TR-1: Standard form for notification of major holdings
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1a.Identityoftheissuerortheunderlyingissuerof existing shares to which voting rights areattached i i : |
UplandResourcesLimited |
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1b.Pleaseindicateiftheissuerisanon-UKissuer (pleasemarkwithan"X"ifappropriate) |
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Non-UKissuer |
X |
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2.Reasonforthenotification (please marktheappropriateboxorboxeswithan"X") |
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Anacquisition ordisposalofvotingrights |
X |
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Anacquisitionordisposaloffinancial instruments |
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Aneventchanging thebreakdown ofvotingrights |
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Other(pleasespecify)iii: |
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3 . Detailsofperson subjecttothe notification obligation i v |
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Name |
LeighJamesAllen |
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Cityandcountry ofregistered office(ifapplicable) |
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4 . Full name ofshareholder(s) (ifdifferentfrom 3.) v |
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Name |
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Cityandcountry ofregistered office(ifapplicable) |
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5.Dateonwhichthethresholdwascrossedorreached vi : |
15/03/2021 |
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6.Dateonwhichissuernotified(DD/MM/YYYY): |
15/03/2021 |
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7.Totalpositionsofperson(s)subjecttothenotificationobligation |
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% of voting rightsattachedtoshares(totalof8.A) |
%ofvotingrightsthrough financialinstruments (totalof8.B1+8.B2) |
Totalofbothin%(8.A+8.B) |
Total number ofvotingrightsheldin issuer vii |
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Resulting situationonthedateonwhichthreshold wascrossedorreached |
5.10% |
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5.10% |
35,000,000 |
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Positionofpreviousnotification (ifapplicable) |
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8.Notifieddetailsoftheresultingsituationonthedateonwhichthethresholdwascrossedorreached viii |
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A:Votingrightsattachedtoshares |
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Class/typeofshares ISINcode(if possible) |
Numb er ofvotingrights i x |
%ofvotingrights |
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Direct (DTR5.1) |
Indirect (DTR5.2.1) |
Direct (DTR5.1) |
Indirect (DTR5.2.1) |
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JE00BJXN4P16 |
35,000,000 |
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5.10% |
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SUBTOTAL8.A |
35,000,000 |
5.10% |
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B1:FinancialInstrumentsaccordingtoDTR5.3.1R(1)(a) |
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Typeoffinancialinstrument |
Expiration d ate x |
Exercise/ConversionPeriod x i |
Numberofvotingrightsthat may be acquired ifthe instrument isexercised/converted. |
%ofvotingrights |
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SUBTOTAL8.B1 |
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B2:FinancialInstrumentswithsimilareconomiceffectaccordingtoDTR5.3.1R(1)(b) |
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Type offinancialinstrument |
Expiration d ate x |
Exercise/ConversionPeriod xi |
Physical orcashsettlement xii |
Number ofvotingrights |
%ofvotingrights |
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SUBTOTAL 8.B.2 |
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9.Informationinrelationtothepersonsubjecttothenotificationobligation (pleasemarktheapplicablebox with an "X") |
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Personsubjecttothenotificationobligationisnotcontrolledbyanynaturalpersonorlegalentityanddoesnotcontrolanyotherundertaking(s)holdingdirectlyorindirectlyaninterestinthe(underlying)issuerxiii |
X |
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Full chainofcontrolledundertakingsthroughwhichthevotingrightsand/orthe financialinstrumentsareeffectivelyheldstartingwiththeultimatecontrollingnaturalpersonorlegalentityxiv(pleaseadd additionalrows as necessary) |
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Na me xv |
%ofvotingrightsifitequals or is higherthan the notifiablethreshold |
% of voting rightsthrough financialinstrumentsifitequalsorishigherthanthe notifiablethreshold |
Total of both if itequalsorishigherthan the notifiablethreshold |
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10. Incaseofproxyvoting,pleaseidentify: |
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Nameoftheproxyholder |
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Thenumberand %ofvotingrightsheld |
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Thedateuntilwhich thevotingrightswillbeheld |
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Placeofcompletion |
StJohn,Jersey |
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Dateofcompletion |
15March 2021 |