|
DGAP Voting Rights Announcement: PNE AG
PNE AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
02.12.2019 / 17:22
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: |
PNE AG |
| Street: |
Peter-Henlein-Straße 2-4 |
| Postal code: |
27472 |
| City: |
Cuxhaven
Germany |
| Legal Entity Identifier (LEI): |
391200KEHI6OQSGGN373 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3. Goldman Sachs International
|
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
4.97 % |
0.34 % |
5.31 % |
76603334 |
| Previous notification |
0.01 % |
5.05 % |
5.06 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000A0JBPG2 |
| 3804208 |
% |
4.97 % |
| Total |
3804208 |
4.97 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Right to Recall |
Open |
| 239710 |
0.31 % |
| |
|
Total |
239710 |
0.31 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| CFD |
26.11.2029 |
| Cash |
20352 |
0.03 % |
| |
|
|
Total |
20352 |
0.03 % |
8. Information in relation to the person subject to the notification obligation| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| The Goldman Sachs Group, Inc. |
% |
% |
% |
| Goldman Sachs (UK) L.L.C. |
% |
% |
% |
| Goldman Sachs Group UK Limited |
% |
% |
% |
| Goldman Sachs International |
4.91 % |
% |
5.18 % |
| |
| | | | The Goldman Sachs Group, Inc. |
% |
% |
% |
| Goldman Sachs & Co. LLC |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:Date
02.12.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
|