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BARCLAYS PLC (0XHL)

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Thursday 28 May, 2020

BARCLAYS PLC

Form 8.3 - AON PLC

Form 8.3 - AON PLC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

246,846

0.11%

886,404

0.38%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

468,428

0.20%

29,700

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,600

0.00%

4,500

0.00%

 

 

 

 

TOTAL:

 

 

 

 

717,874

0.31%

920,604

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

197.9100 USD

Purchase

6

197.5400 USD

Purchase

15

198.3300 USD

Purchase

18

198.4200 USD

Purchase

54

198.7283 USD

Purchase

82

197.3635 USD

Purchase

92

198.2923 USD

Purchase

100

197.0600 USD

Purchase

100

196.8300 USD

Purchase

100

198.5750 USD

Purchase

101

197.6200 USD

Purchase

130

198.6417 USD

Purchase

170

197.7862 USD

Purchase

186

198.0263 USD

Purchase

200

197.1460 USD

Purchase

200

197.7200 USD

Purchase

200

198.2850 USD

Purchase

234

198.4800 USD

Purchase

268

197.8448 USD

Purchase

289

198.0108 USD

Purchase

300

198.5900 USD

Purchase

347

197.9804 USD

Purchase

365

197.9432 USD

Purchase

450

197.6497 USD

Purchase

516

198.3632 USD

Purchase

600

198.3800 USD

Purchase

643

197.0625 USD

Purchase

804

198.1462 USD

Purchase

882

198.1313 USD

Purchase

884

197.4501 USD

Purchase

1,276

197.7524 USD

Purchase

1,907

197.3906 USD

Purchase

1,926

197.8658 USD

Purchase

2,200

197.2861 USD

Purchase

4,354

197.7752 USD

Purchase

6,400

197.9396 USD

Purchase

6,875

197.8400 USD

Purchase

6,880

197.9613 USD

Purchase

13,203

198.5657 USD

Purchase

20,000

198.6009 USD

Purchase

20,340

197.8898 USD

Purchase

40,533

197.8603 USD

Sale

5

198.3800 USD

Sale

6

197.5950 USD

Sale

10

197.5070 USD

Sale

17

198.5888 USD

Sale

20

197.3200 USD

Sale

28

197.5100 USD

Sale

43

198.3683 USD

Sale

43

197.4200 USD

Sale

45

198.9500 USD

Sale

50

198.7900 USD

Sale

82

198.2200 USD

Sale

82

197.3635 USD

Sale

86

197.4700 USD

Sale

87

198.3477 USD

Sale

93

198.4703 USD

Sale

95

196.8400 USD

Sale

100

197.3100 USD

Sale

100

197.4250 USD

Sale

100

197.6100 USD

Sale

100

198.2502 USD

Sale

100

198.2900 USD

Sale

100

198.5750 USD

Sale

100

198.7500 USD

Sale

100

199.7400 USD

Sale

100

200.0000 USD

Sale

102

198.3190 USD

Sale

102

197.6537 USD

Sale

112

197.7121 USD

Sale

169

198.4013 USD

Sale

185

197.5428 USD

Sale

200

198.3000 USD

Sale

200

197.8425 USD

Sale

200

198.3750 USD

Sale

200

198.2850 USD

Sale

208

197.6300 USD

Sale

220

197.8495 USD

Sale

243

197.5800 USD

Sale

268

197.9385 USD

Sale

285

197.7811 USD

Sale

290

198.4010 USD

Sale

300

198.5633 USD

Sale

386

197.8874 USD

Sale

400

198.7700 USD

Sale

445

198.5092 USD

Sale

500

198.5680 USD

Sale

516

198.3632 USD

Sale

524

198.0299 USD

Sale

572

198.0130 USD

Sale

600

197.7900 USD

Sale

700

198.5714 USD

Sale

743

197.6622 USD

Sale

800

198.5781 USD

Sale

800

198.5456 USD

Sale

800

198.1618 USD

Sale

800

198.4806 USD

Sale

858

198.1893 USD

Sale

959

198.6932 USD

Sale

1,300

197.7984 USD

Sale

1,359

198.6623 USD

Sale

1,371

197.8442 USD

Sale

1,556

197.8760 USD

Sale

1,661

198.1928 USD

Sale

1,833

198.7293 USD

Sale

2,238

197.9196 USD

Sale

2,267

198.1193 USD

Sale

2,369

197.9705 USD

Sale

2,551

197.9953 USD

Sale

3,600

197.8822 USD

Sale

4,476

198.5440 USD

Sale

5,800

197.9110 USD

Sale

9,549

197.8400 USD

Sale

10,000

198.6009 USD

Sale

14,773

197.7920 USD

Sale

18,038

197.8915 USD

Sale

25,106

197.7993 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

360

199.1600 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

28 May 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,100

260.0000

American

Jul 17, 2020

Call Options

Purchased

1,500

240.0000

American

Jul 17, 2020

Call Options

Written

-4,500

220.0000

American

Jul 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.


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