Purchase	300	88.5633 USD
Purchase	300	89.3300 USD
Purchase	348	89.3290 USD
Purchase	353	89.2683 USD
Purchase	400	89.3675 USD
Purchase	410	89.2651 USD
Purchase	480	89.3283 USD
Purchase	487	89.2541 USD
Purchase	500	89.0170 USD
Purchase	500	89.3510 USD
Purchase	528	89.3378 USD
Purchase	534	89.3625 USD
Purchase	638	89.1474 USD
Purchase	700	89.3150 USD
Purchase	722	89.3550 USD
Purchase	814	88.9943 USD
Purchase	824	89.2944 USD
Purchase	900	89.0133 USD
Purchase	999	89.3635 USD
Purchase	1,025	88.9494 USD
Purchase	1,100	89.3168 USD
Purchase	1,101	89.3644 USD
Purchase	1,300	89.3000 USD
Purchase	1,300	88.8269 USD
Purchase	1,356	89.3113 USD
Purchase	1,400	88.5514 USD
Purchase	2,321	89.3558 USD
Purchase	3,036	88.7225 USD
Purchase	3,200	89.1131 USD
Purchase	3,218	88.6096 USD
Purchase	4,114	88.9602 USD
Purchase	4,500	88.5253 USD
Purchase	5,524	88.5710 USD
Purchase	8,367	88.5468 USD
Purchase	11,357	88.0588 USD
Purchase	18,882	88.9658 USD
Purchase	21,655	88.7555 USD
Purchase	21,784	88.9395 USD
Purchase	23,300	88.8241 USD
Purchase	23,700	88.8979 USD
Purchase	26,777	88.6866 USD
Purchase	31,194	89.3954 USD
Purchase	35,196	88.5211 USD
Purchase	52,722	89.1622 USD
Purchase	63,918	89.0763 USD
Purchase	77,246	89.4000 USD
Sale	16	88.0700 USD
Sale	43	88.5400 USD
Sale	48	88.7100 USD
Sale	87	88.4641 USD
Sale	96	88.6715 USD
Sale	100	89.3650 USD
Sale	100	89.4100 USD
Sale	100	89.3600 USD
Sale	100	88.6050 USD
Sale	100	88.0300 USD
Sale	100	88.6100 USD
Sale	108	88.6755 USD
Sale	132	88.6200 USD
Sale	175	88.6800 USD
Sale	200	88.2850 USD
Sale	200	88.5175 USD
Sale	200	88.5550 USD
Sale	200	88.6450 USD
Sale	200	88.6500 USD
Sale	200	88.9300 USD
Sale	200	89.2275 USD
Sale	200	89.3800 USD
Sale	200	89.4825 USD
Sale	226	88.1966 USD
Sale	276	88.5771 USD
Sale	300	89.3500 USD
Sale	300	89.3700 USD
Sale	300	88.6166 USD
Sale	322	89.2696 USD
Sale	364	88.6512 USD
Sale	398	88.8957 USD
Sale	400	89.3675 USD
Sale	400	88.4675 USD
Sale	460	88.5800 USD
Sale	462	88.7066 USD
Sale	500	88.3060 USD
Sale	500	88.7810 USD
Sale	509	89.3921 USD
Sale	545	88.6783 USD
Sale	549	88.8568 USD
Sale	582	88.8074 USD
Sale	600	88.7233 USD
Sale	600	88.8650 USD
Sale	602	88.7790 USD
Sale	765	88.6146 USD
Sale	788	88.3824 USD
Sale	800	88.4643 USD
Sale	856	88.8709 USD
Sale	977	88.7453 USD
Sale	1,000	88.5810 USD
Sale	1,052	89.0304 USD
Sale	1,067	89.3936 USD
Sale	1,072	88.9273 USD
Sale	1,300	89.3000 USD
Sale	1,559	88.7497 USD
Sale	1,815	88.7242 USD
Sale	2,100	88.7056 USD
Sale	2,214	88.6227 USD
Sale	2,400	89.2072 USD
Sale	2,416	89.1449 USD
Sale	2,438	88.8204 USD
Sale	2,800	88.8048 USD
Sale	3,779	89.1169 USD
Sale	3,817	88.9418 USD
Sale	4,605	89.3203 USD
Sale	4,900	89.0462 USD
Sale	5,750	89.2449 USD
Sale	9,800	88.0822 USD
Sale	10,972	89.0556 USD
Sale	11,682	88.6988 USD
Sale	13,829	89.3982 USD
Sale	17,900	88.8844 USD
Sale	23,100	88.7999 USD
Sale	23,874	89.1298 USD
Sale	36,001	89.0780 USD
Sale	86,307	88.8299 USD
Sale	97,434	88.9393 USD
Sale	102,332	89.4000 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	17,320	88.8108 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	73 USD	American	19 Jun 2020	16.2400 USD
Call Option	Purchasing	1,900	75 USD	American	18 Sep 2020	14.4500 USD
Call Option	Purchasing	1,400	80 USD	American	21 Feb 2020	9.1585 USD
Call Option	Purchasing	100	85 USD	American	21 Feb 2020	4.6500 USD
Call Option	Purchasing	400	88 USD	American	21 Feb 2020	3.0000 USD
Call Option	Purchasing	300	90 USD	American	10 Jan 2020	0.2000 USD
Call Option	Purchasing	200	90 USD	American	10 Jan 2020	0.5550 USD
Call Option	Purchasing	5,300	90 USD	American	21 Feb 2020	2.0622 USD
Call Option	Purchasing	100	90 USD	American	21 Aug 2020	5.0200 USD
Call Option	Purchasing	400	91 USD	American	10 Jan 2020	0.1300 USD
Call Option	Purchasing	100	91 USD	American	17 Jan 2020	0.2800 USD
Call Option	Purchasing	200	92 USD	American	10 Jan 2020	0.1500 USD
Call Option	Purchasing	100	93 USD	American	21 Feb 2020	1.0300 USD
Call Option	Purchasing	300	95 USD	American	21 Feb 2020	0.6300 USD
Call Option	Purchasing	200	100 USD	American	3 Jan 2020	0.0200 USD
Call Option	Purchasing	5,000	100 USD	American	21 Feb 2020	0.1500 USD
Call Option	Selling	400	89 USD	American	10 Jan 2020	0.8600 USD
Call Option	Selling	700	89 USD	American	10 Jan 2020	1.1442 USD
Call Option	Selling	1,700	91 USD	American	31 Jan 2020	1.1500 USD
Call Option	Selling	200	92 USD	American	31 Jan 2020	0.9400 USD
Call Option	Selling	2,200	93 USD	American	31 Jan 2020	0.6200 USD
Put Option	Purchasing	300	83 USD	American	31 Jan 2020	0.8400 USD
Put Option	Purchasing	100	83 USD	American	21 Feb 2020	1.2800 USD
Put Option	Purchasing	100	86 USD	American	10 Jan 2020	0.0900 USD
Put Option	Purchasing	100	86 USD	American	17 Jan 2020	0.7700 USD
Put Option	Purchasing	100	88 USD	American	10 Jan 2020	0.6000 USD
Put Option	Purchasing	100	88 USD	American	17 Jan 2020	1.8000 USD
Put Option	Purchasing	400	89 USD	American	10 Jan 2020	0.8300 USD
Put Option	Purchasing	100	89 USD	American	17 Jan 2020	2.5900 USD
Put Option	Purchasing	100	90 USD	American	21 Feb 2020	4.0400 USD
Put Option	Selling	200	65 USD	American	19 Jun 2020	0.5400 USD
Put Option	Selling	400	84 USD	American	10 Jan 2020	0.1000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	7 Jan 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	313,000	65.0000	American	Jan 17, 2020
Put Options	Written	9,500	88.0000	American	Jan 31, 2020
Put Options	Written	146,800	60.0000	American	Jun 19, 2020
Put Options	Written	9,200	85.5000	American	Jan 31, 2020
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Put Options	Written	4,000	37.5000	American	Jan 21, 2022
Call Options	Purchased	600	75.0000	American	May 15, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	11,400	82.5000	American	Jan 17, 2020
Put Options	Written	4,500	77.5000	American	Jan 17, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Written	11,300	87.5000	American	Feb 21, 2020
Call Options	Purchased	400	94.0000	American	Jan 10, 2020
Put Options	Written	13,300	75.0000	American	Feb 21, 2020
Call Options	Purchased	100	67.5000	American	Sep 18, 2020
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	2,900	89.5000	American	Jan 10, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	1,900	70.0000	American	May 15, 2020
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Call Options	Written	-11,700	97.5000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Call Options	Written	-800	91.5000	American	Jan 10, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-2,300	90.0000	American	Jan 10, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-2,200	93.0000	American	Jan 31, 2020
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-2,000	86.5000	American	Jan 17, 2020
Put Options	Purchased	-2,500	89.0000	American	Jan 17, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	2,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	400	120.0000	American	Sep 18, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	72.5000	American	Jun 19, 2020
Call Options	Purchased	33,900	80.0000	American	Jan 17, 2020
Call Options	Purchased	6,700	92.5000	American	May 15, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	7,200	95.0000	American	May 15, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Put Options	Written	109,500	70.0000	American	Jan 17, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Put Options	Written	1,400	88.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	92.5000	American	Feb 21, 2020
Call Options	Purchased	4,200	85.0000	American	Feb 21, 2020
Call Options	Purchased	1,100	72.5000	American	May 15, 2020
Call Options	Purchased	300	90.5000	American	Jan 10, 2020
Call Options	Purchased	9,100	95.0000	American	Sep 18, 2020
Put Options	Written	400	83.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	75,000	57.5000	American	Jan 17, 2020
Put Options	Written	9,000	95.0000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	1,100	82.5000	American	Sep 18, 2020
Put Options	Purchased	-100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-5,600	90.0000	American	Jan 10, 2020
Put Options	Purchased	-100	82.0000	American	Jan 17, 2020
Put Options	Purchased	-1,100	89.0000	American	Jan 10, 2020
Put Options	Purchased	-1,200	95.0000	American	Feb 7, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-300	86.0000	American	Jan 10, 2020
Put Options	Purchased	-600	87.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-200	97.5000	American	Feb 21, 2020
Call Options	Written	-200	91.5000	American	Jan 31, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-12,100	55.0000	American	Jan 17, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Call Options	Written	-300	95.0000	American	Jan 31, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Written	2,300	80.0000	American	Jan 10, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	500	97.5000	American	May 15, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	3,000	105.0000	American	Jun 19, 2020
Call Options	Purchased	800	91.0000	American	Jan 17, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Put Options	Written	1,000	88.5000	American	Jan 31, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	16,000	72.5000	American	Jan 17, 2020
Put Options	Written	22,600	91.0000	American	Jan 17, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-23,300	60.0000	American	Jan 17, 2020
Put Options	Purchased	-1,700	90.0000	American	Sep 18, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-200	85.5000	American	Jan 10, 2020
Put Options	Purchased	-1,300	75.0000	American	May 15, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-3,600	97.5000	American	Feb 21, 2020
Put Options	Purchased	-7,600	72.5000	American	Feb 21, 2020
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-13,400	95.0000	American	Jan 17, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-6,400	85.0000	American	Jan 17, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Call Options	Written	-200	95.0000	American	Feb 21, 2020
Call Options	Written	-900	110.0000	American	Feb 21, 2020
Call Options	Written	-1,000	90.5000	American	Jan 31, 2020
Put Options	Written	400	84.0000	American	Jan 10, 2020
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Call Options	Purchased	100	92.0000	American	Jan 10, 2020
Put Options	Written	6,100	65.0000	American	Jun 19, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Put Options	Written	75,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	1,000	65.0000	American	Sep 18, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Call Options	Purchased	100	90.0000	American	Aug 21, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	5,700	90.0000	American	Sep 18, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	2,500	87.5000	American	Feb 21, 2020
Put Options	Written	300	85.0000	American	May 15, 2020
Put Options	Written	100	85.0000	American	Jan 31, 2020
Put Options	Purchased	-100	85.5000	American	Jan 17, 2020
Put Options	Purchased	-100	88.5000	American	Jan 10, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Put Options	Purchased	-9,100	87.5000	American	May 15, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Put Options	Purchased	-200	92.5000	American	Sep 18, 2020
Call Options	Written	-600	89.5000	American	Jan 24, 2020
Call Options	Written	-76,100	92.5000	American	Jan 15, 2021
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-11,400	92.5000	American	Feb 21, 2020
Call Options	Written	-4,900	70.0000	American	Jan 15, 2021
Call Options	Written	-200	110.0000	American	Sep 18, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-4,200	93.5000	American	Jan 31, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	90.0000	American	Feb 21, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-2,800	87.5000	American	Jan 10, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-8,200	75.0000	American	Jan 17, 2020
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-1,200	87.0000	American	Jan 10, 2020
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Put Options	Purchased	-2,000	70.0000	American	Jan 15, 2021
Call Options	Written	-11,800	90.0000	American	Jan 31, 2020
Put Options	Purchased	-200	87.5000	American	Sep 18, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Call Options	Written	-8,000	100.0000	American	Jan 15, 2021
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	100	67.5000	American	May 15, 2020
Put Options	Written	8,300	86.5000	American	Jan 24, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	100	65.0000	American	May 15, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	17,100	85.0000	American	Jan 24, 2020
Put Options	Written	4,800	86.0000	American	Jan 24, 2020
Put Options	Written	100	82.5000	American	Feb 21, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Written	12,100	70.0000	American	Feb 21, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Call Options	Purchased	13,800	75.0000	American	Sep 18, 2020
Call Options	Purchased	30,600	90.0000	American	Feb 21, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	8,400	90.0000	American	May 15, 2020
Call Options	Purchased	3,100	91.0000	American	Jan 10, 2020
Put Options	Written	100	83.5000	American	Jan 31, 2020
Call Options	Purchased	11,400	70.0000	American	Jan 17, 2020
Put Options	Purchased	-400	94.5000	American	Feb 7, 2020
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-1,800	100.0000	American	Feb 21, 2020
Put Options	Purchased	-400	92.5000	American	Feb 21, 2020
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-6,300	91.0000	American	Jan 31, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-3,700	75.0000	American	Jan 17, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Call Options	Written	-1,200	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-26,000	92.5000	American	Jan 17, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	8,900	80.0000	American	Jan 17, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	400	50.0000	American	Feb 21, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Call Options	Purchased	23,000	67.5000	American	Jan 17, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Put Options	Written	30,000	70.0000	American	Jun 19, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	25,200	80.0000	American	Feb 21, 2020
Put Options	Written	135,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Call Options	Written	-78,800	82.5000	American	Jan 17, 2020
Call Options	Written	-18,000	95.0000	American	Jun 19, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-500	88.0000	American	Jan 10, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-500	86.0000	American	Jan 17, 2020
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Purchased	-400	92.0000	American	Jan 17, 2020
Call Options	Written	-600	88.5000	American	Jan 10, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-4,100	87.5000	American	Jan 17, 2020
Put Options	Purchased	-4,400	70.0000	American	Jan 17, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Call Options	Purchased	15,400	89.0000	American	Jan 17, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Call Options	Purchased	2,200	105.0000	American	May 15, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	100	94.0000	American	Jan 17, 2020
Put Options	Written	19,000	85.0000	American	Feb 21, 2020
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Call Options	Purchased	8,600	100.0000	American	Feb 21, 2020
Call Options	Purchased	13,000	90.0000	American	Jan 17, 2020
Put Options	Written	5,800	105.0000	American	Jan 17, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	300,000	70.0000	American	Jan 15, 2021
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Written	-400	82.5000	American	May 15, 2020
Call Options	Written	-10,800	85.0000	American	Jan 17, 2020
Call Options	Written	-400	88.0000	American	Jan 10, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Put Options	Purchased	-300	83.0000	American	Jan 31, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-800	65.0000	American	Jan 17, 2020
Call Options	Written	-100	87.0000	American	Jan 10, 2020
Call Options	Written	-6,800	105.0000	American	Jan 15, 2021
Call Options	Written	-8,600	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-400	87.0000	American	Feb 14, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-4,000	100.0000	American	Jun 19, 2020
Put Options	Purchased	-15,400	95.0000	American	Feb 21, 2020
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Call Options	Purchased	8,000	77.5000	American	Jan 17, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Put Options	Written	15,700	80.0000	American	Feb 21, 2020
Put Options	Written	600	72.5000	American	May 15, 2020
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	1,500	80.0000	American	Sep 18, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Call Options	Purchased	3,200	89.0000	American	Jan 10, 2020
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	100	92.0000	American	Jan 17, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	4,700	100.0000	American	May 15, 2020
Put Options	Purchased	-24,800	90.0000	American	Jan 17, 2020
Call Options	Written	-1,500	140.0000	American	Jan 15, 2021
Put Options	Purchased	-700	96.0000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-6,300	92.5000	American	Jan 17, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-4,700	100.0000	American	Sep 18, 2020
Call Options	Written	-5,700	95.0000	American	Jan 15, 2021
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Call Options	Written	-1,500	110.0000	American	May 15, 2020
Put Options	Purchased	-4,500	72.5000	American	Jan 17, 2020
Put Options	Purchased	-13,300	86.5000	American	Jan 10, 2020
Put Options	Purchased	-100,000	85.0000	American	Jan 15, 2021
Put Options	Purchased	-100	87.5000	American	Jan 31, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-7,900	77.5000	American	Feb 21, 2020
Put Options	Purchased	-100	90.5000	American	Jan 10, 2020
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200107005591/en/