Form 8.3 - Abbvie Amendment

Form 8.3 - Abbvie Amendment

BARCLAYS PLC

 

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FORM 8.3

Amendment to Purchases

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	08 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		3,125,435	0.21%	4,119,564	0.28%
					Â
(2)	Derivatives (other than options):
		2,032,460	0.14%	474,700	0.03%
					Â
(3)	Options and agreements to
	purchase/sell:	2,396,900	0.16%	1,540,600	0.10%
					Â
	TOTAL:
		7,554,795	0.51%	6,134,864	0.41%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			  Â

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	35	89.8750 USD
Purchase	54	89.9800 USD
Purchase	100	89.9700 USD
Purchase	100	89.9600 USD
Purchase	100	90.0000 USD
Purchase	100	89.8900 USD
Purchase	168	89.7657 USD
Purchase	200	89.9450 USD
Purchase	225	89.9161 USD
Purchase	300	89.7533 USD
Purchase	300	89.6716 USD
Purchase	300	89.8966 USD
Purchase	302	89.4300 USD
Purchase	357	89.6790 USD
Purchase	388	89.6932 USD
Purchase	400	89.8675 USD
Purchase	401	89.9201 USD
Purchase	402	89.7795 USD
Purchase	466	89.8429 USD
Purchase	500	89.8680 USD
Purchase	500	89.8980 USD
Purchase	500	89.6070 USD
Purchase	500	89.6313 USD
Purchase	700	89.6800 USD
Purchase	700	89.6407 USD
Purchase	700	89.8800 USD
Purchase	703	89.7260 USD
Purchase	900	89.8144 USD
Purchase	997	89.0349 USD
Purchase	1,003	89.5056 USD
Purchase	1,300	89.3623 USD
Purchase	1,432	89.8227 USD
Purchase	1,469	89.7221 USD
Purchase	1,794	89.8787 USD
Purchase	2,217	89.8462 USD
Purchase	2,670	89.7379 USD
Purchase	2,715	89.2150 USD
Purchase	2,800	89.8520 USD
Purchase	3,000	89.7113 USD
Purchase	3,499	89.7163 USD
Purchase	4,247	89.7288 USD
Purchase	4,545	89.5836 USD
Purchase	4,806	89.7584 USD
Purchase	4,900	89.6628 USD
Purchase	5,196	89.5422 USD
Purchase	5,574	89.7591 USD
Purchase	6,055	89.8277 USD
Purchase	6,183	89.8708 USD
Purchase	6,500	89.6879 USD
Purchase	7,102	89.7873 USD
Purchase	8,100	89.7100 USD
Purchase	8,496	89.5792 USD
Purchase	8,873	89.8065 USD
Purchase	8,946	89.1800 USD
Purchase	10,000	89.5266 USD
Purchase	13,005	89.7696 USD
Purchase	19,023	89.5200 USD
Purchase	21,800	89.7071 USD
Purchase	26,300	89.6946 USD
Purchase	28,100	89.7588 USD
Purchase	32,299	89.7771 USD
Purchase	40,683	89.5625 USD
Purchase	43,300	89.8303 USD
Purchase	46,067	89.7328 USD
Purchase	50,000	89.8646 USD
Purchase	50,415	89.8643 USD
Purchase	58,013	89.5313 USD
Purchase	94,423	89.5904 USD
Purchase	250,000	80.0000 USD
Sale	6	89.0500 USD
Sale	53	89.8300 USD
Sale	75	89.7900 USD
Sale	91	89.0600 USD
Sale	100	89.6900 USD
Sale	100	89.8100 USD
Sale	100	89.4800 USD
Sale	100	89.8500 USD
Sale	100	89.8650 USD
Sale	100	89.6800 USD
Sale	103	89.9591 USD
Sale	122	89.8700 USD
Sale	125	90.0000 USD
Sale	177	89.5300 USD
Sale	200	89.4750 USD
Sale	200	89.7500 USD
Sale	200	89.5100 USD
Sale	200	89.7600 USD
Sale	200	89.4150 USD
Sale	223	89.7647 USD
Sale	257	89.5989 USD
Sale	300	89.5366 USD
Sale	300	89.8400 USD
Sale	300	89.6279 USD
Sale	300	89.0366 USD
Sale	300	89.7733 USD
Sale	300	89.6100 USD
Sale	364	89.5460 USD
Sale	373	89.9586 USD
Sale	400	89.7025 USD
Sale	400	89.8750 USD
Sale	400	89.8000 USD
Sale	400	88.8933 USD
Sale	400	89.5150 USD
Sale	402	89.4300 USD
Sale	403	89.8463 USD
Sale	405	89.7670 USD
Sale	500	89.8310 USD
Sale	500	89.8540 USD
Sale	500	89.5520 USD
Sale	500	89.8550 USD
Sale	500	89.8470 USD
Sale	500	89.6670 USD
Sale	545	89.6172 USD
Sale	546	89.6909 USD
Sale	568	89.5433 USD
Sale	571	89.9243 USD
Sale	597	89.8525 USD
Sale	600	89.7400 USD
Sale	600	89.0300 USD
Sale	600	89.8283 USD
Sale	625	89.7964 USD
Sale	658	89.5104 USD
Sale	700	89.1642 USD
Sale	783	89.5133 USD
Sale	800	89.8312 USD
Sale	800	89.7700 USD
Sale	881	89.3539 USD
Sale	900	89.8583 USD
Sale	986	89.8694 USD
Sale	987	89.6538 USD
Sale	991	89.5120 USD
Sale	1,100	89.5245 USD
Sale	1,227	89.6632 USD
Sale	1,241	89.8655 USD
Sale	1,256	89.5199 USD
Sale	1,306	89.7933 USD
Sale	1,400	89.8860 USD
Sale	1,402	89.8018 USD
Sale	1,600	89.6590 USD
Sale	1,613	89.7815 USD
Sale	1,700	89.5270 USD
Sale	1,700	89.8600 USD
Sale	1,716	89.7993 USD
Sale	1,771	89.8147 USD
Sale	1,798	89.6832 USD
Sale	1,812	89.8122 USD
Sale	1,812	89.7551 USD
Sale	1,990	89.7030 USD
Sale	2,017	89.8412 USD
Sale	2,071	89.5298 USD
Sale	2,300	89.6360 USD
Sale	2,479	89.5175 USD
Sale	2,500	89.8001 USD
Sale	2,500	89.9108 USD
Sale	2,620	89.7890 USD
Sale	2,715	89.2150 USD
Sale	2,875	89.8714 USD
Sale	2,935	89.5491 USD
Sale	2,969	89.8740 USD
Sale	2,988	89.8723 USD
Sale	3,064	89.5202 USD
Sale	3,200	89.7114 USD
Sale	3,245	89.5063 USD
Sale	3,268	89.9102 USD
Sale	3,292	89.8386 USD
Sale	3,516	89.8095 USD
Sale	4,200	89.5868 USD
Sale	4,290	89.5178 USD
Sale	4,841	89.8015 USD
Sale	4,896	89.5497 USD
Sale	5,205	89.8464 USD
Sale	5,331	89.6680 USD
Sale	6,796	89.7379 USD
Sale	7,032	89.7977 USD
Sale	7,532	89.8517 USD
Sale	7,755	89.5035 USD
Sale	8,500	89.7100 USD
Sale	8,946	89.1800 USD
Sale	8,973	89.7559 USD
Sale	9,500	89.7169 USD
Sale	10,160	89.8818 USD
Sale	10,221	89.5213 USD
Sale	10,600	89.7858 USD
Sale	10,900	89.8593 USD
Sale	13,893	89.7058 USD
Sale	14,500	89.6686 USD
Sale	15,237	89.6171 USD
Sale	15,658	89.7623 USD
Sale	16,566	89.5501 USD
Sale	18,000	89.7897 USD
Sale	18,100	89.6973 USD
Sale	18,809	89.5200 USD
Sale	21,650	89.8303 USD
Sale	25,400	89.7133 USD
Sale	57,596	89.6107 USD
Sale	100,000	89.8646 USD
Sale	150,756	89.6597 USD
Sale	158,282	88.8900 USD
Sale	250,000	80.0000 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
		Â	unit
SWAP	Long	7,503	89.6089 USD
SWAP	Long	17,320	89.7934 USD
SWAP	Long	17,320	89.7303 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	500	85 USD	American	17 Jan 2020	3.8600 USD
Call Option	Purchasing	300	85 USD	American	7 Feb 2020	5.1500 USD
Call Option	Purchasing	3,500	87 USD	American	10 Jan 2020	3.3000 USD
Call Option	Purchasing	300	88 USD	American	10 Jan 2020	1.8700 USD
Call Option	Purchasing	100	88 USD	American	17 Jan 2020	2.6400 USD
Call Option	Purchasing	500	89 USD	American	10 Jan 2020	1.1700 USD
Call Option	Purchasing	100	89 USD	American	17 Jan 2020	1.3200 USD
Call Option	Purchasing	100	90 USD	American	10 Jan 2020	0.5400 USD
Call Option	Purchasing	2,100	90 USD	American	17 Jan 2020	0.8400 USD
Call Option	Purchasing	100	91 USD	American	10 Jan 2020	0.1700 USD
Call Option	Purchasing	1,200	91 USD	American	10 Jan 2020	0.2800 USD
Call Option	Purchasing	100	93 USD	American	17 Jan 2020	0.1900 USD
Call Option	Selling	700	90 USD	American	17 Jan 2020	0.6414 USD
Call Option	Selling	1,000	93 USD	American	17 Jan 2020	0.1500 USD
Put Option	Purchasing	200	85 USD	American	21 Feb 2020	1.4800 USD
Put Option	Selling	4,600	80 USD	American	17 Jan 2020	0.0700 USD
Put Option	Selling	200	83 USD	American	17 Jan 2020	0.1200 USD
Put Option	Selling	100	130 USD	American	19 Jun 2020	41.9000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	14 Jan 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

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SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Call Options	Purchased	2,900	89.5000	American	Jan 10, 2020
Put Options	Written	363,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	400	94.0000	American	Jan 10, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	11,300	87.5000	American	Feb 21, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	100	67.5000	American	Sep 18, 2020
Put Options	Written	9,500	88.0000	American	Jan 31, 2020
Put Options	Written	9,200	85.5000	American	Jan 31, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Written	13,300	75.0000	American	Feb 21, 2020
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Put Options	Written	11,600	82.5000	American	Jan 17, 2020
Put Options	Written	4,000	37.5000	American	Jan 21, 2022
Put Options	Written	4,500	77.5000	American	Jan 17, 2020
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Written	1,900	70.0000	American	May 15, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-11,700	97.5000	American	Jan 17, 2020
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-800	91.5000	American	Jan 10, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Put Options	Purchased	-2,000	86.5000	American	Jan 17, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-2,200	93.0000	American	Jan 31, 2020
Put Options	Purchased	-2,300	90.0000	American	Jan 10, 2020
Put Options	Purchased	-2,500	89.0000	American	Jan 17, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	6,700	92.5000	American	May 15, 2020
Call Options	Purchased	1,100	72.5000	American	May 15, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Call Options	Purchased	8,200	95.0000	American	May 15, 2020
Call Options	Purchased	4,200	85.0000	American	Feb 21, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Put Options	Written	1,400	88.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	92.5000	American	Feb 21, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Call Options	Purchased	9,100	95.0000	American	Sep 18, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	72.5000	American	Jun 19, 2020
Call Options	Purchased	33,900	80.0000	American	Jan 17, 2020
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	1,500	90.5000	American	Jan 10, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	88.0000	American	Jan 17, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Put Options	Written	1,100	82.5000	American	Sep 18, 2020
Call Options	Purchased	400	120.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	89.0000	American	Jan 10, 2020
Call Options	Written	-300	95.0000	American	Jan 31, 2020
Put Options	Purchased	-600	87.0000	American	Jan 17, 2020
Put Options	Purchased	-100	82.0000	American	Jan 17, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Call Options	Written	-5,400	90.0000	American	Jan 10, 2020
Put Options	Purchased	-100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Call Options	Written	-200	91.5000	American	Jan 31, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Purchased	-12,100	55.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-300	97.5000	American	Feb 21, 2020
Put Options	Purchased	-400	86.0000	American	Jan 10, 2020
Put Options	Purchased	-1,200	95.0000	American	Feb 7, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-400	88.0000	American	Jan 24, 2020
Put Options	Purchased	-200	83.0000	American	Jan 17, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	800	91.0000	American	Jan 17, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Put Options	Written	1,000	88.5000	American	Jan 31, 2020
Call Options	Purchased	3,000	105.0000	American	Jun 19, 2020
Call Options	Purchased	16,000	72.5000	American	Jan 17, 2020
Put Options	Written	2,300	80.0000	American	Jan 10, 2020
Call Options	Purchased	500	97.5000	American	May 15, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Put Options	Written	22,600	91.0000	American	Jan 17, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Put Options	Purchased	-7,600	72.5000	American	Feb 21, 2020
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-1,700	90.0000	American	Sep 18, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Put Options	Purchased	-3,600	97.5000	American	Feb 21, 2020
Put Options	Purchased	-6,300	85.0000	American	Jan 17, 2020
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Call Options	Written	-900	110.0000	American	Feb 21, 2020
Put Options	Purchased	-200	85.5000	American	Jan 10, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-100	95.0000	American	Feb 21, 2020
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-13,400	95.0000	American	Jan 17, 2020
Call Options	Written	-1,000	90.5000	American	Jan 31, 2020
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-23,300	60.0000	American	Jan 17, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-1,300	75.0000	American	May 15, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	5,700	90.0000	American	Sep 18, 2020
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Put Options	Written	400	84.0000	American	Jan 10, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Put Options	Written	156,100	65.0000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	65.0000	American	Sep 18, 2020
Call Options	Purchased	100	90.0000	American	Aug 21, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Put Options	Written	600	80.0000	American	Jun 19, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Call Options	Purchased	7,800	80.0000	American	May 15, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Call Options	Purchased	300	85.0000	American	Feb 7, 2020
Call Options	Purchased	100	92.0000	American	Jan 10, 2020
Call Options	Purchased	2,500	87.5000	American	Feb 21, 2020
Put Options	Written	300	85.0000	American	May 15, 2020
Put Options	Written	100	85.0000	American	Jan 31, 2020
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Purchased	-2,000	70.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-10,900	92.5000	American	Feb 21, 2020
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Call Options	Written	-8,200	75.0000	American	Jan 17, 2020
Put Options	Purchased	-200	87.5000	American	Sep 18, 2020
Call Options	Written	-4,200	93.5000	American	Jan 31, 2020
Call Options	Written	-200	110.0000	American	Sep 18, 2020
Put Options	Purchased	-200	92.5000	American	Sep 18, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-9,100	87.5000	American	May 15, 2020
Put Options	Purchased	-3,000	90.0000	American	Feb 21, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Call Options	Written	-8,000	100.0000	American	Jan 15, 2021
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-100	85.5000	American	Jan 17, 2020
Call Options	Written	-600	89.5000	American	Jan 24, 2020
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-1,600	88.5000	American	Jan 10, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-2,800	87.5000	American	Jan 10, 2020
Call Options	Written	-11,800	90.0000	American	Jan 31, 2020
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-1,300	87.0000	American	Jan 10, 2020
Call Options	Purchased	8,400	90.0000	American	May 15, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	12,100	70.0000	American	Feb 21, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Put Options	Written	100	83.5000	American	Jan 31, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Put Options	Written	8,300	86.5000	American	Jan 24, 2020
Put Options	Written	100	77.5000	American	May 15, 2020
Put Options	Written	100	82.5000	American	Feb 21, 2020
Put Options	Written	4,800	86.0000	American	Jan 24, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Put Options	Written	100	67.5000	American	May 15, 2020
Call Options	Purchased	13,800	75.0000	American	Sep 18, 2020
Call Options	Purchased	30,600	90.0000	American	Feb 21, 2020
Call Options	Purchased	11,300	70.0000	American	Jan 17, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Put Options	Written	100	65.0000	American	May 15, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Call Options	Purchased	3,200	91.0000	American	Jan 10, 2020
Put Options	Written	17,100	85.0000	American	Jan 24, 2020
Put Options	Purchased	-400	94.5000	American	Feb 7, 2020
Put Options	Purchased	-1,800	100.0000	American	Feb 21, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-6,400	91.0000	American	Jan 31, 2020
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Call Options	Written	-1,200	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-3,700	75.0000	American	Jan 17, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-400	92.5000	American	Feb 21, 2020
Put Options	Purchased	-26,000	92.5000	American	Jan 17, 2020
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	500	87.5000	American	Jan 15, 2021
Call Options	Purchased	100	70.0000	American	May 15, 2020
Put Options	Written	13,500	80.0000	American	Jan 17, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Put Options	Written	30,000	70.0000	American	Jun 19, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	25,200	80.0000	American	Feb 21, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Call Options	Purchased	23,000	67.5000	American	Jan 17, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-4,400	70.0000	American	Jan 17, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-18,000	95.0000	American	Jun 19, 2020
Call Options	Written	-53,800	82.5000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-6,200	87.5000	American	Jan 17, 2020
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-500	88.5000	American	Jan 10, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-500	88.0000	American	Jan 10, 2020
Put Options	Purchased	-600	86.0000	American	Jan 17, 2020
Put Options	Purchased	-400	92.0000	American	Jan 17, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Call Options	Purchased	3,500	86.5000	American	Jan 10, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Purchased	100	94.0000	American	Jan 17, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	18,800	85.0000	American	Feb 21, 2020
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Purchased	8,600	100.0000	American	Feb 21, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	100	130.0000	American	Jun 19, 2020
Call Options	Purchased	2,200	105.0000	American	May 15, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	5,800	105.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Call Options	Purchased	15,400	89.0000	American	Jan 17, 2020
Call Options	Purchased	13,100	90.0000	American	Jan 17, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	100	65.0000	American	Sep 18, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Call Options	Written	-800	65.0000	American	Jan 17, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Call Options	Written	-3,900	100.0000	American	Jun 19, 2020
Put Options	Purchased	-15,400	95.0000	American	Feb 21, 2020
Call Options	Written	-10,300	85.0000	American	Jan 17, 2020
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Call Options	Written	-100	88.0000	American	Jan 10, 2020
Call Options	Written	-7,500	87.5000	American	Jan 17, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-400	87.0000	American	Feb 14, 2020
Call Options	Written	-6,800	105.0000	American	Jan 15, 2021
Call Options	Written	-100	87.0000	American	Jan 10, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Put Options	Purchased	-300	83.0000	American	Jan 31, 2020
Put Options	Written	15,700	80.0000	American	Feb 21, 2020
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Call Options	Purchased	3,200	89.0000	American	Jan 10, 2020
Call Options	Purchased	4,700	100.0000	American	May 15, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	100	92.0000	American	Jan 17, 2020
Call Options	Purchased	8,000	77.5000	American	Jan 17, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,500	80.0000	American	Sep 18, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Put Options	Written	600	72.5000	American	May 15, 2020
Call Options	Written	-5,700	95.0000	American	Jan 15, 2021
Put Options	Purchased	-13,300	86.5000	American	Jan 10, 2020
Call Options	Written	-7,200	92.5000	American	Jan 17, 2020
Put Options	Purchased	-24,800	90.0000	American	Jan 17, 2020
Put Options	Purchased	-4,500	72.5000	American	Jan 17, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-4,700	100.0000	American	Sep 18, 2020
Put Options	Purchased	-700	96.0000	American	Jan 17, 2020
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Put Options	Purchased	-100	90.5000	American	Jan 10, 2020
Put Options	Purchased	-7,900	77.5000	American	Feb 21, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-1,500	110.0000	American	May 15, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Call Options	Written	-1,500	140.0000	American	Jan 15, 2021
Put Options	Purchased	-100,000	85.0000	American	Jan 15, 2021
Put Options	Purchased	-100	87.5000	American	Jan 31, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200114005613/en/