Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	23 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,684,786	0.18%	3,499,992	0.24%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		1,654,860	0.11%	19,700	0.00%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	1,827,400	0.12%	962,200	0.07%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		6,167,046	0.42%	4,481,892	0.30%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	10	73.1400 USD
Purchase	11	72.8000 USD
Purchase	12	72.4300 USD
Purchase	25	73.2300 USD
Purchase	73	73.6400 USD
Purchase	90	73.0100 USD
Purchase	100	73.1500 USD
Purchase	100	72.7800 USD
Purchase	100	72.7500 USD
Purchase	100	73.2250 USD
Purchase	100	73.6500 USD
Purchase	100	73.2900 USD
Purchase	100	73.2400 USD
Purchase	102	72.7698 USD
Purchase	104	73.2500 USD
Purchase	130	73.3400 USD
Purchase	200	73.2800 USD
Purchase	200	72.3552 USD
Purchase	200	73.5000 USD
Purchase	200	73.6550 USD
Purchase	300	73.6866 USD
Purchase	300	73.0066 USD
Purchase	300	73.1433 USD
Purchase	300	73.6583 USD
Purchase	307	73.2418 USD
Purchase	379	73.2726 USD
Purchase	406	73.2108 USD
Purchase	408	72.6795 USD
Purchase	415	73.2212 USD
Purchase	415	72.9700 USD
Purchase	515	73.2133 USD
Purchase	600	72.9733 USD
Purchase	800	73.1793 USD
Purchase	900	73.1850 USD
Purchase	1,000	72.9475 USD
Purchase	1,100	73.1436 USD
Purchase	1,200	73.6362 USD
Purchase	1,441	73.1475 USD
Purchase	1,700	73.6664 USD
Purchase	1,900	73.1775 USD
Purchase	2,200	73.6729 USD
Purchase	2,665	73.4181 USD
Purchase	2,732	73.0622 USD
Purchase	2,792	73.6670 USD
Purchase	2,868	73.1034 USD
Purchase	2,900	73.4928 USD
Purchase	3,600	72.9493 USD
Purchase	3,600	73.6130 USD
Purchase	3,758	73.0829 USD
Purchase	4,300	73.1374 USD
Purchase	4,920	73.1888 USD
Purchase	5,040	72.9300 USD
Purchase	5,078	73.6649 USD
Purchase	5,200	73.0862 USD
Purchase	5,823	73.6605 USD
Purchase	6,106	73.6247 USD
Purchase	6,417	72.7093 USD
Purchase	6,844	73.1240 USD
Purchase	7,688	73.1916 USD
Purchase	8,094	73.2276 USD
Purchase	10,372	73.1673 USD
Purchase	11,666	73.1787 USD
Purchase	14,477	72.9325 USD
Purchase	18,800	73.3812 USD
Purchase	19,466	73.5700 USD
Purchase	20,772	72.9182 USD
Purchase	21,459	73.0707 USD
Purchase	34,200	73.3441 USD
Purchase	103,523	73.1354 USD
Purchase	265,560	73.2815 USD
Sale	50	73.5100 USD
Sale	100	72.2700 USD
Sale	100	73.0100 USD
Sale	100	73.1800 USD
Sale	100	73.2300 USD
Sale	100	73.5500 USD
Sale	100	73.6600 USD
Sale	101	73.6476 USD
Sale	185	73.1022 USD
Sale	200	73.1275 USD
Sale	200	73.1250 USD
Sale	200	73.0350 USD
Sale	200	73.0500 USD
Sale	200	73.0400 USD
Sale	200	73.5825 USD
Sale	200	73.6550 USD
Sale	279	73.2700 USD
Sale	300	73.1566 USD
Sale	300	73.3433 USD
Sale	300	73.1300 USD
Sale	300	73.2641 USD
Sale	359	73.6100 USD
Sale	397	72.9839 USD
Sale	410	73.1448 USD
Sale	415	73.2212 USD
Sale	415	72.9700 USD
Sale	500	73.5660 USD
Sale	500	73.1720 USD
Sale	540	73.0346 USD
Sale	547	72.3900 USD
Sale	700	73.1457 USD
Sale	744	73.0313 USD
Sale	800	73.3431 USD
Sale	876	73.3627 USD
Sale	900	73.0900 USD
Sale	916	73.2631 USD
Sale	1,000	73.6525 USD
Sale	1,065	73.5510 USD
Sale	1,100	73.3705 USD
Sale	1,102	73.4502 USD
Sale	1,156	73.1730 USD
Sale	1,200	73.1354 USD
Sale	1,200	73.2200 USD
Sale	1,300	73.0807 USD
Sale	1,565	72.9074 USD
Sale	1,858	73.3688 USD
Sale	2,115	73.0636 USD
Sale	2,503	73.3727 USD
Sale	2,735	73.6189 USD
Sale	2,800	73.5326 USD
Sale	2,858	73.4455 USD
Sale	2,884	73.3663 USD
Sale	2,900	73.3475 USD
Sale	3,500	73.2971 USD
Sale	4,500	73.5587 USD
Sale	4,509	73.4405 USD
Sale	4,700	72.8503 USD
Sale	4,891	73.0221 USD
Sale	5,502	73.3113 USD
Sale	6,600	73.0314 USD
Sale	8,021	73.3809 USD
Sale	10,200	73.4587 USD
Sale	10,729	72.8806 USD
Sale	10,971	73.4209 USD
Sale	11,100	73.3626 USD
Sale	11,247	73.4421 USD
Sale	12,591	73.1747 USD
Sale	13,500	73.3148 USD
Sale	17,579	72.9300 USD
Sale	17,738	72.9199 USD
Sale	20,456	72.9131 USD
Sale	21,513	72.9845 USD
Sale	28,600	73.3555 USD
Sale	28,859	73.4203 USD
Sale	31,353	73.4349 USD
Sale	32,065	73.3165 USD
Sale	38,932	73.5700 USD
Sale	42,781	73.3985 USD
Sale	51,010	73.1144 USD
Sale	52,519	72.8600 USD
Sale	52,605	73.3737 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	600	60 USD	American	17 Jan 2020	13.2000 USD
Call Option	Purchasing	100	65 USD	American	15 Nov 2019	8.4900 USD
Call Option	Purchasing	500	68 USD	American	15 Nov 2019	6.0500 USD
Call Option	Purchasing	200	74 USD	American	4 Oct 2019	0.8200 USD
Call Option	Purchasing	100	74 USD	American	18 Oct 2019	1.1500 USD
Call Option	Purchasing	6,600	75 USD	American	4 Oct 2019	0.3945 USD
Call Option	Purchasing	600	75 USD	American	18 Oct 2019	0.5300 USD
Call Option	Purchasing	1,700	75 USD	American	15 Nov 2019	1.3776 USD
Call Option	Purchasing	2,000	75 USD	American	17 Jan 2020	2.6970 USD
Call Option	Purchasing	400	75 USD	American	21 Feb 2020	3.0275 USD
Call Option	Purchasing	100	76 USD	American	4 Oct 2019	0.1600 USD
Call Option	Purchasing	100	76 USD	American	11 Oct 2019	0.2800 USD
Call Option	Purchasing	300	76 USD	American	1 Nov 2019	1.7900 USD
Call Option	Purchasing	100	78 USD	American	11 Oct 2019	0.0700 USD
Call Option	Purchasing	700	78 USD	American	18 Oct 2019	0.2228 USD
Call Option	Purchasing	1,700	78 USD	American	15 Nov 2019	0.6676 USD
Call Option	Purchasing	100	78 USD	American	17 Jan 2020	1.9000 USD
Call Option	Purchasing	200	80 USD	American	25 Oct 2019	0.1500 USD
Call Option	Purchasing	1,700	80 USD	American	15 Nov 2019	0.3894 USD
Call Option	Purchasing	3,000	80 USD	American	17 Jan 2020	1.0973 USD
Call Option	Purchasing	2,500	80 USD	American	21 Feb 2020	1.5640 USD
Call Option	Purchasing	2,800	83 USD	American	15 Nov 2019	0.1696 USD
Call Option	Purchasing	5,100	83 USD	American	17 Jan 2020	0.6647 USD
Call Option	Purchasing	700	83 USD	American	21 Feb 2020	1.0228 USD
Call Option	Purchasing	200	85 USD	American	17 Jan 2020	0.3600 USD
Call Option	Purchasing	400	90 USD	American	19 Jun 2020	0.8000 USD
Call Option	Selling	100	68 USD	American	17 Jan 2020	6.8000 USD
Call Option	Selling	500	73 USD	American	27 Sep 2019	0.5000 USD
Call Option	Selling	500	73 USD	American	18 Oct 2019	1.4960 USD
Call Option	Selling	1,100	73 USD	American	15 Nov 2019	2.1736 USD
Call Option	Selling	300	74 USD	American	1 Nov 2019	2.3900 USD
Call Option	Selling	6,500	76 USD	American	4 Oct 2019	0.2007 USD
Call Option	Selling	600	78 USD	American	18 Oct 2019	0.1500 USD
Put Option	Purchasing	7,100	40 USD	American	21 Jan 2022	2.7543 USD
Put Option	Purchasing	6,100	45 USD	American	21 Jan 2022	3.5422 USD
Put Option	Purchasing	12,000	65 USD	American	15 Nov 2019	0.6320 USD
Put Option	Purchasing	100	68 USD	American	17 Jan 2020	2.5000 USD
Put Option	Purchasing	100	70 USD	American	11 Oct 2019	0.4600 USD
Put Option	Purchasing	10,000	70 USD	American	18 Oct 2019	0.7640 USD
Put Option	Purchasing	1,100	70 USD	American	21 Feb 2020	3.8000 USD
Put Option	Purchasing	1,000	73 USD	American	17 Jan 2020	4.8500 USD
Put Option	Purchasing	100	74 USD	American	4 Oct 2019	1.0200 USD
Put Option	Purchasing	300	75 USD	American	15 Nov 2019	4.2000 USD
Put Option	Selling	2,800	40 USD	American	21 Jan 2022	2.5164 USD
Put Option	Selling	100	43 USD	American	21 Feb 2020	0.0800 USD
Put Option	Selling	1,300	45 USD	American	21 Jan 2022	3.4038 USD
Put Option	Selling	600	48 USD	American	21 Jan 2022	4.0900 USD
Put Option	Selling	100	55 USD	American	17 Jan 2020	0.3500 USD
Put Option	Selling	3,000	60 USD	American	18 Oct 2019	0.0500 USD
Put Option	Selling	100	60 USD	American	15 Nov 2019	0.2300 USD
Put Option	Selling	100	68 USD	American	4 Oct 2019	0.0600 USD
Put Option	Selling	2,000	68 USD	American	17 Jan 2020	2.2800 USD
Put Option	Selling	200	70 USD	American	27 Sep 2019	0.0400 USD
Put Option	Selling	100	73 USD	American	4 Oct 2019	0.8100 USD
Put Option	Selling	1,100	73 USD	American	21 Feb 2020	5.0900 USD
Put Option	Selling	9,900	74 USD	American	18 Oct 2019	2.5904 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	24 Sep 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	18,100	62.5000	American	Oct 18, 2019
Put Options	Written	200	75.0000	American	Jun 19, 2020
Put Options	Written	350,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	16,100	70.0000	American	Nov 15, 2019
Put Options	Written	800	82.5000	American	Jan 17, 2020
Call Options	Purchased	3,600	72.5000	American	Feb 21, 2020
Call Options	Purchased	700	74.0000	American	Oct 4, 2019
Call Options	Purchased	8,000	68.0000	American	Oct 25, 2019
Call Options	Purchased	3,200	82.5000	American	Nov 15, 2019
Call Options	Purchased	800	72.5000	American	Sep 27, 2019
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	9,500	60.0000	American	Jun 19, 2020
Put Options	Written	2,900	50.0000	American	Nov 15, 2019
Call Options	Purchased	400	70.0000	American	Oct 25, 2019
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Put Options	Written	200	70.0000	American	Sep 27, 2019
Call Options	Purchased	400	67.5000	American	Oct 4, 2019
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	100	80.0000	American	Sep 18, 2020
Call Options	Purchased	1,000	66.5000	American	Oct 11, 2019
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	8,700	72.5000	American	Nov 15, 2019
Put Options	Written	5,300	77.5000	American	Jan 17, 2020
Put Options	Purchased	-500	66.5000	American	Oct 4, 2019
Put Options	Purchased	-1,500	65.5000	American	Sep 27, 2019
Call Options	Written	-1,000	68.5000	American	Oct 4, 2019
Put Options	Purchased	-4,200	65.0000	American	Jan 17, 2020
Put Options	Purchased	-4,500	57.5000	American	Jan 17, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	70.0000	American	Oct 25, 2019
Call Options	Written	-7,300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-300	75.0000	American	Feb 21, 2020
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Call Options	Written	-20,200	90.0000	American	Jun 19, 2020
Call Options	Written	-300	92.5000	American	Sep 18, 2020
Put Options	Purchased	-300	70.0000	American	Oct 11, 2019
Call Options	Written	-1,100	68.0000	American	Oct 4, 2019
Put Options	Purchased	-1,400	75.0000	American	Nov 15, 2019
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-600	65.0000	American	Feb 21, 2020
Put Options	Purchased	-1,700	57.5000	American	Nov 15, 2019
Put Options	Purchased	-5,100	47.5000	American	Jun 19, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	2,400	50.0000	American	Jun 19, 2020
Put Options	Written	2,200	50.0000	American	Jan 17, 2020
Call Options	Purchased	500	67.5000	American	Feb 21, 2020
Put Options	Written	2,700	45.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	300	62.5000	American	Sep 18, 2020
Put Options	Written	100	67.5000	American	Oct 4, 2019
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Call Options	Purchased	12,800	80.0000	American	Jan 17, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	302,400	60.0000	American	Jan 15, 2021
Put Options	Written	3,300	47.5000	American	Jan 17, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	4,000	55.0000	American	Jan 17, 2020
Call Options	Purchased	2,200	77.5000	American	Oct 18, 2019
Call Options	Purchased	1,200	72.5000	American	Oct 25, 2019
Put Options	Written	1,000	72.5000	American	Feb 21, 2020
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Call Options	Written	-400	75.0000	American	Sep 18, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-15,100	55.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-11,300	130.0000	American	Jan 17, 2020
Put Options	Purchased	-4,500	67.0000	American	Oct 25, 2019
Call Options	Written	-1,900	80.0000	American	Sep 18, 2020
Put Options	Purchased	-900	77.5000	American	Nov 15, 2019
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-100	73.5000	American	Oct 4, 2019
Call Options	Written	-5,700	76.0000	American	Oct 4, 2019
Put Options	Purchased	-10,900	82.5000	American	Nov 15, 2019
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-800	70.0000	American	Feb 21, 2020
Call Options	Written	-200	60.0000	American	Jan 15, 2021
Call Options	Purchased	18,000	72.5000	American	Jan 17, 2020
Put Options	Written	8,300	62.5000	American	Jan 17, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	400	74.0000	American	Sep 27, 2019
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	200	80.0000	American	Oct 25, 2019
Call Options	Purchased	300	70.0000	American	Oct 4, 2019
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Put Options	Written	800	71.5000	American	Sep 27, 2019
Call Options	Purchased	2,900	70.0000	American	Feb 21, 2020
Put Options	Written	200	87.5000	American	Nov 15, 2019
Call Options	Purchased	8,300	75.0000	American	Oct 4, 2019
Call Options	Written	-200	73.0000	American	Sep 27, 2019
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Call Options	Written	-1,300	65.5000	American	Sep 27, 2019
Call Options	Written	-1,500	92.5000	American	Nov 15, 2019
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	40.0000	American	Jan 21, 2022
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	50.0000	American	Sep 18, 2020
Put Options	Purchased	-27,700	60.0000	American	Jan 17, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-4,300	50.0000	American	Jun 19, 2020
Call Options	Written	-14,600	87.5000	American	Nov 15, 2019
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-1,200	85.0000	American	Sep 18, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	300	71.5000	American	Sep 27, 2019
Call Options	Purchased	24,900	67.5000	American	Nov 15, 2019
Put Options	Written	3,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,600	70.0000	American	Jan 15, 2021
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	100	73.0000	American	Oct 4, 2019
Put Options	Written	151,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	700	71.0000	American	Sep 27, 2019
Put Options	Written	600	47.5000	American	Jan 21, 2022
Put Options	Written	32,800	57.5000	American	Jun 19, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	94,100	77.5000	American	Nov 15, 2019
Put Options	Written	200	60.0000	American	Sep 27, 2019
Call Options	Purchased	4,500	69.0000	American	Oct 25, 2019
Call Options	Purchased	400	82.5000	American	Feb 21, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	300	80.0000	American	Jun 19, 2020
Put Options	Written	100	77.5000	American	Jan 15, 2021
Call Options	Purchased	100	65.0000	American	Jan 17, 2020
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Put Options	Purchased	-100	72.0000	American	Sep 27, 2019
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-17,400	85.0000	American	Nov 15, 2019
Call Options	Written	-100	66.0000	American	Sep 27, 2019
Put Options	Purchased	-100	64.5000	American	Sep 27, 2019
Call Options	Written	-400	82.5000	American	Jun 19, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-1,300	72.5000	American	Oct 18, 2019
Call Options	Written	-800	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Put Options	Purchased	-2,200	70.0000	American	Jan 15, 2021
Put Options	Purchased	-600	60.0000	American	Oct 18, 2019
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Call Options	Written	-1,700	68.0000	American	Sep 27, 2019
Call Options	Written	-100	75.0000	American	Jun 19, 2020
Put Options	Purchased	-500	68.5000	American	Oct 25, 2019
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Call Options	Written	-13,600	100.0000	American	Jan 15, 2021
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	300	77.5000	American	Sep 18, 2020
Call Options	Purchased	7,100	65.0000	American	Nov 15, 2019
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,000	64.0000	American	Oct 11, 2019
Put Options	Written	500	67.5000	American	Jan 17, 2020
Call Options	Purchased	18,700	60.0000	American	Jan 17, 2020
Put Options	Written	600	55.0000	American	Feb 21, 2020
Call Options	Purchased	100	76.0000	American	Oct 11, 2019
Call Options	Purchased	17,500	80.0000	American	Nov 15, 2019
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	100	59.5000	American	Oct 25, 2019
Put Options	Written	9,900	74.0000	American	Oct 18, 2019
Put Options	Written	4,100	85.0000	American	Jan 17, 2020
Call Options	Purchased	3,200	55.0000	American	Feb 21, 2020
Put Options	Written	500	64.0000	American	Sep 27, 2019
Call Options	Purchased	400	47.5000	American	Jun 19, 2020
Call Options	Purchased	100	69.0000	American	Sep 27, 2019
Call Options	Purchased	18,200	70.0000	American	Jan 17, 2020
Call Options	Written	-300	73.5000	American	Nov 1, 2019
Call Options	Written	-1,400	90.0000	American	Sep 18, 2020
Put Options	Purchased	-3,100	57.5000	American	Oct 18, 2019
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-600	60.0000	American	Feb 21, 2020
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Put Options	Purchased	-15,100	65.0000	American	Nov 15, 2019
Put Options	Purchased	-3,000	67.5000	American	Jan 15, 2021
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Put Options	Purchased	-5,900	75.0000	American	Jan 17, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Call Options	Written	-600	72.5000	American	Jun 19, 2020
Call Options	Written	-600	78.0000	American	Oct 4, 2019
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	72.5000	American	Jun 19, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	65.0000	American	Sep 27, 2019
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Put Options	Written	30,300	70.0000	American	Jun 19, 2020
Call Options	Purchased	9,900	75.0000	American	Oct 18, 2019
Call Options	Purchased	6,600	72.5000	American	Oct 18, 2019
Call Options	Purchased	500	70.5000	American	Sep 27, 2019
Put Options	Written	200	55.0000	American	Nov 15, 2019
Put Options	Written	100	62.5000	American	Oct 4, 2019
Call Options	Purchased	20,400	75.0000	American	Nov 15, 2019
Call Options	Purchased	9,700	67.5000	American	Jan 17, 2020
Call Options	Purchased	3,700	75.0000	American	Feb 21, 2020
Call Options	Purchased	2,700	80.0000	American	Feb 21, 2020
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Call Options	Purchased	4,100	74.0000	American	Oct 25, 2019
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Call Options	Purchased	300	75.5000	American	Nov 1, 2019
Put Options	Written	100	80.0000	American	Nov 15, 2019
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Purchased	-9,500	72.5000	American	Jan 15, 2021
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Put Options	Purchased	-2,000	69.5000	American	Oct 25, 2019
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-800	72.5000	American	Sep 27, 2019
Put Options	Purchased	-800	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,600	68.0000	American	Oct 25, 2019
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-500	87.5000	American	Jun 19, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Put Options	Purchased	-300	42.5000	American	Nov 15, 2019
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-200	87.5000	American	Jan 17, 2020
Put Options	Purchased	-6,300	70.0000	American	Jan 17, 2020
Call Options	Written	-100	85.0000	American	Feb 21, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-55,900	82.5000	American	Jan 17, 2020
Call Options	Purchased	2,000	80.0000	American	Jun 19, 2020
Put Options	Written	1,000	67.5000	American	Feb 21, 2020
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Call Options	Purchased	100	74.5000	American	Oct 4, 2019
Put Options	Written	300	67.0000	American	Oct 11, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	100	72.5000	American	Sep 18, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Purchased	9,000	68.5000	American	Oct 25, 2019
Put Options	Written	300	72.5000	American	Nov 15, 2019
Call Options	Purchased	2,100	50.0000	American	Jan 17, 2020
Call Options	Purchased	100	71.0000	American	Oct 25, 2019
Call Options	Purchased	17,000	70.0000	American	Oct 18, 2019
Put Options	Written	1,400	67.5000	American	Jun 19, 2020
Call Options	Purchased	6,700	85.0000	American	Jun 19, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	100	78.0000	American	Oct 11, 2019
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Call Options	Written	-200	77.5000	American	Sep 18, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	67.0000	American	Sep 27, 2019
Call Options	Written	-3,100	62.5000	American	Jan 17, 2020
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-40,300	67.5000	American	Nov 15, 2019
Put Options	Purchased	-400	68.0000	American	Oct 11, 2019
Put Options	Purchased	-28,900	62.5000	American	Nov 15, 2019
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-13,800	90.0000	American	Nov 15, 2019
Call Options	Written	-13,300	85.0000	American	Jan 17, 2020
Call Options	Written	-15,500	87.5000	American	Jan 17, 2020
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Put Options	Purchased	-1,500	73.0000	American	Sep 27, 2019
Put Options	Purchased	-11,400	70.0000	American	Oct 18, 2019
Call Options	Written	-900	100.0000	American	Nov 15, 2019
Put Options	Purchased	-2,500	45.0000	American	Jan 21, 2022
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Put Options	Written	4,000	59.5000	American	Oct 11, 2019
Call Options	Purchased	2,100	77.5000	American	Jan 17, 2020
Call Options	Purchased	1,200	67.5000	American	Sep 27, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	300	67.0000	American	Sep 27, 2019
Call Options	Purchased	4,400	67.5000	American	Oct 18, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	500	75.0000	American	Sep 27, 2019
Put Options	Written	100	62.5000	American	Oct 25, 2019
Call Options	Purchased	1,300	57.5000	American	Jan 15, 2021
Put Options	Written	15,800	65.0000	American	Oct 18, 2019
Put Options	Written	2,300	47.5000	American	Nov 15, 2019
Call Options	Purchased	5,100	70.0000	American	Sep 27, 2019
Call Options	Purchased	1,400	75.0000	American	Jan 17, 2020
Put Options	Written	200	59.0000	American	Sep 27, 2019
Put Options	Written	100	70.0000	American	Oct 4, 2019
Call Options	Purchased	100	74.0000	American	Oct 18, 2019
Put Options	Written	1,000	66.0000	American	Sep 27, 2019
Call Options	Purchased	600	77.5000	American	Feb 21, 2020
Put Options	Purchased	-1,000	57.5000	American	Sep 27, 2019
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-7,600	70.0000	American	Nov 15, 2019
Put Options	Purchased	-15,400	67.5000	American	Oct 18, 2019
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-5,000	100.0000	American	Sep 18, 2020
Put Options	Purchased	-13,900	60.0000	American	Nov 15, 2019
Put Options	Purchased	-1,000	62.0000	American	Oct 11, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-3,000	80.0000	American	Jan 15, 2021
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Put Options	Purchased	-1,800	72.5000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Call Options	Written	-500	62.5000	American	Oct 18, 2019
Put Options	Purchased	-300	77.5000	American	Feb 21, 2020
Call Options	Written	-2,100	77.5000	American	Jan 15, 2021
Call Options	Written	-6,900	92.5000	American	Jan 17, 2020
Call Options	Written	-13,300	90.0000	American	Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190924005698/en/