FORM 8.3 - ABBVIE INC
BARCLAYS PLC
Â
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ABBVIE INC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 09 September 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
2,768,147 |
0.19% |
3,204,763 |
0.22% |
||
 | |||||
(2) |
Derivatives (other than options): | ||||
1,718,260 |
0.12% |
36,494 |
0.00% |
||
 | |||||
(3) |
Options and agreements to | ||||
purchase/sell: | 1,961,800 |
0.13% |
1,459,300 |
0.10% |
|
 | |||||
TOTAL: | |||||
6,448,207 |
0.44% |
4,700,557 |
0.32% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
 |
Number |
 |
(%) |
Number |
 |
(%) |
(1) Relevant securities |
 |
 |
||||
 (2) Derivatives (other than options) |
 |
 |
||||
 (3) Options and agreements to purchase/sell |
 |
 |
||||
Total |
 |
  |
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale | Number of relevant securities |
Price per unit |
Purchase | 18 |
66.6900 USD |
Purchase | 94 |
66.7800 USD |
Purchase | 100 |
66.9500 USD |
Purchase | 100 |
67.1600 USD |
Purchase | 100 |
66.6575 USD |
Purchase | 100 |
67.3000 USD |
Purchase | 100 |
67.2900 USD |
Purchase | 104 |
67.3100 USD |
Purchase | 115 |
66.7656 USD |
Purchase | 121 |
67.1492 USD |
Purchase | 160 |
66.8141 USD |
Purchase | 200 |
66.7200 USD |
Purchase | 200 |
67.2625 USD |
Purchase | 200 |
67.9700 USD |
Purchase | 222 |
66.5547 USD |
Purchase | 230 |
67.2971 USD |
Purchase | 300 |
66.6450 USD |
Purchase | 363 |
66.7192 USD |
Purchase | 400 |
66.6850 USD |
Purchase | 400 |
66.7275 USD |
Purchase | 400 |
66.7887 USD |
Purchase | 400 |
66.8100 USD |
Purchase | 402 |
66.9809 USD |
Purchase | 466 |
66.7750 USD |
Purchase | 600 |
66.8133 USD |
Purchase | 600 |
66.7658 USD |
Purchase | 600 |
66.8600 USD |
Purchase | 610 |
66.7550 USD |
Purchase | 618 |
67.2781 USD |
Purchase | 750 |
66.6853 USD |
Purchase | 774 |
66.8000 USD |
Purchase | 794 |
66.7912 USD |
Purchase | 800 |
66.7575 USD |
Purchase | 870 |
66.9952 USD |
Purchase | 1,265 |
66.8949 USD |
Purchase | 1,300 |
66.7965 USD |
Purchase | 1,326 |
66.7024 USD |
Purchase | 1,328 |
66.7702 USD |
Purchase | 1,399 |
66.8314 USD |
Purchase | 1,400 |
66.7239 USD |
Purchase | 1,501 |
66.7605 USD |
Purchase | 1,585 |
67.0137 USD |
Purchase | 1,694 |
67.2806 USD |
Purchase | 1,885 |
66.7066 USD |
Purchase | 2,000 |
66.7650 USD |
Purchase | 2,531 |
66.8813 USD |
Purchase | 2,735 |
66.7106 USD |
Purchase | 2,800 |
66.6895 USD |
Purchase | 2,850 |
66.9329 USD |
Purchase | 3,200 |
67.2272 USD |
Purchase | 4,070 |
66.9318 USD |
Purchase | 4,627 |
66.7608 USD |
Purchase | 4,950 |
66.6818 USD |
Purchase | 5,154 |
67.2849 USD |
Purchase | 5,477 |
66.7492 USD |
Purchase | 5,815 |
66.7801 USD |
Purchase | 7,007 |
66.7633 USD |
Purchase | 7,304 |
66.7659 USD |
Purchase | 7,376 |
66.7924 USD |
Purchase | 7,552 |
66.8083 USD |
Purchase | 8,725 |
66.7921 USD |
Purchase | 10,500 |
66.9864 USD |
Purchase | 10,763 |
66.7648 USD |
Purchase | 11,649 |
66.7461 USD |
Purchase | 19,956 |
66.9554 USD |
Purchase | 22,600 |
66.9218 USD |
Purchase | 23,906 |
66.7997 USD |
Purchase | 32,890 |
66.8328 USD |
Purchase | 34,534 |
66.9278 USD |
Purchase | 37,139 |
67.1538 USD |
Purchase | 39,208 |
66.7478 USD |
Purchase | 45,000 |
66.7872 USD |
Purchase | 49,558 |
66.7101 USD |
Purchase | 54,010 |
66.8649 USD |
Purchase | 56,654 |
66.8650 USD |
Purchase | 62,200 |
66.8325 USD |
Purchase | 72,611 |
66.7000 USD |
Purchase | 95,998 |
66.7816 USD |
Purchase | 555,921 |
66.7014 USD |
Sale | 25 |
67.0900 USD |
Sale | 66 |
66.7750 USD |
Sale | 74 |
66.8000 USD |
Sale | 82 |
66.7181 USD |
Sale | 100 |
66.7250 USD |
Sale | 100 |
66.9400 USD |
Sale | 100 |
66.8550 USD |
Sale | 100 |
67.1500 USD |
Sale | 109 |
66.7640 USD |
Sale | 160 |
66.8141 USD |
Sale | 173 |
66.6535 USD |
Sale | 200 |
66.5175 USD |
Sale | 200 |
67.4500 USD |
Sale | 200 |
67.3850 USD |
Sale | 200 |
66.8400 USD |
Sale | 200 |
67.3650 USD |
Sale | 200 |
67.0373 USD |
Sale | 271 |
66.6976 USD |
Sale | 300 |
67.4466 USD |
Sale | 300 |
67.0600 USD |
Sale | 300 |
67.0666 USD |
Sale | 300 |
66.6566 USD |
Sale | 300 |
67.1700 USD |
Sale | 330 |
66.6745 USD |
Sale | 338 |
66.7369 USD |
Sale | 400 |
67.0800 USD |
Sale | 400 |
67.2450 USD |
Sale | 474 |
66.7514 USD |
Sale | 600 |
66.6275 USD |
Sale | 635 |
66.7683 USD |
Sale | 657 |
67.2938 USD |
Sale | 704 |
67.3395 USD |
Sale | 737 |
67.2581 USD |
Sale | 760 |
66.8181 USD |
Sale | 900 |
67.2400 USD |
Sale | 906 |
66.6088 USD |
Sale | 942 |
66.7264 USD |
Sale | 955 |
67.3724 USD |
Sale | 1,054 |
66.6277 USD |
Sale | 1,298 |
66.6664 USD |
Sale | 1,300 |
66.6779 USD |
Sale | 1,371 |
67.2922 USD |
Sale | 1,485 |
66.7943 USD |
Sale | 1,487 |
67.2705 USD |
Sale | 1,624 |
67.1703 USD |
Sale | 1,991 |
66.8528 USD |
Sale | 2,000 |
67.3035 USD |
Sale | 2,115 |
66.7900 USD |
Sale | 2,200 |
66.7436 USD |
Sale | 2,450 |
66.6634 USD |
Sale | 2,552 |
66.7133 USD |
Sale | 4,000 |
66.7145 USD |
Sale | 4,157 |
67.0879 USD |
Sale | 5,033 |
67.1169 USD |
Sale | 7,300 |
67.1671 USD |
Sale | 8,000 |
67.2844 USD |
Sale | 9,778 |
66.8903 USD |
Sale | 10,300 |
66.8145 USD |
Sale | 13,218 |
66.8736 USD |
Sale | 16,820 |
67.1966 USD |
Sale | 17,600 |
66.7836 USD |
Sale | 18,800 |
66.7630 USD |
Sale | 27,204 |
66.7047 USD |
Sale | 42,400 |
66.8573 USD |
Sale | 45,151 |
66.7007 USD |
Sale | 57,500 |
66.8368 USD |
Sale | 81,457 |
66.7680 USD |
Sale | 177,954 |
66.8275 USD |
Sale | 601,707 |
66.7000 USD |
Sale | 686,254 |
66.7305 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
 |
 |
 |
 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number |
Exercise |
Type |
Expiry |
Option |
purchasing, | of |
price |
 |
date |
money |
|
selling, | securities |
 |
 |
 |
paid/ |
|
varying etc | to which |
 |
 |
 |
received |
|
option |
 |
 |
 |
 |
||
relates |
 |
 |
 |
 |
||
Call Option | Purchasing | 100 |
68 USD |
American |
20 Sep 2019 |
0.6900 USD |
Call Option | Purchasing | 200 |
69 USD |
American |
20 Sep 2019 |
0.3600 USD |
Call Option | Purchasing | 200 |
69 USD |
American |
20 Sep 2019 |
0.8000 USD |
Call Option | Purchasing | 300 |
70 USD |
American |
20 Sep 2019 |
0.1900 USD |
Call Option | Purchasing | 100 |
70 USD |
American |
18 Oct 2019 |
0.6700 USD |
Call Option | Purchasing | 300 |
73 USD |
American |
17 Jan 2020 |
1.4600 USD |
Call Option | Purchasing | 200 |
73 USD |
American |
21 Feb 2020 |
1.8000 USD |
Call Option | Selling | 100 |
63 USD |
American |
13 Sep 2019 |
3.8000 USD |
Call Option | Selling | 200 |
63 USD |
American |
19 Jun 2020 |
7.3000 USD |
Call Option | Selling | 64,000 |
65 USD |
American |
20 Sep 2019 |
2.3001 USD |
Call Option | Selling | 8,200 |
66 USD |
American |
13 Sep 2019 |
1.2413 USD |
Call Option | Selling | 100 |
66 USD |
American |
27 Sep 2019 |
2.1000 USD |
Call Option | Selling | 800 |
67 USD |
American |
13 Sep 2019 |
0.4675 USD |
Call Option | Selling | 500 |
67 USD |
American |
20 Sep 2019 |
1.0920 USD |
Call Option | Selling | 500 |
67 USD |
American |
20 Sep 2019 |
1.2420 USD |
Call Option | Selling | 8,400 |
68 USD |
American |
20 Sep 2019 |
0.8097 USD |
Call Option | Selling | 1,000 |
68 USD |
American |
27 Sep 2019 |
0.8500 USD |
Call Option | Selling | 1,000 |
68 USD |
American |
4 Oct 2019 |
1.2000 USD |
Call Option | Selling | 300 |
68 USD |
American |
15 Nov 2019 |
2.8800 USD |
Call Option | Selling | 200 |
68 USD |
American |
21 Feb 2020 |
3.6200 USD |
Call Option | Selling | 500 |
69 USD |
American |
13 Sep 2019 |
0.1600 USD |
Call Option | Selling | 200 |
69 USD |
American |
20 Sep 2019 |
0.3400 USD |
Call Option | Selling | 1,000 |
69 USD |
American |
4 Oct 2019 |
0.9100 USD |
Call Option | Selling | 10,700 |
70 USD |
American |
20 Sep 2019 |
0.1659 USD |
Call Option | Selling | 200 |
80 USD |
American |
17 Jan 2020 |
0.3500 USD |
Call Option | Selling | 500 |
88 USD |
American |
15 Jan 2021 |
1.3000 USD |
Put Option | Purchasing | 2,000 |
58 USD |
American |
17 Jan 2020 |
1.4600 USD |
Put Option | Purchasing | 600 |
60 USD |
American |
18 Oct 2019 |
0.4866 USD |
Put Option | Purchasing | 200 |
60 USD |
American |
15 Nov 2019 |
1.0850 USD |
Put Option | Purchasing | 1,000 |
67 USD |
American |
27 Sep 2019 |
1.6300 USD |
Put Option | Purchasing | 100 |
68 USD |
American |
13 Sep 2019 |
0.7300 USD |
Put Option | Purchasing | 300 |
68 USD |
American |
20 Sep 2019 |
1.2000 USD |
Put Option | Purchasing | 300 |
68 USD |
American |
15 Nov 2019 |
3.2000 USD |
Put Option | Purchasing | 800 |
71 USD |
American |
20 Sep 2019 |
4.2000 USD |
Put Option | Purchasing | 100 |
75 USD |
American |
20 Sep 2019 |
7.0700 USD |
Put Option | Selling | 100 |
60 USD |
American |
18 Sep 2020 |
5.0500 USD |
Put Option | Selling | 300 |
63 USD |
American |
20 Sep 2019 |
0.1200 USD |
Put Option | Selling | 1,000 |
65 USD |
American |
13 Sep 2019 |
0.1400 USD |
Put Option | Selling | 800 |
65 USD |
American |
13 Sep 2019 |
0.1912 USD |
Put Option | Selling | 200 |
66 USD |
American |
13 Sep 2019 |
0.2900 USD |
Put Option | Selling | 2,000 |
66 USD |
American |
13 Sep 2019 |
0.4365 USD |
Put Option | Selling | 1,000 |
66 USD |
American |
27 Sep 2019 |
1.1600 USD |
Put Option | Selling | 100 |
67 USD |
American |
20 Sep 2019 |
1.0400 USD |
Put Option | Selling | 100 |
67 USD |
American |
27 Sep 2019 |
1.3200 USD |
Put Option | Selling | 800 |
70 USD |
American |
20 Sep 2019 |
3.3000 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
 |
 |
 |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
 |
 |
  |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 10 Sep 2019 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | Â |
If a connected EFM, state nature of connection | Â |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of |
Exercise |
Type |
Expiry |
purchased | relevant securities |
price |
 |
date |
|
to which the option |
 |
 |
 |
||
or derivative |
 |
 |
 |
||
relates |
 |
 |
 |
||
Put Options | Written | 21,000 |
62.5000 |
American |
Oct 18, 2019 |
Call Options | Purchased | 100 |
71.0000 |
American |
Sep 13, 2019 |
Put Options | Written | 200 |
75.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 9,500 |
60.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 1,000 |
66.5000 |
American |
Oct 11, 2019 |
Put Options | Written | 100 |
80.0000 |
American |
Sep 18, 2020 |
Put Options | Written | 350,000 |
65.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 400 |
82.5000 |
American |
Nov 15, 2019 |
Put Options | Written | 1,100 |
85.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 1,000 |
82.5000 |
American |
Jan 15, 2021 |
Put Options | Written | 900 |
60.5000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 6,800 |
70.0000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 4,100 |
72.5000 |
American |
Feb 21, 2020 |
Put Options | Written | 800 |
82.5000 |
American |
Jan 17, 2020 |
Put Options | Written | 500 |
50.0000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 200 |
55.0000 |
American |
Sep 18, 2020 |
Put Options | Written | 5,300 |
77.5000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 5,600 |
72.5000 |
American |
Nov 15, 2019 |
Put Options | Written | 1,700 |
66.0000 |
American |
Sep 13, 2019 |
Call Options | Purchased | 700 |
50.0000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 100 |
72.5000 |
American |
Sep 18, 2020 |
Call Options | Written | -1,000 |
68.0000 |
American |
Oct 4, 2019 |
Call Options | Written | -1,500 |
130.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -1,000 |
68.5000 |
American |
Oct 4, 2019 |
Put Options | Purchased | -500 |
67.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -3,600 |
50.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -5,100 |
47.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -7,300 |
97.5000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -1,900 |
55.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -9,700 |
50.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -600 |
55.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -600 |
65.0000 |
American |
Feb 21, 2020 |
Put Options | Purchased | -4,200 |
65.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -4,500 |
57.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -300 |
120.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -300 |
92.5000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -1,000 |
130.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -3,000 |
135.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -1,900 |
57.5000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -700 |
65.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -20,600 |
90.0000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -300 |
75.0000 |
American |
Feb 21, 2020 |
Put Options | Purchased | -900 |
75.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -400 |
66.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -600 |
105.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -900 |
135.0000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 130,100 |
72.5000 |
American |
Sep 20, 2019 |
Put Options | Written | 100 |
63.0000 |
American |
Sep 13, 2019 |
Call Options | Purchased | 30,200 |
62.5000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 2,400 |
50.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 13,400 |
42.5000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 4,000 |
55.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 1,300 |
45.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 49,600 |
95.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 1,300 |
55.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 73,000 |
70.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 50,000 |
57.5000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 7,600 |
80.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 300 |
62.5000 |
American |
Sep 18, 2020 |
Put Options | Written | 300,900 |
60.0000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 4,500 |
75.0000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 4,600 |
68.0000 |
American |
Sep 13, 2019 |
Put Options | Written | 2,000 |
57.5000 |
American |
Jan 15, 2021 |
Put Options | Written | 1,500 |
72.5000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 1,000 |
145.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 500 |
67.5000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 1,700 |
77.5000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -100 |
95.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -200 |
60.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -500 |
66.5000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -2,600 |
55.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -2,300 |
80.0000 |
American |
Feb 21, 2020 |
Put Options | Purchased | -16,300 |
55.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -11,300 |
130.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -18,200 |
110.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -100 |
120.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -800 |
69.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -2,000 |
80.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -10,900 |
82.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -200 |
57.0000 |
American |
Sep 13, 2019 |
Call Options | Written | -400 |
75.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -1,600 |
62.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -100 |
63.0000 |
American |
Sep 13, 2019 |
Call Options | Written | -3,700 |
92.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -9,800 |
110.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -200 |
77.5000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -1,000 |
47.5000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 16,400 |
72.5000 |
American |
Jan 17, 2020 |
Put Options | Written | 400 |
40.0000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 2,300 |
60.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 400 |
70.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 8,200 |
62.5000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 2,500 |
60.0000 |
American |
Feb 21, 2020 |
Put Options | Written | 200 |
87.5000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 1,000 |
60.0000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 2,800 |
70.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 100 |
105.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -500 |
95.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -600 |
42.5000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -1,000 |
50.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -100 |
72.5000 |
American |
Feb 21, 2020 |
Call Options | Written | -132,400 |
67.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -12,100 |
95.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -25,900 |
67.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -100 |
67.5000 |
American |
Sep 18, 2020 |
Call Options | Written | -400 |
110.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -1,000 |
77.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -2,200 |
85.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -600 |
55.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -14,600 |
87.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -800 |
125.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -1,900 |
115.0000 |
American |
Sep 18, 2020 |
Call Options | Written | -1,600 |
75.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -1,500 |
92.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -600 |
64.5000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -2,000 |
45.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -27,800 |
60.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -500 |
70.0000 |
American |
Sep 13, 2019 |
Put Options | Purchased | -1,600 |
110.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -4,300 |
50.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -2,600 |
105.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -1,300 |
65.5000 |
American |
Sep 27, 2019 |
Put Options | Purchased | -200 |
66.5000 |
American |
Sep 13, 2019 |
Call Options | Written | -11,200 |
70.0000 |
American |
Sep 20, 2019 |
Call Options | Written | -1,900 |
97.5000 |
American |
Jan 15, 2021 |
Put Options | Written | 1,000 |
47.5000 |
American |
Sep 20, 2019 |
Put Options | Written | 900 |
66.0000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 100 |
71.5000 |
American |
Sep 27, 2019 |
Call Options | Purchased | 2,100 |
77.5000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 1,600 |
70.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 32,800 |
57.5000 |
American |
Jun 19, 2020 |
Put Options | Written | 800 |
69.5000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 3,200 |
55.0000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 400 |
68.5000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 300 |
67.0000 |
American |
Sep 13, 2019 |
Put Options | Written | 3,600 |
42.5000 |
American |
Sep 20, 2019 |
Put Options | Written | 3,000 |
62.5000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 500 |
71.0000 |
American |
Sep 27, 2019 |
Call Options | Purchased | 300 |
67.5000 |
American |
Nov 15, 2019 |
Put Options | Written | 100 |
60.0000 |
American |
Sep 27, 2019 |
Put Options | Written | 300 |
80.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 100 |
66.5000 |
American |
Sep 13, 2019 |
Call Options | Purchased | 800 |
155.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 151,000 |
65.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 125,000 |
80.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 400 |
32.5000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 200 |
68.0000 |
American |
Sep 20, 2019 |
Put Options | Written | 100 |
77.5000 |
American |
Jan 15, 2021 |
Call Options | Written | -1,900 |
75.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -2,100 |
97.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -10,900 |
80.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -2,800 |
42.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -1,700 |
68.0000 |
American |
Sep 27, 2019 |
Put Options | Purchased | -900 |
55.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -3,400 |
95.0000 |
American |
Sep 20, 2019 |
Call Options | Written | -5,100 |
85.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -100 |
64.5000 |
American |
Sep 27, 2019 |
Call Options | Written | -500 |
82.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -700 |
67.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -2,200 |
40.0000 |
American |
Sep 18, 2020 |
Call Options | Written | -6,900 |
105.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -300 |
67.0000 |
American |
Sep 20, 2019 |
Call Options | Written | -17,000 |
85.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -35,500 |
90.0000 |
American |
Sep 20, 2019 |
Call Options | Written | -800 |
92.5000 |
American |
Jan 15, 2021 |
Call Options | Written | -52,000 |
65.0000 |
American |
Sep 20, 2019 |
Call Options | Written | -100 |
75.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -1,000 |
82.5000 |
American |
Feb 21, 2020 |
Put Options | Purchased | -100 |
61.0000 |
American |
Sep 13, 2019 |
Put Options | Purchased | -1,200 |
72.5000 |
American |
Oct 18, 2019 |
Call Options | Written | -400 |
68.5000 |
American |
Sep 13, 2019 |
Call Options | Written | -13,600 |
100.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -75,000 |
70.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -1,000 |
105.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -4,100 |
115.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -100 |
66.0000 |
American |
Sep 27, 2019 |
Put Options | Purchased | -100 |
67.5000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -2,200 |
70.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -3,300 |
60.0000 |
American |
Oct 18, 2019 |
Call Options | Written | -300 |
110.0000 |
American |
Sep 18, 2020 |
Call Options | Written | -400 |
69.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -5,000 |
42.5000 |
American |
Jun 19, 2020 |
Put Options | Written | 500 |
64.0000 |
American |
Sep 27, 2019 |
Call Options | Purchased | 300 |
65.0000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 1,400 |
65.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 400 |
70.5000 |
American |
Sep 13, 2019 |
Call Options | Purchased | 100 |
69.0000 |
American |
Sep 27, 2019 |
Put Options | Written | 2,100 |
45.0000 |
American |
Sep 20, 2019 |
Put Options | Written | 300 |
70.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 16,300 |
70.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 28,300 |
62.5000 |
American |
Jun 19, 2020 |
Put Options | Written | 600 |
55.0000 |
American |
Feb 21, 2020 |
Put Options | Written | 300 |
77.5000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 13,200 |
80.0000 |
American |
Nov 15, 2019 |
Put Options | Written | 4,100 |
85.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 18,100 |
60.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 3,000 |
55.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 1,000 |
64.0000 |
American |
Oct 11, 2019 |
Call Options | Purchased | 400 |
47.5000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 100 |
62.5000 |
American |
Sep 18, 2020 |
Put Options | Written | 1,000 |
64.0000 |
American |
Sep 13, 2019 |
Put Options | Purchased | -700 |
42.5000 |
American |
Jan 15, 2021 |
Call Options | Written | -1,300 |
92.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -1,400 |
45.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -300 |
130.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -400 |
72.5000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -1,100 |
60.0000 |
American |
Feb 21, 2020 |
Call Options | Written | -7,500 |
110.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -2,700 |
72.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -600 |
72.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -800 |
50.0000 |
American |
Feb 21, 2020 |
Call Options | Written | -1,400 |
90.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -5,900 |
75.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -2,500 |
185.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -900 |
60.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -1,100 |
80.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -2,300 |
115.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -100,100 |
120.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -3,000 |
67.5000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -49,200 |
60.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -3,600 |
70.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -5,000 |
35.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -1,200 |
65.0000 |
American |
Sep 27, 2019 |
Put Options | Purchased | -1,200 |
65.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -2,700 |
125.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -3,100 |
57.5000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -500 |
47.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -3,100 |
145.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 30,300 |
70.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 4,300 |
75.0000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 34,500 |
66.0000 |
American |
Sep 20, 2019 |
Put Options | Written | 6,100 |
80.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 1,300 |
75.0000 |
American |
Feb 21, 2020 |
Put Options | Written | 100 |
80.0000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 800 |
65.0000 |
American |
Sep 13, 2019 |
Call Options | Purchased | 4,600 |
75.0000 |
American |
Oct 18, 2019 |
Call Options | Purchased | 6,500 |
67.5000 |
American |
Jan 17, 2020 |
Put Options | Written | 300 |
35.0000 |
American |
Sep 18, 2020 |
Put Options | Written | 1,500 |
45.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -100 |
90.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -100 |
47.5000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -9,500 |
72.5000 |
American |
Jan 15, 2021 |
Call Options | Written | -74,600 |
85.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -800 |
70.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -18,100 |
95.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -61,400 |
82.5000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -57,800 |
65.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -200 |
87.5000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -300 |
42.5000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -800 |
92.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -2,100 |
40.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -100 |
180.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -1,300 |
64.5000 |
American |
Sep 13, 2019 |
Call Options | Written | -2,100 |
115.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -200 |
62.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -1,000 |
62.0000 |
American |
Sep 13, 2019 |
Call Options | Written | -6,400 |
87.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -300 |
72.0000 |
American |
Sep 20, 2019 |
Call Options | Written | -500 |
87.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -9,700 |
66.0000 |
American |
Sep 13, 2019 |
Call Options | Written | -100 |
85.0000 |
American |
Feb 21, 2020 |
Put Options | Purchased | -100 |
62.0000 |
American |
Sep 20, 2019 |
Call Options | Written | -200 |
65.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -6,300 |
70.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -9,400 |
82.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -24,100 |
77.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -2,200 |
62.5000 |
American |
Feb 21, 2020 |
Call Options | Written | -1,000 |
100.0000 |
American |
Sep 20, 2019 |
Call Options | Written | -2,000 |
150.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 2,700 |
85.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 2,300 |
47.5000 |
American |
Sep 18, 2020 |
Put Options | Written | 1,000 |
67.5000 |
American |
Feb 21, 2020 |
Put Options | Written | 1,400 |
67.5000 |
American |
Jun 19, 2020 |
Put Options | Written | 800 |
65.0000 |
American |
Sep 13, 2019 |
Call Options | Purchased | 4,600 |
70.0000 |
American |
Oct 18, 2019 |
Put Options | Written | 400 |
72.5000 |
American |
Nov 15, 2019 |
Put Options | Written | 100 |
72.5000 |
American |
Sep 18, 2020 |
Put Options | Written | 75,000 |
70.0000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 1,800 |
80.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 6,000 |
105.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 2,100 |
50.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 1,200 |
57.5000 |
American |
Jun 19, 2020 |
Put Options | Written | 100 |
65.5000 |
American |
Sep 13, 2019 |
Put Options | Written | 900 |
67.5000 |
American |
Sep 13, 2019 |
Put Options | Written | 180,000 |
60.0000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 2,600 |
60.0000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 400 |
57.5000 |
American |
Sep 18, 2020 |
Put Options | Written | 100 |
70.0000 |
American |
Oct 11, 2019 |
Put Options | Written | 100 |
66.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -69,400 |
100.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -300 |
62.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -100 |
65.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -900 |
100.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -15,500 |
87.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -10,400 |
100.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -13,800 |
90.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -900 |
71.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -1,200 |
70.0000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -27,600 |
62.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -3,100 |
62.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -13,500 |
85.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -200 |
105.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -200 |
55.0000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -1,000 |
67.0000 |
American |
Sep 27, 2019 |
Put Options | Purchased | -39,300 |
67.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -6,600 |
105.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -200 |
77.5000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -1,000 |
40.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 3,000 |
57.5000 |
American |
Sep 20, 2019 |
Put Options | Written | 400 |
85.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 16,000 |
65.0000 |
American |
Oct 18, 2019 |
Put Options | Written | 1,000 |
66.0000 |
American |
Sep 27, 2019 |
Call Options | Purchased | 100 |
77.5000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 2,500 |
67.5000 |
American |
Oct 18, 2019 |
Call Options | Purchased | 1,300 |
57.5000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 1,100 |
67.5000 |
American |
Sep 27, 2019 |
Put Options | Written | 100 |
62.5000 |
American |
Oct 25, 2019 |
Put Options | Written | 4,000 |
59.5000 |
American |
Oct 11, 2019 |
Put Options | Written | 1,100 |
45.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 4,800 |
70.0000 |
American |
Sep 27, 2019 |
Call Options | Purchased | 1,700 |
77.5000 |
American |
Jan 17, 2020 |
Put Options | Written | 3,700 |
75.0000 |
American |
Sep 20, 2019 |
Call Options | Purchased | 1,300 |
65.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 100 |
70.0000 |
American |
Oct 4, 2019 |
Put Options | Written | 200 |
59.0000 |
American |
Sep 27, 2019 |
Put Options | Purchased | -300 |
77.5000 |
American |
Feb 21, 2020 |
Call Options | Written | -400 |
105.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -600 |
50.0000 |
American |
Sep 20, 2019 |
Call Options | Written | -13,300 |
90.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -500 |
62.5000 |
American |
Oct 18, 2019 |
Call Options | Written | -3,500 |
80.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -1,000 |
57.5000 |
American |
Sep 27, 2019 |
Put Options | Purchased | -700 |
67.5000 |
American |
Oct 18, 2019 |
Call Options | Written | -5,000 |
100.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -6,800 |
100.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -400 |
72.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -6,900 |
92.5000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -100 |
63.5000 |
American |
Sep 20, 2019 |
Call Options | Written | -6,500 |
95.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -2,100 |
77.5000 |
American |
Jan 15, 2021 |
Call Options | Written | -5,100 |
95.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -1,800 |
61.0000 |
American |
Sep 20, 2019 |
Put Options | Purchased | -500 |
47.5000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -1,300 |
67.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -3,100 |
135.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -9,400 |
90.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -1,000 |
62.0000 |
American |
Oct 11, 2019 |
Call Options | Written | -2,200 |
82.5000 |
American |
Jan 15, 2021 |
Call Options | Written | -3,400 |
67.5000 |
American |
Sep 13, 2019 |
Put Options | Purchased | -14,900 |
60.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -1,000 |
87.5000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -7,200 |
70.0000 |
American |
Nov 15, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts,the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20190910005618/en/