Issue of Awards Under Omnibus Plan
24 May 2023
Public Policy Holding Company, Inc.
(the "Company" and, together with its subsidiaries, "PPHC" or the "Group")
Options, Restricted Stock Units, Restricted Shares and Stock Appreciation Rights Issuance and Director/PDMR Dealing
Public Policy Holding Company, Inc., the government relations and public affairs group providing clients with a fully integrated and comprehensive range of services, announces that it has granted the following to a broad range of its current employee base, including certain Directors and senior employees ("PDMRs") of the Company, under PPHC's 2021 Omnibus Incentive Plan ("Omnibus Plan") that was adopted in connection with the Group's admission to AIM in December 2021:
· Options over shares of Common Stock, par value $0.001 per share (the "Ordinary Shares") in the Company (the "Options");
· Restricted stock units in respect of the Ordinary Shares in the Company ("RSUs");
· Restricted stock shares in the Company which will rank pari passu with the Ordinary Shares ("RSs"); and
· Stock appreciation rights over Ordinary Shares in the Company ("SARs").
Options
In total 652,000 Options have been granted on 22 May 2023 under the Omnibus Plan. Of this tranche, 7,750 Options have been granted to PDMRs (including senior management). The Options will vest in full in three years from the grant date and will be subject to certain acceleration and clawback events tied to continuation of employment and compliance with various employment-related agreements. The Options will have an exercise price of 160.2 pence per Ordinary Share, being 120% of the closing price on the grant date, 22 May 2023.
RSUs
In total 1,500,000 RSUs have been granted on 22 May 2023 under the Omnibus Plan. Of this tranche, 840,000 RSUs have been granted to PDMRs (including Executive Directors and other senior management). The RSUs will vest across a three year period from the grant date, split equally each year, and will be subject to certain acceleration and clawback events tied to continuation of employment and compliance with various employment-related agreements.
RSs
In total 820,007 RSs have been granted on 22 May 2023 under the Omnibus Plan. Of this tranche, 811,354 RSs have been granted to PDMRs (including Executive Directors and other senior management). The RSs will vest on 31 December 2023 and will be subject to certain acceleration and clawback events tied to continuation of employment and compliance with various employment-related agreements.
Application will be made for the new RSs, which will rank pari passu with the existing Common Shares in issue, to be admitted to trading on AIM. Dealings are expected to commence on or around 30 May 2023.
Following this issue of shares, the Company's total issued and voting share capital upon admission will consist of 112,837,628 Common Shares. This figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, securities of the Company.
SARs
In total 1,825,000 SARs have been granted on 22 May 2023 under the Omnibus Plan. Of this tranche, 20,000 SARs have been granted to PDMRs (including senior management). The SARs will vest across a three year period from the grant date, split equally each year, and will be subject to certain acceleration and clawback events tied to continuation of employment and compliance with various employment-related agreements.
As set out in the Group's Admission Document, PPHC strives to attract and retain high quality staff in order to best serve its clients. These Omnibus Plan awards are being made in order to incentivise senior management and a broad range of employees through equity-based awards, further aligning the interests of employee shareholders with PPHC's core mission and objectives.
Related Party Transaction
As directors of the Company, Stewart Hall and William Chess are deemed to be related parties under the AIM Rules for Companies (the "AIM Rules") and, as such, the award of the RSs outlined below to both Mr Hall and Mr Chess constitutes a related party transaction for the purposes of Rule 13 of the AIM Rules.
The directors of the Group (excluding Mr Hall and Mr Chess) consider, having consulted with Stifel Nicolaus Europe Limited, the Company's nominated adviser, that the terms of the transaction are fair and reasonable insofar as its shareholders are concerned.
The resultant holdings of Options by Directors and PDMRs are set out below:
|
Director / PDMR |
No. of Options previously held |
No. of Options granted |
Resultant interest in Options |
|
|
Mathew Lapinski (PDMR) |
44,750 |
7,750 |
52,500 |
|
The resultant holdings of RSUs by Directors and PDMRs are set out below:
|
Director / PDMR |
No. of RSUs previously held |
No. of RSUs granted |
Resultant interest in RSUs |
|
|
Zachary Williams (Executive Director) |
- |
40,000 |
40,000 |
|
|
Johnson Green (PDMR) |
- |
100,000 |
100,000 |
|
|
Jeffrey Forbes (PDMR) |
- |
125,000 |
125,000 |
|
|
Daniel Tate (PDMR) |
- |
75,000 |
75,000 |
|
|
Mathew Lapinski (PDMR) |
- |
100,000 |
100,000 |
|
|
Rhoderick M. Shaw (PDMR) |
- |
100,000 |
100,000 |
|
|
Lawrence Spivey (PDMR) |
- |
100,000 |
100,000 |
|
|
Thomas O'Neill (PDMR) |
- |
100,000 |
100,000 |
|
|
Erik Smith (PDMR) |
- |
100,000 |
100,000 |
|
The resultant holdings of RSs by Directors and PDMRs are set out below:
|
Director / PDMR |
No. of RSs previously held |
No. of RSs granted |
Resultant interest in RSs |
|
|
Stewart Hall (Executive Director) |
- |
247,197 |
247,197 |
|
|
William Chess (Executive Director) |
- |
139,048 |
139,048 |
|
|
Jill Kendrick (PDMR) |
- |
123,599 |
123,599 |
|
|
Neal Strum (PDMR) |
- |
61,799 |
61,799 |
|
|
Roel Smits (PDMR) |
- |
93,896 |
93,896 |
|
|
Thomas Gensemer (PDMR) |
- |
64,070 |
64,070 |
|
|
Ron Starzman (PDMR) |
- |
64,070 |
64,070 |
|
|
Paula Thrasher (PDMR) |
- |
17,675 |
17,675 |
|
The resultant holdings of SARs by Directors and PDMRs are set out below:
|
Director / PDMR |
No. of SARs previously held |
No. of SARs granted |
Resultant interest in SARs |
|
|
Mathew Lapinski (PDMR) |
- |
20,000 |
20,000 |
|
For further information contact:
|
Public Policy Holding Company, Inc. Stewart Hall, CEO Bill Chess, CFO Thomas Gensemer, Chief Strategy Officer Roel Smits, Deputy CFO |
+1 (202) 688 0020 inquiries@pphcompany.com |
|
Stifel (Nominated Adviser & Broker) Fred Walsh, Tom Marsh |
+44 (0) 20 7710 7600 |
|
Buchanan Communications (Media Enquiries) Chris Lane, Toto Berger, Harry Swinburne |
+44 (0) 20 7466 5000 pphc@buchanan.uk.com |
About PPHC
Incorporated in 2014, PPHC is a US-based government relations and public affairs group providing clients with a fully integrated and comprehensive range of services including government and public relations, research and digital advocacy campaigns. Engaged by over 1000 clients, including companies, trade associations and non-governmental organisations, the Group is active in all major sectors of the U.S. economy, including healthcare and pharmaceuticals, financial services, energy, technology, telecoms and transportation. PPHC's services support clients to enhance and defend their reputations, advance policy goals, manage regulatory risk, and engage with US federal and state-level policy makers, stakeholders, media and the public.
PPHC operates a holding company structure and currently has seven operating entities comprising Crossroads Strategies, Forbes Tate Partners, Seven Letter, O'Neill & Associates, Alpine Group Partners, KP Public Affairs and MultiState Associates. Operating in the strategic communications market, the Group has a strong track record of organic and acquisitive growth, the latter focused on enhancing its capabilities and to establish new verticals, either within new geographies or new related offerings.
For more information, see www.pphcompany.com
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Mathew Lapinski |
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PDMR |
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Initial notification |
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Name: |
Public Policy Holding Company, Inc. |
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LEI: |
2138008Z7B1IXVVJAZ79 |
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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f) |
Description of the financial instrument, type of
Identification Code
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Common shares of $0.001 par value
ISIN: US7444301094 |
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g) |
Nature of the transaction: |
Award of Options under Omnibus Plan scheme |
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h) |
Price(s) and volume(s):
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i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
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Date of the transaction: |
22 May 2023 |
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Place of the transaction: |
Off market transaction |
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Name: |
Zachary Williams |
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Reason for the notification |
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b) |
Position/Status: |
Executive Director |
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c) |
Initial notification/Amendment: |
Initial notification |
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Name: |
Public Policy Holding Company, Inc. |
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LEI: |
2138008Z7B1IXVVJAZ79 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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f) |
Description of the financial instrument, type of
Identification Code
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Common shares of $0.001 par value
ISIN: US7444301094 |
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g) |
Nature of the transaction: |
Award of Restricted Stock Units under Omnibus Plan scheme |
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h) |
Price(s) and volume(s):
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N/A single transaction N/A single transaction |
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22 May 2023 |
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k) |
Place of the transaction: |
Off market transaction |
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Name: |
Johnson Green |
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Reason for the notification |
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Position/Status: |
PDMR |
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c) |
Initial notification/Amendment: |
Initial notification |
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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Name: |
Public Policy Holding Company, Inc. |
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e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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f) |
Description of the financial instrument, type of
Identification Code
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Common shares of $0.001 par value
ISIN: US7444301094 |
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g) |
Nature of the transaction: |
Award of Restricted Stock Units under Omnibus Plan scheme |
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h) |
Price(s) and volume(s):
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i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
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j) |
Date of the transaction: |
22 May 2023 |
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k) |
Place of the transaction: |
Off market transaction |
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Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name: |
Jeffrey Forbes |
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2 |
Reason for the notification |
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b) |
Position/Status: |
PDMR |
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c) |
Initial notification/Amendment: |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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d) |
Name: |
Public Policy Holding Company, Inc. |
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e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
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g) |
Nature of the transaction: |
Award of Restricted Stock Units under Omnibus Plan scheme |
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h) |
Price(s) and volume(s):
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i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
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j) |
Date of the transaction: |
22 May 2023 |
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k) |
Place of the transaction: |
Off market transaction |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name: |
Daniel Tate |
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2 |
Reason for the notification |
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b) |
Position/Status: |
PDMR |
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c) |
Initial notification/Amendment: |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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d) |
Name: |
Public Policy Holding Company, Inc. |
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e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
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|
g) |
Nature of the transaction: |
Award of Restricted Stock Units under Omnibus Plan scheme |
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h) |
Price(s) and volume(s):
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|
||||||
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i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
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j) |
Date of the transaction: |
22 May 2023 |
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k) |
Place of the transaction: |
Off market transaction |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name: |
Mathew Lapinski |
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2 |
Reason for the notification |
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b) |
Position/Status: |
PDMR |
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c) |
Initial notification/Amendment: |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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d) |
Name: |
Public Policy Holding Company, Inc. |
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e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
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g) |
Nature of the transaction: |
Award of Restricted Stock Units under Omnibus Plan scheme |
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h) |
Price(s) and volume(s):
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i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
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j) |
Date of the transaction: |
22 May 2023 |
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k) |
Place of the transaction: |
Off market transaction |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name: |
Rhoderick M. Shaw |
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2 |
Reason for the notification |
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b) |
Position/Status: |
PDMR |
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c) |
Initial notification/Amendment: |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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d) |
Name: |
Public Policy Holding Company, Inc. |
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e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
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g) |
Nature of the transaction: |
Award of Restricted Stock Units under Omnibus Plan scheme |
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h) |
Price(s) and volume(s):
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i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
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j) |
Date of the transaction: |
22 May 2023 |
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k) |
Place of the transaction: |
Off market transaction |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name: |
Lawrence Spivey |
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2 |
Reason for the notification |
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b) |
Position/Status: |
PDMR |
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c) |
Initial notification/Amendment: |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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d) |
Name: |
Public Policy Holding Company, Inc. |
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e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
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g) |
Nature of the transaction: |
Award of Restricted Stock Units under Omnibus Plan scheme |
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h) |
Price(s) and volume(s):
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i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
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j) |
Date of the transaction: |
22 May 2023 |
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k) |
Place of the transaction: |
Off market transaction |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name: |
Thomas O'Neill |
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2 |
Reason for the notification |
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b) |
Position/Status: |
PDMR |
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c) |
Initial notification/Amendment: |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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d) |
Name: |
Public Policy Holding Company, Inc. |
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e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
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|
g) |
Nature of the transaction: |
Award of Restricted Stock Units under Omnibus Plan scheme |
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h) |
Price(s) and volume(s):
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i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
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j) |
Date of the transaction: |
22 May 2023 |
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k) |
Place of the transaction: |
Off market transaction |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name: |
Erik Smith |
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2 |
Reason for the notification |
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b) |
Position/Status: |
PDMR |
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c) |
Initial notification/Amendment: |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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d) |
Name: |
Public Policy Holding Company, Inc. |
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e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
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4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
||||||
|
g) |
Nature of the transaction: |
Award of Restricted Stock Units under Omnibus Plan scheme |
||||||
|
h) |
Price(s) and volume(s):
|
|
||||||
|
i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
||||||
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j) |
Date of the transaction: |
22 May 2023 |
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k) |
Place of the transaction: |
Off market transaction |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name: |
Stewart Hall |
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2 |
Reason for the notification |
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b) |
Position/Status: |
Executive Director |
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c) |
Initial notification/Amendment: |
Initial notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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d) |
Name: |
Public Policy Holding Company, Inc. |
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e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
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|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
||||||
|
g) |
Nature of the transaction: |
Award of Restricted Stock Shares under Omnibus Plan scheme |
||||||
|
h) |
Price(s) and volume(s):
|
|
||||||
|
i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
||||||
|
j) |
Date of the transaction: |
22 May 2023 |
||||||
|
k) |
Place of the transaction: |
Off market transaction |
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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|
a) |
Name: |
William Chess |
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2 |
Reason for the notification |
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b) |
Position/Status: |
Executive Director |
||||||
|
c) |
Initial notification/Amendment: |
Initial notification |
||||||
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
d) |
Name: |
Public Policy Holding Company, Inc. |
||||||
|
e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
||||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
||||||
|
g) |
Nature of the transaction: |
Award of Restricted Stock Shares under Omnibus Plan scheme |
||||||
|
h) |
Price(s) and volume(s):
|
|
||||||
|
i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
||||||
|
j) |
Date of the transaction: |
22 May 2023 |
||||||
|
k) |
Place of the transaction: |
Off market transaction |
||||||
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|||||||
|
a) |
Name: |
Jill Kendrick |
||||||
|
2 |
Reason for the notification |
|||||||
|
b) |
Position/Status: |
PDMR |
||||||
|
c) |
Initial notification/Amendment: |
Initial notification |
||||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
d) |
Name: |
Public Policy Holding Company, Inc. |
||||||
|
e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
||||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
||||||
|
g) |
Nature of the transaction: |
Award of Restricted Stock Shares under Omnibus Plan scheme |
||||||
|
h) |
Price(s) and volume(s):
|
|
||||||
|
i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
||||||
|
j) |
Date of the transaction: |
22 May 2023 |
||||||
|
k) |
Place of the transaction: |
Off market transaction |
||||||
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|||||||
|
a) |
Name: |
Neal Strum |
||||||
|
2 |
Reason for the notification |
|||||||
|
b) |
Position/Status: |
PDMR |
||||||
|
c) |
Initial notification/Amendment: |
Initial notification |
||||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
d) |
Name: |
Public Policy Holding Company, Inc. |
||||||
|
e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
||||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
||||||
|
g) |
Nature of the transaction: |
Award of Restricted Stock Shares under Omnibus Plan scheme |
||||||
|
h) |
Price(s) and volume(s):
|
|
||||||
|
i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
||||||
|
j) |
Date of the transaction: |
22 May 2023 |
||||||
|
k) |
Place of the transaction: |
Off market transaction |
||||||
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|||||||
|
a) |
Name: |
Roel Smits |
||||||
|
2 |
Reason for the notification |
|||||||
|
b) |
Position/Status: |
PDMR |
||||||
|
c) |
Initial notification/Amendment: |
Initial notification |
||||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
d) |
Name: |
Public Policy Holding Company, Inc. |
||||||
|
e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
||||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
||||||
|
g) |
Nature of the transaction: |
Award of Restricted Stock Shares under Omnibus Plan scheme |
||||||
|
h) |
Price(s) and volume(s):
|
|
||||||
|
i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
||||||
|
j) |
Date of the transaction: |
22 May 2023 |
||||||
|
k) |
Place of the transaction: |
Off market transaction |
||||||
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|||||||
|
a) |
Name: |
Thomas Gensemer |
||||||
|
2 |
Reason for the notification |
|||||||
|
b) |
Position/Status: |
PDMR |
||||||
|
c) |
Initial notification/Amendment: |
Initial notification |
||||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
d) |
Name: |
Public Policy Holding Company, Inc. |
||||||
|
e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
||||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
||||||
|
g) |
Nature of the transaction: |
Award of Restricted Stock Shares under Omnibus Plan scheme |
||||||
|
h) |
Price(s) and volume(s):
|
|
||||||
|
i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
||||||
|
j) |
Date of the transaction: |
22 May 2023 |
||||||
|
k) |
Place of the transaction: |
Off market transaction |
||||||
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|||||||
|
a) |
Name: |
Ron Starzman |
||||||
|
2 |
Reason for the notification |
|||||||
|
b) |
Position/Status: |
PDMR |
||||||
|
c) |
Initial notification/Amendment: |
Initial notification |
||||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
d) |
Name: |
Public Policy Holding Company, Inc. |
||||||
|
e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
||||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
||||||
|
g) |
Nature of the transaction: |
Award of Restricted Stock Shares under Omnibus Plan scheme |
||||||
|
h) |
Price(s) and volume(s):
|
|
||||||
|
i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
||||||
|
j) |
Date of the transaction: |
22 May 2023 |
||||||
|
k) |
Place of the transaction: |
Off market transaction |
||||||
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
|||||||
|
a) |
Name: |
Paula Thrasher |
||||||
|
2 |
Reason for the notification |
|||||||
|
b) |
Position/Status: |
PDMR |
||||||
|
c) |
Initial notification/Amendment: |
Initial notification |
||||||
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||||
|
d) |
Name: |
Public Policy Holding Company, Inc. |
||||||
|
e) |
LEI: |
2138008Z7B1IXVVJAZ79 |
||||||
|
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||||
|
f) |
Description of the financial instrument, type of
Identification Code
|
Common shares of $0.001 par value
ISIN: US7444301094 |
||||||
|
g) |
Nature of the transaction: |
Award of Restricted Stock Shares under Omnibus Plan scheme |
||||||
|
h) |
Price(s) and volume(s):
|
|
||||||
|
i) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction N/A single transaction |
||||||
|
j) |
Date of the transaction: |
22 May 2023 |
||||||
|
k) |
Place of the transaction: |
Off market transaction |
||||||
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