Holding(s) in Company

Summary by AI BETAClose X

UBS Group AG, through its subsidiary UBS AG, has acquired a significant stake in Prudential PLC, now holding a total of 5.094366% of the voting rights. This includes 4.988492% directly attached to shares and 0.105874% through various financial instruments such as depositary receipts and call options. The acquisition, which crossed the notification threshold on March 26, 2026, brings UBS AG's total voting rights to 128,810,570.

Disclaimer*

Prudential PLC
31 March 2026
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007099541

Issuer Name

Prudential Public Limited Company

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

UBS Group AG-Investment Bank & Global Wealth Management

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

Name

City of registered office

Country of registered office

UBS AG

London

United Kingdom

5. Date on which the threshold was crossed or reached

26-Mar-2026

6. Date on which Issuer notified

30-Mar-2026

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

4.988492

0.105874

5.094366

128810570

Position of previous notification (if applicable)

0.000000

0.000000

0.000000


8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB0007099541


126133534


4.988492

Sub Total 8.A

126133534

4.988492%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Depositary Receipts (US74435K2042)


At any time

180792

0.007150

Right to recall on Depositary Receipts (US74435K2042)


At any time

140198

0.005545

Long Call Option

18/12/2026 - 18/06/2027


947000

0.037453

Sub Total 8.B1


1267990

0.050148%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Long Call Option

13/04/2026 - 29/05/2026


Cash

15575

0.000616

Short Put Option

19/06/2026 - 18/06/2027


Physical

1297000

0.051295

Equity Swaps

23/04/2026 - 26/03/2029


Cash

12930

0.000511

Swaps on Baskets

14/07/2027 - 30/09/2030


Cash

1155

0.000046

Reverse Convertible Bond

27/04/2026


Physical

82386

0.003258

Sub Total 8.B2


1409046

0.055726%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

UBS Group AG (Chain 1)





UBS Group AG (Chain 1)

UBS AG

4.987594


5.082539%

UBS Group AG (Chain 2)





UBS Group AG (Chain 2)

UBS AG

4.987594


5.082539%

UBS Group AG (Chain 2)

UBS Switzerland AG




UBS Group AG (Chain 3)





UBS Group AG (Chain 3)

UBS AG

4.987594


5.082539%

UBS Group AG (Chain 3)

UBS Bank (Canada)




UBS Group AG (Chain 4)





UBS Group AG (Chain 4)

UBS AG

4.987594


5.082539%

UBS Group AG (Chain 4)

UBS Americas Holding LLC




UBS Group AG (Chain 4)

UBS Americas Inc.




UBS Group AG (Chain 4)

UBS Securities LLC




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

30-Mar-2026

13. Place Of Completion

Zurich, Switzerland

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