Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	16 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,760,297	0.19%	5,060,758	0.34%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		5,023,816	0.34%	474,700	0.03%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,610,600	0.18%	1,049,700	0.07%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		10,394,713	0.70%	6,585,158	0.45%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	50	89.5650 USD
Purchase	72	89.2900 USD
Purchase	100	89.3800 USD
Purchase	100	89.4500 USD
Purchase	100	89.5600 USD
Purchase	100	89.4000 USD
Purchase	156	89.4600 USD
Purchase	200	89.6150 USD
Purchase	200	89.2500 USD
Purchase	200	89.7500 USD
Purchase	200	88.7800 USD
Purchase	200	89.4900 USD
Purchase	200	89.5100 USD
Purchase	200	89.4250 USD
Purchase	200	89.4200 USD
Purchase	200	89.4050 USD
Purchase	250	89.4380 USD
Purchase	300	89.3866 USD
Purchase	300	89.5000 USD
Purchase	400	89.5175 USD
Purchase	400	89.5875 USD
Purchase	500	89.4950 USD
Purchase	568	89.4082 USD
Purchase	600	89.6633 USD
Purchase	700	89.4978 USD
Purchase	732	89.4254 USD
Purchase	761	89.3788 USD
Purchase	800	89.3625 USD
Purchase	812	89.6184 USD
Purchase	1,008	89.4322 USD
Purchase	1,100	89.5181 USD
Purchase	1,118	87.8400 USD
Purchase	1,354	89.4445 USD
Purchase	1,608	89.4094 USD
Purchase	1,658	89.4265 USD
Purchase	1,806	89.4209 USD
Purchase	2,087	89.4374 USD
Purchase	2,175	89.4718 USD
Purchase	2,404	89.6239 USD
Purchase	2,537	89.3974 USD
Purchase	2,700	89.4896 USD
Purchase	2,965	89.4470 USD
Purchase	3,107	89.4702 USD
Purchase	6,100	89.3921 USD
Purchase	8,144	89.3033 USD
Purchase	8,144	89.3032 USD
Purchase	9,234	89.3735 USD
Purchase	9,500	89.5200 USD
Purchase	13,400	89.4338 USD
Purchase	17,971	89.4280 USD
Purchase	23,000	89.4524 USD
Purchase	28,300	89.4397 USD
Purchase	35,346	88.9735 USD
Purchase	44,500	89.4262 USD
Purchase	60,593	89.4293 USD
Purchase	121,407	89.4798 USD
Purchase	875,449	89.4300 USD
Sale	2	89.2700 USD
Sale	10	89.5650 USD
Sale	51	89.3000 USD
Sale	100	89.4000 USD
Sale	100	89.5100 USD
Sale	100	89.5400 USD
Sale	100	89.5600 USD
Sale	100	89.5800 USD
Sale	100	89.5900 USD
Sale	100	89.9400 USD
Sale	152	89.2871 USD
Sale	200	89.2500 USD
Sale	200	89.5500 USD
Sale	200	89.5000 USD
Sale	200	89.6450 USD
Sale	200	89.5250 USD
Sale	200	89.4050 USD
Sale	200	89.4200 USD
Sale	200	89.5150 USD
Sale	202	89.4595 USD
Sale	213	89.3931 USD
Sale	258	89.3210 USD
Sale	260	89.4163 USD
Sale	272	89.2900 USD
Sale	280	89.4533 USD
Sale	298	89.3120 USD
Sale	298	89.4100 USD
Sale	300	89.4733 USD
Sale	300	89.4150 USD
Sale	400	89.6075 USD
Sale	400	89.4525 USD
Sale	400	89.5175 USD
Sale	428	89.4286 USD
Sale	457	89.4340 USD
Sale	500	89.4700 USD
Sale	587	89.4106 USD
Sale	688	89.5031 USD
Sale	742	89.3007 USD
Sale	773	89.5300 USD
Sale	808	89.3652 USD
Sale	889	88.3400 USD
Sale	1,000	89.3195 USD
Sale	1,166	89.5365 USD
Sale	1,268	89.2860 USD
Sale	1,456	89.2997 USD
Sale	1,500	89.4973 USD
Sale	1,800	89.5211 USD
Sale	2,162	89.2837 USD
Sale	2,377	89.5407 USD
Sale	2,430	89.5098 USD
Sale	2,700	89.4896 USD
Sale	3,100	89.3743 USD
Sale	3,100	89.5649 USD
Sale	3,404	89.5285 USD
Sale	3,418	89.5053 USD
Sale	4,746	89.5433 USD
Sale	6,366	89.4277 USD
Sale	8,144	89.3032 USD
Sale	9,234	89.3735 USD
Sale	9,465	89.5511 USD
Sale	9,800	89.5200 USD
Sale	12,100	89.4489 USD
Sale	12,478	89.4516 USD
Sale	12,500	89.4536 USD
Sale	14,100	89.4443 USD
Sale	16,500	89.4421 USD
Sale	21,076	89.4682 USD
Sale	26,909	89.4960 USD
Sale	43,142	89.4267 USD
Sale	43,604	89.0580 USD
Sale	46,329	89.4368 USD
Sale	69,784	89.4435 USD
Sale	128,365	89.4291 USD
Sale	641,277	89.4300 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Long	1,311	89.4195 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	73 USD	American	15 May 2020	17.9500 USD
Call Option	Purchasing	3,000	88 USD	American	15 May 2020	5.5286 USD
Call Option	Purchasing	200	89 USD	American	20 Dec 2019	1.1700 USD
Call Option	Purchasing	300	90 USD	American	20 Dec 2019	0.5400 USD
Call Option	Purchasing	100	90 USD	American	27 Dec 2019	0.9000 USD
Call Option	Purchasing	100	90 USD	American	17 Jan 2020	1.3500 USD
Call Option	Purchasing	400	91 USD	American	27 Dec 2019	0.4800 USD
Call Option	Purchasing	100	93 USD	American	15 May 2020	3.5600 USD
Call Option	Purchasing	700	95 USD	American	15 May 2020	2.7600 USD
Call Option	Purchasing	300	98 USD	American	15 May 2020	2.1466 USD
Call Option	Purchasing	100	100 USD	American	18 Sep 2020	2.9900 USD
Call Option	Purchasing	100	115 USD	American	7 Sep 2018	0.0500 USD
Call Option	Purchasing	400	120 USD	American	18 Sep 2020	0.4100 USD
Call Option	Selling	2,200	85 USD	American	21 Feb 2020	5.2100 USD
Call Option	Selling	300	89 USD	American	20 Dec 2019	1.2300 USD
Call Option	Selling	100	89 USD	American	27 Dec 2019	1.3400 USD
Call Option	Selling	11,900	90 USD	American	31 Jan 2020	2.3757 USD
Call Option	Selling	100	90 USD	American	21 Feb 2020	2.8400 USD
Call Option	Selling	1,100	91 USD	American	20 Dec 2019	0.3200 USD
Call Option	Selling	4,600	91 USD	American	31 Jan 2020	1.7700 USD
Call Option	Selling	1,000	91 USD	American	31 Jan 2020	1.9300 USD
Call Option	Selling	200	92 USD	American	20 Dec 2019	0.1600 USD
Call Option	Selling	1,000	92 USD	American	10 Jan 2020	1.0100 USD
Call Option	Selling	1,000	93 USD	American	31 Jan 2020	1.2300 USD
Call Option	Selling	300	93 USD	American	15 Jan 2021	6.9500 USD
Call Option	Selling	1,400	94 USD	American	31 Jan 2020	0.9357 USD
Put Option	Purchasing	1,000	87 USD	American	20 Dec 2019	0.1700 USD
Put Option	Purchasing	100	90 USD	American	21 Feb 2020	4.2500 USD
Put Option	Purchasing	400	115 USD	American	7 Sep 2018	0.0400 USD
Put Option	Selling	200	73 USD	American	17 Jan 2020	0.1000 USD
Put Option	Selling	100	75 USD	American	21 Feb 2020	0.4800 USD
Put Option	Selling	700	78 USD	American	17 Jan 2020	0.1914 USD
Put Option	Selling	400	80 USD	American	17 Jan 2020	0.3200 USD
Put Option	Selling	100	84 USD	American	31 Jan 2020	1.2300 USD
Put Option	Selling	600	85 USD	American	17 Jan 2020	1.0233 USD
Put Option	Selling	9,300	85 USD	American	24 Jan 2020	1.2500 USD
Put Option	Selling	100	85 USD	American	31 Jan 2020	1.6200 USD
Put Option	Selling	100	85 USD	American	21 Feb 2020	2.1300 USD
Put Option	Selling	4,800	86 USD	American	24 Jan 2020	1.5100 USD
Put Option	Selling	9,600	87 USD	American	7 Sep 2018	0.0100 USD
Put Option	Selling	8,300	87 USD	American	24 Jan 2020	1.6900 USD
Put Option	Selling	1,000	88 USD	American	20 Dec 2019	0.2500 USD
Put Option	Selling	100	88 USD	American	17 Jan 2020	1.8100 USD
Put Option	Selling	9,500	88 USD	American	31 Jan 2020	2.7426 USD
Put Option	Selling	1,000	89 USD	American	31 Jan 2020	2.9000 USD
Put Option	Selling	3,100	90 USD	American	21 Feb 2020	4.4000 USD
Put Option	Selling	100	93 USD	American	19 Jun 2020	8.8000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	17 Dec 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Put Options	Written	8,100	75.0000	American	Feb 21, 2020
Put Options	Written	6,900	77.5000	American	Jan 17, 2020
Put Options	Written	300	89.0000	American	Dec 20, 2019
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	6,700	87.5000	American	Feb 21, 2020
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Put Options	Written	363,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	2,900	37.5000	American	Jan 21, 2022
Put Options	Written	200	70.0000	American	May 15, 2020
Call Options	Purchased	600	91.0000	American	Dec 27, 2019
Put Options	Written	9,500	88.0000	American	Jan 31, 2020
Put Options	Written	400	85.0000	American	Dec 27, 2019
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	5,300	91.0000	American	Dec 20, 2019
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Purchased	-1,000	87.5000	American	Dec 20, 2019
Call Options	Written	-500	75.0000	American	Dec 20, 2019
Call Options	Written	-1,000	91.5000	American	Jan 10, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-2,400	83.0000	American	Jan 3, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Purchased	-100	85.0000	American	May 15, 2020
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Call Options	Written	-200	100.0000	American	Jan 3, 2020
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Call Options	Purchased	287,500	80.0000	American	Jan 17, 2020
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	1,600	88.0000	American	Dec 20, 2019
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	400	120.0000	American	Sep 18, 2020
Call Options	Purchased	1,500	85.0000	American	Feb 21, 2020
Put Options	Written	1,400	82.5000	American	Sep 18, 2020
Call Options	Purchased	6,400	95.0000	American	May 15, 2020
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	600	87.0000	American	Dec 20, 2019
Put Options	Written	2,500	90.0000	American	Feb 21, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,100	72.5000	American	May 15, 2020
Call Options	Purchased	3,500	95.0000	American	Sep 18, 2020
Call Options	Purchased	1,600	92.5000	American	May 15, 2020
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-300	97.5000	American	Feb 21, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Written	-5,900	90.0000	American	Jan 10, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-2,000	77.5000	American	Dec 20, 2019
Call Options	Written	-700	89.0000	American	Dec 27, 2019
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Written	400	81.5000	American	Dec 20, 2019
Call Options	Purchased	16,500	72.5000	American	Jan 17, 2020
Call Options	Purchased	2,500	92.5000	American	Dec 20, 2019
Call Options	Purchased	500	97.5000	American	May 15, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	5,700	85.0000	American	Dec 20, 2019
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	95.0000	American	Dec 20, 2019
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Put Options	Written	1,000	88.5000	American	Jan 31, 2020
Put Options	Written	900	87.0000	American	Dec 20, 2019
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Put Options	Purchased	-1,100	82.5000	American	Dec 20, 2019
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-800	87.5000	American	Jan 3, 2020
Put Options	Purchased	-500	84.0000	American	Dec 20, 2019
Call Options	Written	-900	95.0000	American	Feb 21, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-23,400	60.0000	American	Jan 17, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-100	86.5000	American	Dec 20, 2019
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Put Options	Purchased	-400	75.0000	American	May 15, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-500	110.0000	American	Feb 21, 2020
Call Options	Written	-1,000	90.5000	American	Jan 31, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,900	97.5000	American	Feb 21, 2020
Put Options	Purchased	-6,400	85.0000	American	Jan 17, 2020
Put Options	Purchased	-700	81.0000	American	Dec 20, 2019
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-2,100	90.0000	American	Dec 20, 2019
Call Options	Written	-12,800	95.0000	American	Jan 17, 2020
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Put Options	Purchased	-1,600	72.5000	American	Feb 21, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-100	89.0000	American	Dec 27, 2019
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Call Options	Written	-400	92.0000	American	Dec 20, 2019
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Written	100	85.0000	American	Jan 31, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Purchased	200	87.5000	American	Jun 19, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Put Options	Written	155,900	65.0000	American	Jun 19, 2020
Call Options	Purchased	4,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Call Options	Purchased	200	88.0000	American	Dec 27, 2019
Call Options	Purchased	200	88.5000	American	Jan 3, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	200	37.5000	American	Jan 15, 2021
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	700	87.5000	American	Feb 21, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Call Options	Written	-11,800	90.0000	American	Jan 31, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Call Options	Written	-1,400	93.5000	American	Jan 31, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-1,500	92.0000	American	Dec 27, 2019
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-600	85.5000	American	Dec 20, 2019
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-12,500	92.5000	American	Feb 21, 2020
Put Options	Written	100	83.5000	American	Jan 31, 2020
Put Options	Written	100	67.5000	American	May 15, 2020
Put Options	Written	4,800	86.0000	American	Jan 24, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	5,300	86.0000	American	Dec 20, 2019
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	23,500	90.0000	American	Feb 21, 2020
Put Options	Written	900	70.0000	American	Feb 21, 2020
Put Options	Written	17,100	85.0000	American	Jan 24, 2020
Call Options	Purchased	11,000	90.0000	American	May 15, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Put Options	Written	200	82.5000	American	Feb 21, 2020
Put Options	Written	100	65.0000	American	May 15, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Call Options	Purchased	18,100	70.0000	American	Jan 17, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Put Options	Written	8,300	86.5000	American	Jan 24, 2020
Call Options	Purchased	7,100	87.5000	American	Sep 18, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Purchased	-1,500	92.5000	American	Dec 20, 2019
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Put Options	Purchased	-4,500	75.0000	American	Jan 17, 2020
Call Options	Written	-4,600	91.0000	American	Jan 31, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-500	86.5000	American	Dec 20, 2019
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Put Options	Written	29,600	70.0000	American	Jun 19, 2020
Put Options	Written	600	87.5000	American	May 15, 2020
Put Options	Written	100	65.0000	American	Dec 20, 2019
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Call Options	Purchased	100	84.0000	American	Dec 27, 2019
Call Options	Purchased	2,100	90.0000	American	Jan 3, 2020
Call Options	Purchased	22,800	80.0000	American	Feb 21, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Put Options	Written	400	50.0000	American	Feb 21, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	500	62.5000	American	May 15, 2020
Call Options	Purchased	24,700	67.5000	American	Jan 17, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	15,600	75.0000	American	Dec 20, 2019
Put Options	Written	9,000	80.0000	American	Jan 17, 2020
Call Options	Purchased	400	86.5000	American	Dec 27, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-600	83.0000	American	Dec 20, 2019
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-3,500	83.0000	American	Dec 27, 2019
Put Options	Purchased	-4,900	70.0000	American	Jan 17, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-100	82.5000	American	Dec 27, 2019
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Call Options	Written	-53,000	82.5000	American	Jan 17, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	87.5000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	300	89.0000	American	Dec 20, 2019
Put Options	Written	300	65.0000	American	Jan 15, 2021
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	400	82.0000	American	Dec 20, 2019
Put Options	Written	14,400	67.5000	American	Jun 19, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Call Options	Purchased	1,000	105.0000	American	Sep 18, 2020
Put Options	Written	23,000	85.0000	American	Feb 21, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	22,300	90.0000	American	Dec 20, 2019
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Call Options	Purchased	6,800	87.5000	American	Dec 20, 2019
Call Options	Purchased	3,500	100.0000	American	Feb 21, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-700	65.0000	American	Jan 17, 2020
Put Options	Purchased	-200	84.5000	American	Dec 20, 2019
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Put Options	Purchased	-3,600	85.0000	American	Dec 20, 2019
Call Options	Written	-10,900	87.5000	American	Jan 17, 2020
Call Options	Written	-100	88.0000	American	Jan 10, 2020
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Put Options	Purchased	-1,000	91.0000	American	Jan 3, 2020
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Put Options	Purchased	-3,100	81.5000	American	Jan 3, 2020
Call Options	Written	-6,500	100.0000	American	Jun 19, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Written	2,400	80.0000	American	Dec 20, 2019
Call Options	Purchased	5,900	75.0000	American	Jan 17, 2020
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	9,600	77.5000	American	Jan 17, 2020
Put Options	Written	4,200	72.5000	American	Jan 17, 2020
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	2,600	100.0000	American	May 15, 2020
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Put Options	Written	600	72.5000	American	May 15, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	1,800	90.0000	American	Dec 27, 2019
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	16,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Written	-200	91.5000	American	Dec 20, 2019
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-4,300	82.5000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-400	90.0000	American	Jan 17, 2020
Call Options	Written	-500	100.0000	American	Dec 20, 2019
Put Options	Purchased	-400	86.5000	American	Dec 27, 2019
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-1,200	140.0000	American	Jan 15, 2021
Call Options	Written	-4,700	100.0000	American	Sep 18, 2020
Put Options	Purchased	-12,900	86.5000	American	Jan 10, 2020
Call Options	Written	-6,200	92.5000	American	Jan 17, 2020
Put Options	Purchased	-100	77.5000	American	Feb 21, 2020
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Put Options	Purchased	-1,100	88.0000	American	Dec 20, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191217005490/en/