Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	12 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	Â	Â	Â	Â
		2,640,272	0.18%	3,169,183	0.21%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		1,631,660	0.11%	3,200	0.00%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,045,200	0.14%	1,455,300	0.10%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		6,317,132	0.43%	4,627,683	0.31%
		Â	Â	Â	Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Purchase/sale	Number of relevant securities	Price per unit
Purchase	3	70.8600 USD
Purchase	14	70.5900 USD
Purchase	15	70.8800 USD
Purchase	20	70.6100 USD
Purchase	23	70.7700 USD
Purchase	45	70.7107 USD
Purchase	47	70.7851 USD
Purchase	59	70.7652 USD
Purchase	73	70.4856 USD
Purchase	87	70.7678 USD
Purchase	100	70.9050 USD
Purchase	100	70.6500 USD
Purchase	100	70.7200 USD
Purchase	109	70.8616 USD
Purchase	147	70.7957 USD
Purchase	192	70.6753 USD
Purchase	200	70.7850 USD
Purchase	200	70.9200 USD
Purchase	209	70.4571 USD
Purchase	267	70.8356 USD
Purchase	267	70.7785 USD
Purchase	267	70.7045 USD
Purchase	300	70.5600 USD
Purchase	300	70.5933 USD
Purchase	310	70.7264 USD
Purchase	390	70.6097 USD
Purchase	392	70.6800 USD
Purchase	400	70.7625 USD
Purchase	600	70.8458 USD
Purchase	700	70.7657 USD
Purchase	794	70.7882 USD
Purchase	800	70.6818 USD
Purchase	800	70.6850 USD
Purchase	914	70.7356 USD
Purchase	937	70.8044 USD
Purchase	981	70.8500 USD
Purchase	1,118	70.7266 USD
Purchase	1,148	70.8927 USD
Purchase	1,200	70.6554 USD
Purchase	1,300	70.6826 USD
Purchase	1,447	70.7567 USD
Purchase	1,700	70.7088 USD
Purchase	1,724	70.8126 USD
Purchase	1,727	70.7832 USD
Purchase	1,800	70.7263 USD
Purchase	2,072	70.8120 USD
Purchase	2,086	70.7572 USD
Purchase	2,088	70.7368 USD
Purchase	2,200	70.6847 USD
Purchase	2,210	70.6972 USD
Purchase	2,261	70.6880 USD
Purchase	2,392	70.8039 USD
Purchase	2,582	70.8150 USD
Purchase	2,600	70.7063 USD
Purchase	2,604	70.7465 USD
Purchase	2,800	70.7958 USD
Purchase	2,800	70.6690 USD
Purchase	2,805	70.7703 USD
Purchase	2,835	70.8358 USD
Purchase	2,891	70.6444 USD
Purchase	2,892	70.7754 USD
Purchase	3,572	70.8362 USD
Purchase	4,582	70.7853 USD
Purchase	5,326	70.7479 USD
Purchase	6,226	70.7610 USD
Purchase	6,862	70.6419 USD
Purchase	7,134	70.7525 USD
Purchase	7,573	70.7561 USD
Purchase	8,065	70.8300 USD
Purchase	9,605	70.7697 USD
Purchase	11,286	70.7816 USD
Purchase	16,527	70.6366 USD
Purchase	19,800	70.6600 USD
Purchase	48,442	70.6277 USD
Purchase	50,600	70.6527 USD
Purchase	64,860	70.7591 USD
Purchase	67,793	70.7913 USD
Purchase	228,162	70.7753 USD
Purchase	340,624	70.6993 USD
Sale	2	70.4500 USD
Sale	4	70.7000 USD
Sale	10	70.6100 USD
Sale	15	70.8800 USD
Sale	26	70.7800 USD
Sale	32	70.7100 USD
Sale	50	70.8500 USD
Sale	59	70.6300 USD
Sale	100	70.7900 USD
Sale	100	70.8400 USD
Sale	147	70.7957 USD
Sale	155	70.8600 USD
Sale	192	70.6753 USD
Sale	198	70.6150 USD
Sale	200	70.5000 USD
Sale	200	70.7850 USD
Sale	243	70.8470 USD
Sale	265	70.7065 USD
Sale	267	70.7785 USD
Sale	267	70.8356 USD
Sale	300	70.7866 USD
Sale	400	70.7625 USD
Sale	400	70.8075 USD
Sale	400	70.7550 USD
Sale	400	70.6675 USD
Sale	450	70.7711 USD
Sale	500	70.7925 USD
Sale	620	70.5761 USD
Sale	800	70.6850 USD
Sale	827	70.7962 USD
Sale	900	70.6688 USD
Sale	900	70.7511 USD
Sale	914	70.7356 USD
Sale	982	70.8045 USD
Sale	1,074	70.6286 USD
Sale	1,102	70.6695 USD
Sale	1,113	70.6800 USD
Sale	1,166	70.8149 USD
Sale	1,292	70.6780 USD
Sale	1,403	70.7524 USD
Sale	1,533	70.7091 USD
Sale	1,600	70.6646 USD
Sale	1,700	70.7358 USD
Sale	1,700	70.7303 USD
Sale	1,802	70.7642 USD
Sale	2,200	70.5151 USD
Sale	2,300	70.7608 USD
Sale	2,596	70.7710 USD
Sale	2,600	70.7063 USD
Sale	2,660	70.8307 USD
Sale	2,864	70.5865 USD
Sale	3,000	70.7252 USD
Sale	3,012	70.7639 USD
Sale	3,393	70.6890 USD
Sale	3,489	70.6863 USD
Sale	3,675	70.8293 USD
Sale	4,297	70.8423 USD
Sale	4,399	70.6391 USD
Sale	4,495	70.6516 USD
Sale	5,136	70.6246 USD
Sale	5,161	70.6852 USD
Sale	5,734	70.6565 USD
Sale	6,572	70.7851 USD
Sale	6,900	70.5352 USD
Sale	6,957	70.8297 USD
Sale	7,300	70.6290 USD
Sale	8,065	70.8300 USD
Sale	8,077	70.7041 USD
Sale	8,250	70.7207 USD
Sale	8,700	70.7582 USD
Sale	9,400	70.6569 USD
Sale	9,522	70.7058 USD
Sale	9,800	70.7120 USD
Sale	10,768	70.8480 USD
Sale	14,900	70.6906 USD
Sale	16,983	70.6802 USD
Sale	18,797	70.7189 USD
Sale	22,562	70.6556 USD
Sale	30,400	70.6375 USD
Sale	33,420	70.7802 USD
Sale	34,000	70.6716 USD
Sale	36,423	70.7099 USD
Sale	36,915	70.6985 USD
Sale	37,792	70.8289 USD
Sale	41,163	70.8175 USD
Sale	46,435	70.7791 USD
Sale	55,874	70.7918 USD
Sale	80,430	70.7381 USD
Sale	93,300	70.6903 USD
Sale	93,694	70.8001 USD
Sale	121,802	70.6540 USD

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	65 USD	American	15 Nov 2019	6.6500 USD
Call Option	Purchasing	400	68 USD	American	20 Sep 2019	2.9000 USD
Call Option	Purchasing	200	68 USD	American	18 Oct 2019	3.5800 USD
Call Option	Purchasing	4,400	68 USD	American	15 Nov 2019	4.5479 USD
Call Option	Purchasing	2,100	70 USD	American	13 Sep 2019	0.7585 USD
Call Option	Purchasing	100	70 USD	American	13 Sep 2019	1.1900 USD
Call Option	Purchasing	800	70 USD	American	20 Sep 2019	1.1750 USD
Call Option	Purchasing	2,100	70 USD	American	18 Oct 2019	2.1252 USD
Call Option	Purchasing	400	70 USD	American	25 Oct 2019	2.3200 USD
Call Option	Purchasing	300	70 USD	American	15 Nov 2019	2.7333 USD
Call Option	Purchasing	1,300	70 USD	American	17 Jan 2020	3.8100 USD
Call Option	Purchasing	200	70 USD	American	21 Feb 2020	4.2950 USD
Call Option	Purchasing	100	71 USD	American	13 Sep 2019	0.1500 USD
Call Option	Purchasing	3,100	73 USD	American	18 Oct 2019	0.8538 USD
Call Option	Purchasing	100	75 USD	American	18 Oct 2019	0.3000 USD
Call Option	Purchasing	200	75 USD	American	15 Nov 2019	1.0200 USD
Call Option	Purchasing	1,000	75 USD	American	21 Feb 2020	2.2900 USD
Call Option	Purchasing	500	80 USD	American	21 Feb 2020	1.0000 USD
Call Option	Purchasing	200	80 USD	American	19 Jun 2020	1.8900 USD
Call Option	Selling	100	68 USD	American	20 Sep 2019	3.2300 USD
Call Option	Selling	100	68 USD	American	4 Oct 2019	3.4700 USD
Call Option	Selling	100	71 USD	American	13 Sep 2019	0.5600 USD
Call Option	Selling	100	75 USD	American	15 Jan 2021	4.7000 USD
Put Option	Purchasing	200	65 USD	American	18 Oct 2019	0.6550 USD
Put Option	Purchasing	1,400	65 USD	American	15 Nov 2019	1.1628 USD
Put Option	Purchasing	100	68 USD	American	15 Nov 2019	1.8100 USD
Put Option	Purchasing	200	70 USD	American	18 Oct 2019	1.9000 USD
Put Option	Purchasing	400	73 USD	American	17 Jan 2020	5.7050 USD
Put Option	Selling	100	60 USD	American	25 Oct 2019	0.3900 USD
Put Option	Selling	100	60 USD	American	15 Nov 2019	0.4900 USD
Put Option	Selling	200	63 USD	American	18 Oct 2019	0.3750 USD
Put Option	Selling	2,700	70 USD	American	13 Sep 2019	0.0800 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 7)	Exercise price	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (Note 5)
Â	Â	Â	Â	Â	Â	Â

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	13 Sep 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Purchased	-1,900	55.0000	American	Sep 20, 2019
Put Options	Purchased	-2,700	73.0000	American	Jun 19, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Put Options	Purchased	-4,200	65.0000	American	Jan 17, 2020
Put Options	Purchased	-5,100	48.0000	American	Jun 19, 2020
Put Options	Purchased	-9,700	50.0000	American	Jan 17, 2020
Put Options	Purchased	-300	75.0000	American	Feb 21, 2020
Put Options	Purchased	-500	67.0000	American	Sep 20, 2019
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-600	65.0000	American	Feb 21, 2020
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Put Options	Purchased	-800	71.0000	American	Sep 20, 2019
Put Options	Purchased	-900	75.0000	American	Nov 15, 2019
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	70.0000	American	Oct 25, 2019
Put Options	Written	200	75.0000	American	Jun 19, 2020
Put Options	Written	100	80.0000	American	Sep 18, 2020
Put Options	Written	100	63.0000	American	Oct 25, 2019
Put Options	Written	250,000	65.0000	American	Jan 17, 2020
Put Options	Written	100,000	65.0000	American	Jan 15, 1919
Put Options	Written	9,500	60.0000	American	Jun 19, 2020
Put Options	Written	1,800	66.0000	American	Sep 13, 2019
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	500	50.0000	American	Nov 15, 2019
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	73.0000	American	Sep 18, 2020
Call Options	Purchased	11,600	70.0000	American	Nov 15, 2019
Call Options	Purchased	2,100	78.0000	American	Nov 15, 2019
Call Options	Purchased	1,700	78.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	58.0000	American	Jan 15, 2021
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	500	71.0000	American	Sep 13, 2019
Call Options	Purchased	400	70.0000	American	Oct 25, 2019
Call Options	Written	-3,100	63.0000	American	Jan 17, 2020
Call Options	Written	-6,900	93.0000	American	Jan 17, 2020
Call Options	Written	-9,400	83.0000	American	Sep 20, 2019
Call Options	Written	-20,600	90.0000	American	Jun 19, 2020
Call Options	Written	-130,000	68.0000	American	Sep 20, 2019
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Call Options	Written	-400	66.0000	American	Sep 20, 2019
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Call Options	Written	-1,100	68.0000	American	Oct 4, 2019
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Put Options	Purchased	-10,900	83.0000	American	Nov 15, 2019
Put Options	Purchased	-16,300	55.0000	American	Jan 17, 2020
Put Options	Purchased	-27,600	63.0000	American	Nov 15, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-200	78.0000	American	Nov 15, 2019
Put Options	Purchased	-700	43.0000	American	Jan 15, 2021
Put Options	Purchased	-700	68.0000	American	Oct 18, 2019
Put Options	Purchased	-1,000	58.0000	American	Sep 27, 2019
Put Options	Purchased	-1,300	73.0000	American	Oct 18, 2019
Put Options	Purchased	-1,300	65.0000	American	Sep 13, 2019
Put Options	Written	100	60.0000	American	Oct 25, 2019
Put Options	Written	100	63.0000	American	Sep 13, 2019
Put Options	Written	300,900	60.0000	American	Jan 15, 2021
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Put Options	Written	36,500	70.0000	American	Jan 17, 2020
Put Options	Written	36,500	70.0000	American	Jan 15, 1919
Put Options	Written	25,000	57.5000	American	Jan 17, 2020
Put Options	Written	5,300	78.0000	American	Jan 17, 2020
Put Options	Written	3,600	43.0000	American	Sep 20, 2019
Put Options	Written	2,000	58.0000	American	Jan 15, 2021
Put Options	Written	1,400	68.0000	American	Jun 19, 2020
Put Options	Written	1,300	45.0000	American	Jan 17, 2020
Put Options	Written	800	83.0000	American	Jan 17, 2020
Put Options	Written	800	70.0000	American	Sep 20, 2019
Call Options	Purchased	130,200	73.0000	American	Sep 20, 2019
Call Options	Purchased	16,200	68.0000	American	Sep 13, 2019
Call Options	Purchased	8,600	70.0000	American	Sep 13, 2019
Call Options	Purchased	7,600	80.0000	American	Jan 17, 2020
Call Options	Purchased	4,500	75.0000	American	Sep 20, 2019
Call Options	Purchased	4,000	55.0000	American	Jan 17, 2020
Call Options	Purchased	2,400	50.0000	American	Jun 19, 2020
Call Options	Purchased	2,300	48.0000	American	Sep 18, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	500	68.0000	American	Feb 21, 2020
Call Options	Purchased	400	58.0000	American	Sep 18, 2020
Call Options	Written	-1,800	80.0000	American	Feb 21, 2020
Call Options	Written	-2,000	80.0000	American	Sep 18, 2020
Call Options	Written	-7,300	98.0000	American	Jan 17, 2020
Call Options	Written	-9,800	110.0000	American	Jan 17, 2020
Call Options	Written	-11,300	130.0000	American	Jan 17, 2020
Call Options	Written	-11,400	83.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Written	-100	63.0000	American	Sep 13, 2019
Call Options	Written	-200	60.0000	American	Jan 15, 2021
Call Options	Written	-200	63.0000	American	Jun 19, 2020
Call Options	Written	-200	57.0000	American	Sep 13, 2019
Call Options	Written	-400	75.0000	American	Sep 18, 2020
Call Options	Written	-800	93.0000	American	Jan 15, 2021
Call Options	Written	-1,000	83.0000	American	Feb 21, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-3,100	58.0000	American	Oct 18, 2019
Put Options	Purchased	-4,300	50.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	43.0000	American	Jun 19, 2020
Put Options	Purchased	-27,700	60.0000	American	Jan 17, 2020
Put Options	Purchased	-500	48.0000	American	Nov 15, 2019
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Written	100	73.0000	American	Sep 18, 2020
Put Options	Written	28,300	63.0000	American	Jun 19, 2020
Put Options	Written	13,400	43.0000	American	Feb 21, 2020
Put Options	Written	8,200	63.0000	American	Jan 17, 2020
Put Options	Written	3,000	63.0000	American	Feb 21, 2020
Put Options	Written	400	40.0000	American	Sep 20, 2019
Put Options	Written	300	78.0000	American	Sep 18, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	30,200	63.0000	American	Sep 20, 2019
Call Options	Purchased	18,000	73.0000	American	Jan 17, 2020
Call Options	Purchased	3,000	70.0000	American	Feb 21, 2020
Call Options	Purchased	2,700	73.0000	American	Oct 18, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Call Options	Written	-2,200	85.0000	American	Sep 18, 2020
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-10,900	70.0000	American	Sep 20, 2019
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Call Options	Written	-14,600	88.0000	American	Nov 15, 2019
Call Options	Written	-100	68.0000	American	Sep 18, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Written	-500	83.0000	American	Jun 19, 2020
Call Options	Written	-600	73.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,000	78.0000	American	Jun 19, 2020
Call Options	Written	-1,700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	70.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-4,000	60.0000	American	Oct 18, 2019
Put Options	Purchased	-4,500	58.0000	American	Jan 17, 2020
Put Options	Purchased	-39,400	68.0000	American	Nov 15, 2019
Put Options	Purchased	-100	61.0000	American	Sep 13, 2019
Put Options	Purchased	-900	55.0000	American	Nov 15, 2019
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Put Options	Written	100	60.0000	American	Sep 27, 2019
Put Options	Written	151,000	65.0000	American	Jun 19, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Put Options	Written	900	66.0000	American	Sep 20, 2019
Put Options	Written	300	80.0000	American	Jun 19, 2020
Call Options	Purchased	100	65.0000	American	Jan 17, 2020
Call Options	Purchased	100	72.0000	American	Sep 27, 2019
Call Options	Purchased	9,800	68.0000	American	Jan 17, 2020
Call Options	Purchased	5,600	73.0000	American	Nov 15, 2019
Call Options	Purchased	5,300	67.0000	American	Sep 13, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,600	70.0000	American	Jan 15, 2021
Call Options	Purchased	1,200	58.0000	American	Jun 19, 2020
Call Options	Purchased	900	68.0000	American	Sep 20, 2019
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	500	71.0000	American	Sep 27, 2019
Call Options	Written	-1,700	68.0000	American	Sep 27, 2019
Call Options	Written	-2,100	98.0000	American	Jun 19, 2020
Call Options	Written	-3,400	95.0000	American	Sep 20, 2019
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Call Options	Written	-10,900	80.0000	American	Sep 20, 2019
Call Options	Written	-13,600	100.0000	American	Jan 15, 2021
Call Options	Written	-15,500	88.0000	American	Jan 17, 2020
Call Options	Written	-17,000	85.0000	American	Nov 15, 2019
Call Options	Written	-35,500	90.0000	American	Sep 20, 2019
Call Options	Written	-52,600	65.0000	American	Sep 20, 2019
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Call Options	Written	-100	75.0000	American	Jun 19, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-400	68.0000	American	Sep 13, 2019
Call Options	Written	-800	67.0000	American	Sep 20, 2019
Call Options	Written	-900	75.0000	American	Jan 17, 2020
Call Options	Written	-900	69.0000	American	Sep 20, 2019
Call Options	Written	-1,400	66.0000	American	Sep 27, 2019
Put Options	Purchased	-2,300	65.0000	American	Sep 27, 2019
Put Options	Purchased	-2,600	65.0000	American	Nov 15, 2019
Put Options	Purchased	-2,800	43.0000	American	Jan 17, 2020
Put Options	Purchased	-3,600	70.0000	American	Sep 20, 2019
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Put Options	Purchased	-5,900	75.0000	American	Jan 17, 2020
Put Options	Purchased	-49,200	60.0000	American	Sep 20, 2019
Put Options	Purchased	-300	78.0000	American	Feb 21, 2020
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Put Options	Purchased	-800	73.0000	American	Jan 17, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Put Options	Purchased	-1,100	60.0000	American	Feb 21, 2020
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Put Options	Written	200	88.0000	American	Nov 15, 2019
Put Options	Written	100	67.0000	American	Sep 20, 2019
Put Options	Written	32,800	58.0000	American	Jun 19, 2020
Put Options	Written	4,100	85.0000	American	Jan 17, 2020
Put Options	Written	3,000	58.0000	American	Sep 20, 2019
Put Options	Written	2,900	68.0000	American	Sep 13, 2019
Put Options	Written	2,700	70.0000	American	Sep 13, 2019
Put Options	Written	2,100	45.0000	American	Sep 20, 2019
Put Options	Written	1,000	48.0000	American	Sep 20, 2019
Put Options	Written	1,000	64.0000	American	Sep 13, 2019
Put Options	Written	900	61.0000	American	Sep 20, 2019
Put Options	Written	600	55.0000	American	Feb 21, 2020
Put Options	Written	500	64.0000	American	Sep 27, 2019
Put Options	Written	400	73.0000	American	Nov 15, 2019
Put Options	Written	300	63.0000	American	Sep 18, 2020
Put Options	Written	300	70.0000	American	Feb 21, 2020
Call Options	Purchased	100	63.0000	American	Sep 18, 2020
Call Options	Purchased	100	69.0000	American	Sep 27, 2019
Call Options	Purchased	18,200	70.0000	American	Jan 17, 2020
Call Options	Purchased	18,100	60.0000	American	Jan 17, 2020
Call Options	Purchased	13,300	80.0000	American	Nov 15, 2019
Call Options	Purchased	5,600	65.0000	American	Nov 15, 2019
Call Options	Purchased	3,000	55.0000	American	Feb 21, 2020
Call Options	Purchased	2,800	68.0000	American	Oct 18, 2019
Call Options	Purchased	1,900	69.0000	American	Sep 13, 2019
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	67.0000	American	Oct 11, 2019
Call Options	Purchased	1,000	64.0000	American	Oct 11, 2019
Call Options	Written	-2,100	78.0000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Call Options	Written	-3,700	93.0000	American	Sep 20, 2019
Call Options	Written	-7,500	110.0000	American	Sep 20, 2019
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Call Options	Written	-200	78.0000	American	Sep 18, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Call Options	Written	-500	63.0000	American	Oct 18, 2019
Call Options	Written	-700	68.0000	American	Jun 19, 2020
Call Options	Written	-1,300	93.0000	American	Jun 19, 2020
Call Options	Written	-1,400	90.0000	American	Sep 18, 2020
Call Options	Written	-1,500	93.0000	American	Nov 15, 2019
Put Options	Purchased	-1,900	58.0000	American	Nov 15, 2019
Put Options	Purchased	-2,000	63.0000	American	Sep 20, 2019
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	68.0000	American	Jan 15, 2021
Put Options	Purchased	-6,300	70.0000	American	Jan 17, 2020
Put Options	Purchased	-57,700	65.0000	American	Sep 20, 2019
Put Options	Purchased	-100	48.0000	American	Jan 17, 2020
Put Options	Purchased	-100	62.0000	American	Sep 20, 2019
Put Options	Purchased	-600	43.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	62.0000	American	Sep 13, 2019
Put Options	Written	100	78.0000	American	Jan 15, 2021
Put Options	Written	100	80.0000	American	Nov 15, 2019
Put Options	Written	30,300	70.0000	American	Jun 19, 2020
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Put Options	Written	1,500	73.0000	American	Sep 20, 2019
Put Options	Written	1,000	68.0000	American	Feb 21, 2020
Put Options	Written	400	33.0000	American	Sep 18, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	100	78.0000	American	Feb 21, 2020
Call Options	Purchased	34,500	66.0000	American	Sep 20, 2019
Call Options	Purchased	9,900	75.0000	American	Nov 15, 2019
Call Options	Purchased	4,700	75.0000	American	Oct 18, 2019
Call Options	Purchased	3,300	75.0000	American	Feb 21, 2020
Call Options	Purchased	1,700	78.0000	American	Oct 18, 2019
Call Options	Purchased	800	65.0000	American	Sep 13, 2019
Call Options	Purchased	400	68.0000	American	Oct 4, 2019
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-2,200	83.0000	American	Jan 15, 2021
Call Options	Written	-2,400	66.0000	American	Sep 13, 2019
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-25,000	82.5000	American	Jan 17, 2020
Call Options	Written	-29,100	78.0000	American	Sep 20, 2019
Call Options	Written	-74,600	85.0000	American	Sep 20, 2019
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-100	85.0000	American	Feb 21, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-200	65.0000	American	Jan 15, 2021
Call Options	Written	-300	72.0000	American	Sep 20, 2019
Call Options	Written	-300	63.0000	American	Sep 20, 2019
Call Options	Written	-1,000	100.0000	American	Sep 20, 2019
Put Options	Purchased	-25,900	68.0000	American	Sep 20, 2019
Put Options	Purchased	-100	73.0000	American	Feb 21, 2020
Put Options	Purchased	-100	64.0000	American	Sep 20, 2019
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Put Options	Purchased	-500	48.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	67.0000	American	Sep 27, 2019
Put Options	Purchased	-1,400	68.0000	American	Jan 17, 2020
Put Options	Purchased	-1,400	70.0000	American	Oct 18, 2019
Put Options	Purchased	-1,500	66.0000	American	Sep 27, 2019
Put Options	Written	100	70.0000	American	Oct 11, 2019
Put Options	Written	180,000	60.0000	American	Sep 20, 2019
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	5,700	67.0000	American	Sep 13, 2019
Put Options	Written	1,000	83.0000	American	Jan 15, 2021
Put Options	Written	800	65.0000	American	Sep 13, 2019
Call Options	Purchased	17,000	68.0000	American	Nov 15, 2019
Call Options	Purchased	7,300	70.0000	American	Oct 18, 2019
Call Options	Purchased	2,700	85.0000	American	Jun 19, 2020
Call Options	Purchased	2,600	60.0000	American	Sep 20, 2019
Call Options	Purchased	2,100	50.0000	American	Jan 17, 2020
Call Options	Purchased	2,000	80.0000	American	Jun 19, 2020
Call Options	Purchased	400	48.0000	American	Jun 19, 2020
Call Options	Purchased	400	83.0000	American	Nov 15, 2019
Call Options	Written	-1,900	98.0000	American	Jan 15, 2021
Call Options	Written	-2,200	63.0000	American	Feb 21, 2020
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-13,500	85.0000	American	Jan 17, 2020
Call Options	Written	-13,800	90.0000	American	Nov 15, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Call Options	Written	-300	93.0000	American	Sep 18, 2020
Call Options	Written	-500	88.0000	American	Jun 19, 2020
Call Options	Written	-900	100.0000	American	Nov 15, 2019
Call Options	Written	-900	71.0000	American	Sep 20, 2019
Put Options	Purchased	-1,800	61.0000	American	Sep 20, 2019
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Put Options	Purchased	-7,300	70.0000	American	Nov 15, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-9,500	73.0000	American	Jan 15, 2021
Put Options	Purchased	-14,800	60.0000	American	Nov 15, 2019
Put Options	Purchased	-100	68.0000	American	Sep 18, 2020
Put Options	Purchased	-200	88.0000	American	Jan 17, 2020
Put Options	Purchased	-300	43.0000	American	Nov 15, 2019
Put Options	Purchased	-500	67.0000	American	Oct 4, 2019
Put Options	Purchased	-600	50.0000	American	Sep 20, 2019
Put Options	Purchased	-800	93.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	48.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	62.0000	American	Oct 11, 2019
Put Options	Written	200	59.0000	American	Sep 27, 2019
Put Options	Written	100	70.0000	American	Oct 4, 2019
Put Options	Written	25,000	58.0000	American	Jan 15, 1919
Put Options	Written	17,600	63.0000	American	Oct 18, 2019
Put Options	Written	15,900	65.0000	American	Oct 18, 2019
Put Options	Written	4,000	60.0000	American	Oct 11, 2019
Put Options	Written	3,700	75.0000	American	Sep 20, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	1,000	66.0000	American	Sep 27, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	5,100	70.0000	American	Sep 27, 2019
Call Options	Purchased	3,600	73.0000	American	Feb 21, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	1,200	68.0000	American	Sep 27, 2019
Call Options	Purchased	400	69.0000	American	Sep 20, 2019
Call Options	Purchased	300	67.0000	American	Sep 27, 2019
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-3,500	80.0000	American	Jan 15, 2021
Call Options	Written	-5,000	100.0000	American	Sep 18, 2020
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Call Options	Written	-6,400	88.0000	American	Sep 20, 2019
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Call Options	Written	-13,300	90.0000	American	Jan 17, 2020
Call Options	Written	-25,000	83.0000	American	Jan 15, 1919
Call Options	Written	-400	105.0000	American	Sep 20, 2019
Call Options	Written	-1,000	88.0000	American	Jan 15, 2021
Call Options	Written	-1,000	69.0000	American	Oct 4, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190913005272/en/